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FRANKLIN MANAGED OPTIONS STRATEGIES, LLC

STAMFORD, CT · CRD 325732 · IAPD ↗ · franklintempleton.com · (888) 865-7268

$972.5MRegulatory AUM
3Advisory reps
12Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
February 2026 — FRANKLIN MANAGED OPTIONS STRATEGIES, LLC (STAMFORD, CT) left the SEC roster (was $972.5M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
70
January 2026 — FRANKLIN MANAGED OPTIONS STRATEGIES, LLC crossed $500M in regulatory AUM ($447.4M -> $972.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
48
April 2025 — FRANKLIN MANAGED OPTIONS STRATEGIES, LLC moved its main office from WESTPORT, CT to STAMFORD, CT.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.