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ALLIANCE ADVISORY & SECURITIES, LLC

WESTLAKE VILLAGE, CA · CRD 18835 · IAPD ↗ · aewealth.com · 805-371-8020

$687.4MRegulatory AUM
14Advisory reps
21Employees
675Clients
251-500Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
October 2026 — ALLIANCE ADVISORY & SECURITIES, LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
28
April 2025 — ALLIANCE ADVISORY & SECURITIES, LLC changed its website from allianceadvisory.com to aewealth.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
53
April 2024 — ALLIANCE ADVISORY & SECURITIES, LLC added office(s): 2 -> 6 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2024 — ALLIANCE ADVISORY & SECURITIES, LLC crossed $500M in regulatory AUM ($454.4M -> $608.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.