M&A & valuation — April 2024
RIA acquirers, investment bankers, valuation firms, and lenders.
1444 firms opened this window in the April 2024 SEC roster: 812 headcount down, 492 aum down, 140 deregistered.
65
GW & WADE, LLC — (WELLESLEY, MA) left the SEC roster (was $8.90B RAUM, 41 reps). IAPD ↗
65
COLORADO FINANCIAL MANAGEMENT LLC — (BOULDER, CO) left the SEC roster (was $1.95B RAUM, 9 reps). IAPD ↗
65
EISNERAMPER WEALTH MANAGEMENT & CORPORATE BENEFITS, LLC — (ISELIN, NJ) left the SEC roster (was $1.35B RAUM, 18 reps). IAPD ↗
65
VERITABLE LP — (NEWTOWN SQUARE, PA) left the SEC roster (was $16.53B RAUM, 50 reps). IAPD ↗
65
STRATEGIQ FINANCIAL GROUP, LLC — (MERRILLVILLE, IN) left the SEC roster (was $1.52B RAUM, 21 reps). IAPD ↗
65
CHARLES SCHWAB INVESTMENT ADVISORY, INC — (SAN FRANCISCO, CA) left the SEC roster (was $66.08B RAUM, 25 reps). IAPD ↗
65
BRIDGEWORTH WEALTH MANAGEMENT — (BIRMINGHAM, AL) left the SEC roster (was $2.02B RAUM, 60 reps). IAPD ↗
65
TELEMUS CAPITAL, LLC — (SOUTHFIELD, MI) left the SEC roster (was $2.97B RAUM, 24 reps). IAPD ↗
65
SIMPLICITY SOLUTIONS, LLC — (MINNEAPOLIS, MN) left the SEC roster (was $3.30B RAUM, 130 reps). IAPD ↗
65
CURI CAPITAL — (RALEIGH, NC) left the SEC roster (was $1.40B RAUM, 17 reps). IAPD ↗
65
FIRST ASCENT ASSET MANAGEMENT, LLC — (DENVER, CO) left the SEC roster (was $1.37B RAUM, 3 reps). IAPD ↗
65
VISTA FINANCIAL ADVISORS, LLC — (NEW YORK, NY) left the SEC roster (was $11491.90B RAUM, 1 reps). IAPD ↗
63
PRIVATE ASSET MANAGEMENT INC — (SAN DIEGO, CA) left the SEC roster (was $751.3M RAUM, 10 reps). IAPD ↗
63
CAPLAN FINANCIAL GROUP, LLC — (location n/a) left the SEC roster (was $367.6M RAUM, 2 reps). IAPD ↗
63
WASSERMAN WEALTH MANAGEMENT, LLC — (FARMINGTON HILLS, MI) left the SEC roster (was $306.0M RAUM, 3 reps). IAPD ↗
63
DAY & ENNIS, LLC — (MACON, GA) left the SEC roster (was $384.1M RAUM, 6 reps). IAPD ↗
63
REMY INVESTORS & CONSULTANTS, LLC — (LOS ANGELES, CA) left the SEC roster (was $781.5M RAUM, 6 reps). IAPD ↗
63
ANODOS ADVISORS, LLC — (GOLETA, CA) left the SEC roster (was $753.9M RAUM, 2 reps). IAPD ↗
63
ADVANTAGE RETIREMENT GROUP — (FORT MYERS, FL) left the SEC roster (was $324.7M RAUM, 2 reps). IAPD ↗
63
PARAGON WEALTH STRATEGIES, LLC. — (JACKSONVILLE, FL) left the SEC roster (was $456.3M RAUM, 8 reps). IAPD ↗
63
VEZZETTI CAPITAL MANAGEMENT, L.L.C. — (LA SALLE, IL) left the SEC roster (was $263.4M RAUM, 1 reps). IAPD ↗
63
TRUTINA FINANCIAL — (BELLEVUE, WA) left the SEC roster (was $941.5M RAUM, 11 reps). IAPD ↗
63
SUMMIT WEALTH ADVOCATES, LLC — (location n/a) left the SEC roster (was $314.9M RAUM, 5 reps). IAPD ↗
63
LWS WEALTH ADVISORS, INC. — (location n/a) left the SEC roster (was $461.4M RAUM, 3 reps). IAPD ↗
63
HAYMARKET WEALTH MANAGEMENT LLC — (MADISON, NJ) left the SEC roster (was $526.4M RAUM, 1 reps). IAPD ↗
63
T.O.S. ADVISORS, LLC — (HOUSTON, TX) left the SEC roster (was $272.3M RAUM, 3 reps). IAPD ↗
63
LEDGE WEALTH — (SARTELL, MN) left the SEC roster (was $350.9M RAUM, 4 reps). IAPD ↗
63
SILVERHAWK ASSET MANAGEMENT, LLC — (SCOTTSDALE, AZ) left the SEC roster (was $405.2M RAUM, 3 reps). IAPD ↗
63
7 NORTH FINANCE — (location n/a) left the SEC roster (was $250.0M RAUM, 3 reps). IAPD ↗
63
KEENEY FINANCIAL GROUP INC. — (COLUMBIA, MD) left the SEC roster (was $385.6M RAUM, 6 reps). IAPD ↗
63
TAMARACK ADVISERS, LP — (CARLSBAD, CA) left the SEC roster (was $317.0M RAUM, 3 reps). IAPD ↗
63
HERITAGE WEALTH MANAGEMENT, LLC — (PHOENIX, AZ) left the SEC roster (was $545.1M RAUM, 18 reps). IAPD ↗
63
ENGRAVE WEALTH PARTNERS, LLC — (THE WOODLANDS, TX) left the SEC roster (was $664.4M RAUM, 7 reps). IAPD ↗
63
VALOR CAPITAL MANAGEMENT, LLC — (WESTLAKE, OH) left the SEC roster (was $892.8M RAUM, 10 reps). IAPD ↗
60
WATERSTONE INVESTMENT COUNSEL, LLC — (CINCINNATI, OH) left the SEC roster (was $140.7M RAUM, 3 reps). IAPD ↗
60
SPOOR BEHRINS CAMPBELL & YOUNG SECURITIES CORP — (CLINTON, NJ) left the SEC roster (was $172.0M RAUM, 3 reps). IAPD ↗
60
AUTUMN WIND ASSET MANAGEMENT INC — (RESTON, VA) left the SEC roster (was $141.6M RAUM, 1 reps). IAPD ↗
60
FINANCIAL COUNCIL INC — (TOWSON, MD) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗
60
STEVE ROBBINS, INC. — (FLORISSANT, MO) left the SEC roster (was $90.2M RAUM, 1 reps). IAPD ↗
60
LUMIN FINANCIAL, LLC — (SOUTHFIELD, MI) left the SEC roster (was $175.5M RAUM, 3 reps). IAPD ↗
60
MONACO CAPITAL MANAGEMENT, LLC — (VIRGINIA BEACH, VA) left the SEC roster (was $171.9M RAUM, 2 reps). IAPD ↗
60
DB WEALTH MANAGEMENT GROUP, LLC — (SAN DIEGO, CA) left the SEC roster (was $213.4M RAUM, 2 reps). IAPD ↗
60
SYMPHONY FINANCIAL PLANNING LLC — (DAVIS, CA) left the SEC roster (was $188.5M RAUM, 3 reps). IAPD ↗
60
REGAL WEALTH GROUP INC. — (SEAL BEACH, CA) left the SEC roster (was $190.9M RAUM, 3 reps). IAPD ↗
60
BLUE WATER CAPITAL MANAGEMENT, LLC — (SYRACUSE, NY) left the SEC roster (was $150.2M RAUM, 3 reps). IAPD ↗
60
PARADIGM CONSULTING, INC. — (UTICA, NY) left the SEC roster (was $168.5M RAUM, 4 reps). IAPD ↗
60
WALDMAN FINANCIAL ADVISERS — (location n/a) left the SEC roster (was $104.3M RAUM, 2 reps). IAPD ↗
60
RIVER GLEN WEALTH COUNSELORS — (WEST DES MOINES, IA) left the SEC roster (was $241.9M RAUM, 3 reps). IAPD ↗
60
THE PARKRIDGE GROUP — (location n/a) left the SEC roster (was $186.9M RAUM, 1 reps). IAPD ↗
60
CHARLES CARROLL FINANCIAL PARTNERS, LLC — (NEEDHAM, MA) left the SEC roster (was $99.2M RAUM, 2 reps). IAPD ↗
60
PARKER ADVISORY GROUP, LLC — (ST. GEORGE, UT) left the SEC roster (was $187.6M RAUM, 2 reps). IAPD ↗
60
EMERGINGWEALTH INVESTMENT MANAGEMENT, INC. — (PITTSBURGH, PA) left the SEC roster (was $22.2M RAUM, 1 reps). IAPD ↗
60
PARAGON OUTCOMES MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $218.4M RAUM, 3 reps). IAPD ↗
60
HUNTINGTON MANAGEMENT, LLC — (WARRENVILLE, IL) left the SEC roster (was $223.9M RAUM, 3 reps). IAPD ↗
60
IRONRIDGE WEALTH MANAGEMENT, LLC — (ATLANTA, GA) left the SEC roster (was $100.3M RAUM, 4 reps). IAPD ↗
60
MALLARD FINANCIAL PARTNERS INC — (NEWARK, DE) left the SEC roster (was $187.5M RAUM, 10 reps). IAPD ↗
60
WALL STREET MANAGEMENT CORPORATION — (DARIEN, CT) left the SEC roster (was $0 RAUM, 4 reps). IAPD ↗
60
TRUE WEALTH & COMPANY — (OVERLAND PARK, KS) left the SEC roster (was $126.5M RAUM, 4 reps). IAPD ↗
60
RICHVIEW ADVISORS — (DAYTON, OH) left the SEC roster (was $66.6M RAUM, 2 reps). IAPD ↗
60
MIAMI WEALTH MANAGEMENT ® — (MIAMI, FL) left the SEC roster (was $158,407 RAUM, 1 reps). IAPD ↗
60
BRIDGEWAY WEALTH PARTNERS, LLC — (NEW YORK, NY) left the SEC roster (was $146.7M RAUM, 9 reps). IAPD ↗
60
AVENUE GLOBAL ADVISORS LLC — (MIAMI, FL) left the SEC roster (was $7.8M RAUM, 1 reps). IAPD ↗
60
DIGIT ADVISORS, LLC — (SAN FRANCISCO, CA) left the SEC roster (was $33.1M RAUM, 0 reps). IAPD ↗
60
JOHNSON WEALTH MANAGEMENT, LLC — (PHOENIX, AZ) left the SEC roster (was $6.2M RAUM, 4 reps). IAPD ↗
60
TIFIN GROW LLC — (BOULDER, CO) left the SEC roster (was $3.9M RAUM, 2 reps). IAPD ↗
60
RISE VEST INVESTMENTS, LLC — (COLUMBIA, SC) left the SEC roster (was $10.0M RAUM, 1 reps). IAPD ↗
60
CHARLES LANE CAPITAL, LLC — (NEW YORK, NY) left the SEC roster (was $33.5M RAUM, 2 reps). IAPD ↗
60
ANOROC ADVISORS LLC — (location n/a) left the SEC roster (was $826,478 RAUM, 1 reps). IAPD ↗
60
SUSTAINABLE LEADERS INVESTMENT MANAGEMENT, LLC — (WHITE PLAINS, NY) left the SEC roster (was $79.9M RAUM, 2 reps). IAPD ↗
60
ARCTIC CAPITAL ADVISORS LLC — (NEW YORK, NY) left the SEC roster (was $100.0M RAUM, 2 reps). IAPD ↗
60
STRATEGY CAP, LLC — (BEND, OR) left the SEC roster — its 120-day provisional registration did not convert (was $48.1M RAUM, 2 reps). IAPD ↗
60
BRM INVESTMENT MANAGEMENT LLC — (location n/a) left the SEC roster (was $132.9M RAUM, 3 reps). IAPD ↗
60
GROW TODAY LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
60
EXCELSIOR WEALTH MANAGEMENT LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $18.0M RAUM, 1 reps). IAPD ↗
60
BOULEVARD FAMILY WEALTH SERVICES, LLC — (BEVERLY HILLS, CA) left the SEC roster — its 120-day provisional registration did not convert (was $2.5M RAUM, 5 reps). IAPD ↗
60
THE TRANEL GROUP, LLC — (LIBERTYVILLE, IL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗
60
YIELD GROWTH ADVISORS — (SAN DIEGO, CA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
60
GOSTKOWSKI INVESTMENT ADVISORS, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
55
BNY MELLON SECURITIES CORPORATION — shrank from 100 to 94 advisory reps. IAPD ↗
55
PRINCIPAL SECURITIES, INC. — shrank from 1430 to 1349 advisory reps. IAPD ↗
55
WILLIAM BLAIR & COMPANY L.L.C. — shrank from 276 to 179 advisory reps. IAPD ↗
55
DAVENPORT & COMPANY LLC — shrank from 236 to 206 advisory reps. IAPD ↗
55
LINCOLN FINANCIAL SECURITIES CORPORATION — shrank from 386 to 337 advisory reps. IAPD ↗
55
LINCOLN FINANCIAL ADVISORS CORPORATION — shrank from 986 to 940 advisory reps. IAPD ↗
55
AMERIPRISE FINANCIAL SERVICES, LLC — shrank from 12542 to 12518 advisory reps. IAPD ↗
55
INDEPENDENT FINANCIAL GROUP, LLC — shrank from 463 to 444 advisory reps. IAPD ↗
55
AUSDAL FINANCIAL PARTNERS, INC. — shrank from 125 to 110 advisory reps. IAPD ↗
55
ROBERT W. BAIRD & CO. INCORPORATED — shrank from 2975 to 2966 advisory reps. IAPD ↗
55
UBS FINANCIAL SERVICES INC. — shrank from 10029 to 9213 advisory reps. IAPD ↗
55
MML INVESTORS SERVICES, LLC — shrank from 4951 to 4764 advisory reps. IAPD ↗
55
CADARET GRANT & CO INC — shrank from 513 to 489 advisory reps. IAPD ↗
55
PLANMEMBER SECURITIES CORPORATION — shrank from 459 to 427 advisory reps. IAPD ↗
55
MONEY CONCEPTS ADVISORY SERVICE — shrank from 429 to 407 advisory reps. IAPD ↗
55
SYNOVUS SECURITIES, INC. — shrank from 200 to 186 advisory reps. IAPD ↗
55
U.S. BANCORP ADVISORS, LLC — shrank from 179 to 133 advisory reps. IAPD ↗
55
CONCOURSE FINANCIAL GROUP ADVISORS — shrank from 640 to 566 advisory reps. IAPD ↗
55
TRANSAMERICA FINANCIAL ADVISORS, INC. — shrank from 1235 to 1127 advisory reps. IAPD ↗
55
THRIVENT INVESTMENT MANAGEMENT INC. — shrank from 3005 to 2509 advisory reps. IAPD ↗
55
HSBC SECURITIES (USA) INC. — shrank from 371 to 340 advisory reps. IAPD ↗
55
MARQUETTE ASSOCIATES, INC. — shrank from 57 to 52 advisory reps. IAPD ↗
55
OSAIC INSTITUTIONS, INC. — shrank from 539 to 474 advisory reps. IAPD ↗
55
WESTERN INTERNATIONAL SECURITIES — shrank from 301 to 245 advisory reps. IAPD ↗
55
SANTANDER SECURITIES — shrank from 122 to 103 advisory reps. IAPD ↗
55
CUSO FINANCIAL SERVICES — shrank from 577 to 571 advisory reps. IAPD ↗
55
VALIC FINANCIAL ADVISORS, INC. — shrank from 1391 to 1289 advisory reps. IAPD ↗
55
M HOLDINGS SECURITIES, INC. — shrank from 246 to 234 advisory reps. IAPD ↗
55
FIRST CITIZENS INVESTOR SERVICES, INC. — shrank from 138 to 130 advisory reps. IAPD ↗
55
NEXT FINANCIAL GROUP, INC. — shrank from 410 to 358 advisory reps. IAPD ↗
55
METROPOLITAN WEST ASSET MANAGEMENT LLC — shrank from 91 to 68 advisory reps. IAPD ↗
55
JANUS HENDERSON INVESTORS — shrank from 112 to 106 advisory reps. IAPD ↗
55
EATON VANCE MANAGEMENT — shrank from 171 to 160 advisory reps. IAPD ↗
55
CAMBRIDGE ASSOCIATES, LLC — shrank from 463 to 457 advisory reps. IAPD ↗
55
ALLSPRING GLOBAL INVESTMENTS, LLC — shrank from 378 to 363 advisory reps. IAPD ↗
55
THE PACIFIC FINANCIAL GROUP, INC. — shrank from 27 to 22 advisory reps. IAPD ↗
55
INVESCO ADVISERS, INC. — shrank from 914 to 835 advisory reps. IAPD ↗
55
T. ROWE PRICE ASSOCIATES, INC. — shrank from 550 to 535 advisory reps. IAPD ↗
55
AON INVESTMENTS USA INC. — shrank from 289 to 265 advisory reps. IAPD ↗
55
ON INVESTMENT MANAGEMENT CO — shrank from 256 to 206 advisory reps. IAPD ↗
55
RUSSELL INVESTMENTS — shrank from 122 to 115 advisory reps. IAPD ↗
55
TCW ASSET MANAGEMENT COMPANY LLC — shrank from 154 to 145 advisory reps. IAPD ↗
55
JOHN HANCOCK INVESTMENT MANAGEMENT LLC — shrank from 50 to 34 advisory reps. IAPD ↗
55
MANNING & NAPIER ADVISORS, LLC — shrank from 150 to 145 advisory reps. IAPD ↗
55
BARINGS LLC — shrank from 420 to 392 advisory reps. IAPD ↗
55
CREDIT SUISSE ASSET MANAGEMENT, LLC — shrank from 75 to 64 advisory reps. IAPD ↗
55
GRANTHAM MAYO VAN OTTERLOO & CO LLC — shrank from 103 to 98 advisory reps. IAPD ↗
55
FCI ADVISORS — shrank from 41 to 32 advisory reps. IAPD ↗
55
SEGALL BRYANT & HAMILL — shrank from 60 to 46 advisory reps. IAPD ↗
55
TCW INVESTMENT MANAGEMENT COMPANY LLC — shrank from 140 to 125 advisory reps. IAPD ↗
55
WELLINGTON MANAGEMENT COMPANY LLP — shrank from 587 to 541 advisory reps. IAPD ↗
55
BLACKROCK ADVISORS, LLC — shrank from 176 to 156 advisory reps. IAPD ↗
55
PUTNAM INVESTMENT MANAGEMENT, LLC — shrank from 181 to 165 advisory reps. IAPD ↗
55
VANGUARD ADVISERS, INC. — shrank from 1612 to 1558 advisory reps. IAPD ↗
55
FIDUCIENT ADVISORS LLC — shrank from 96 to 82 advisory reps. IAPD ↗
55
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC — shrank from 212 to 186 advisory reps. IAPD ↗
55
OAKTREE CAPITAL MANAGEMENT, L.P. — shrank from 284 to 277 advisory reps. IAPD ↗
55
WILMINGTON TRUST INVESTMENT ADVISORS, INC. — shrank from 114 to 95 advisory reps. IAPD ↗
55
BLACKROCK FINANCIAL MANAGEMENT, INC — shrank from 1055 to 1038 advisory reps. IAPD ↗
55
HEITMAN REAL ESTATE SECURITIES LLC — shrank from 50 to 42 advisory reps. IAPD ↗
55
LORING, WOLCOTT & COOLIDGE FIDUCIARY ADVISORS, LLP — shrank from 17 to 13 advisory reps. IAPD ↗
55
TEACHERS ADVISORS, LLC — shrank from 326 to 321 advisory reps. IAPD ↗
55
PAYDEN & RYGEL — shrank from 130 to 109 advisory reps. IAPD ↗
55
TANGLEWOOD TOTAL WEALTH MANAGEMENT, INC. — shrank from 8 to 4 advisory reps. IAPD ↗
55
MACKAY SHIELDS LLC — shrank from 84 to 79 advisory reps. IAPD ↗
55
ROOSEVELT INVESTMENTS — shrank from 10 to 6 advisory reps. IAPD ↗
55
ORION PORTFOLIO SOLUTIONS, LLC — shrank from 72 to 67 advisory reps. IAPD ↗
55
MORNINGSTAR INVESTMENT MANAGEMENT LLC — shrank from 103 to 83 advisory reps. IAPD ↗
55
BLACKROCK CAPITAL MANAGEMENT, INC. — shrank from 171 to 154 advisory reps. IAPD ↗
55
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC — shrank from 434 to 411 advisory reps. IAPD ↗
55
ALLIANCEBERNSTEIN L.P. — shrank from 852 to 829 advisory reps. IAPD ↗
55
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC — shrank from 720 to 603 advisory reps. IAPD ↗
55
BLACKROCK INVESTMENT MANAGEMENT, LLC — shrank from 510 to 0 advisory reps. IAPD ↗
55
ASSETMARK, INC. — shrank from 257 to 247 advisory reps. IAPD ↗
55
AKRE CAPITAL MANAGEMENT, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
55
ENVESTNET PORTFOLIO SOLUTIONS, INC. — shrank from 313 to 273 advisory reps. IAPD ↗
55
SLC MANAGEMENT — shrank from 112 to 101 advisory reps. IAPD ↗
55
BBR PARTNERS, LLC — shrank from 65 to 60 advisory reps. IAPD ↗
55
WE FAMILY OFFICES — shrank from 28 to 22 advisory reps. IAPD ↗
55
RETIREMENT INCOME SOLUTIONS, INC. — shrank from 17 to 12 advisory reps. IAPD ↗
55
PLANNING ALTERNATIVES LTD — shrank from 12 to 9 advisory reps. IAPD ↗
55
MORGAN STANLEY INVESTMENT MANAGEMENT INC. — shrank from 234 to 227 advisory reps. IAPD ↗
55
WASHINGTON TRUST ADVISORS — shrank from 16 to 12 advisory reps. IAPD ↗
55
SECURITIES AMERICA ADVISORS, INC. — shrank from 2119 to 2025 advisory reps. IAPD ↗
55
ALLSPRING FUNDS MANAGEMENT, LLC — shrank from 12 to 2 advisory reps. IAPD ↗
55
CG ADVISORY SERVICES — shrank from 75 to 68 advisory reps. IAPD ↗
55
ASB CAPITAL MANAGEMENT LLC — shrank from 44 to 34 advisory reps. IAPD ↗
55
ENVESTNET PMC — shrank from 313 to 273 advisory reps. IAPD ↗
55
AQR CAPITAL MANAGEMENT, LLC — shrank from 236 to 229 advisory reps. IAPD ↗
55
EMPOWER ADVISORY GROUP, LLC — shrank from 843 to 731 advisory reps. IAPD ↗
55
OAKMONT CORPORATION — shrank from 6 to 4 advisory reps. IAPD ↗
55
ADVISORNET WEALTH PARTNERS — shrank from 102 to 85 advisory reps. IAPD ↗
55
SLAVIC MUTUAL FUNDS MANAGEMENT CORP. — shrank from 16 to 4 advisory reps. IAPD ↗
55
BARES CAPITAL MANAGEMENT, INC. — shrank from 12 to 9 advisory reps. IAPD ↗
55
STEEL GROVE CAPITAL ADVISORS, LLC — shrank from 8 to 6 advisory reps. IAPD ↗
55
THRIVENT FINANCIAL FOR LUTHERANS — shrank from 160 to 153 advisory reps. IAPD ↗
55
B. RILEY WEALTH ADVISORS, INC. — shrank from 410 to 379 advisory reps. IAPD ↗
55
FOCUS FINANCIAL — shrank from 194 to 121 advisory reps. IAPD ↗
55
AETOS ALTERNATIVES MANAGEMENT — shrank from 19 to 15 advisory reps. IAPD ↗
55
MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC — shrank from 7 to 4 advisory reps. IAPD ↗
55
HOWARD CAPITAL MANAGEMENT, INC. — shrank from 25 to 18 advisory reps. IAPD ↗
55
ROCATON INVESTMENT ADVISORS — shrank from 25 to 20 advisory reps. IAPD ↗
55
BEACON CAPITAL MANAGEMENT, INC. — shrank from 13 to 8 advisory reps. IAPD ↗
55
GW&K INVESTMENT MANAGEMENT, LLC — shrank from 59 to 54 advisory reps. IAPD ↗
55
SBC WEALTH MANAGEMENT — shrank from 9 to 7 advisory reps. IAPD ↗
55
LAZARD ASSET MANAGEMENT LLC — shrank from 266 to 246 advisory reps. IAPD ↗
55
SCF INVESTMENT ADVISORS, INC. — shrank from 166 to 135 advisory reps. IAPD ↗
55
TORTOISE CAPITAL ADVISORS, L.L.C. — shrank from 32 to 23 advisory reps. IAPD ↗
55
NEUBERGER BERMAN INVESTMENT ADVISERS LLC — shrank from 696 to 691 advisory reps. IAPD ↗
55
INDEPENDENT FINANCIAL PARTNERS — shrank from 266 to 244 advisory reps. IAPD ↗
55
SAGEVIEW ADVISORY GROUP, LLC — shrank from 145 to 131 advisory reps. IAPD ↗
55
VALEO FINANCIAL ADVISORS, LLC — shrank from 117 to 108 advisory reps. IAPD ↗
55
BTC CAPITAL MANAGEMENT — shrank from 14 to 10 advisory reps. IAPD ↗
55
AVIDIAN WEALTH SOLUTIONS, LLC — shrank from 38 to 30 advisory reps. IAPD ↗
55
ZEVENBERGEN CAPITAL INVESTMENTS LLC — shrank from 7 to 5 advisory reps. IAPD ↗
55
CREWCIAL PARTNERS LLC — shrank from 23 to 9 advisory reps. IAPD ↗
55
WELLS FARGO INVESTMENT INSTITUTE, INC. — shrank from 175 to 169 advisory reps. IAPD ↗
55
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. — shrank from 3313 to 3274 advisory reps. IAPD ↗
55
UNITED CAPITAL FINANCIAL ADVISORS — shrank from 152 to 147 advisory reps. IAPD ↗
55
TITAN ADVISORS, LLC — shrank from 16 to 9 advisory reps. IAPD ↗
55
KEY INVESTMENT SERVICES LLC — shrank from 400 to 350 advisory reps. IAPD ↗
55
EJF CAPITAL LLC — shrank from 30 to 19 advisory reps. IAPD ↗
55
KOVACK ADVISORS, INC. — shrank from 305 to 300 advisory reps. IAPD ↗
55
BROOKSTONE CAPITAL MANAGEMENT LLC — shrank from 330 to 324 advisory reps. IAPD ↗
55
BELPOINTE ASSET MANAGEMENT LLC — shrank from 157 to 150 advisory reps. IAPD ↗
55
PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP — shrank from 28 to 22 advisory reps. IAPD ↗
55
INDEXIQ ADVISORS LLC — shrank from 9 to 6 advisory reps. IAPD ↗
55
ATLAS PRIVATE WEALTH MANAGEMENT, LLC — shrank from 17 to 12 advisory reps. IAPD ↗
55
ARETE WEALTH ADVISORS, LLC — shrank from 146 to 124 advisory reps. IAPD ↗
55
TBH GLOBAL ASSET MANAGEMENT, LLC — shrank from 12 to 0 advisory reps. IAPD ↗
55
MAINSTREET ADVISORS — shrank from 24 to 15 advisory reps. IAPD ↗
55
SEACREST WEALTH MANAGEMENT, LLC — shrank from 43 to 38 advisory reps. IAPD ↗
55
EAST END ADVISORS, LLC — shrank from 9 to 7 advisory reps. IAPD ↗
55
MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC — shrank from 15 to 10 advisory reps. IAPD ↗
55
PROMUS CAPITAL, LLC — shrank from 9 to 7 advisory reps. IAPD ↗
55
CAPWEALTH ADVISORS, LLC — shrank from 12 to 5 advisory reps. IAPD ↗
55
ARROWMARK COLORADO HOLDINGS, LLC — shrank from 62 to 47 advisory reps. IAPD ↗
55
CAPITAL INVESTMENT ADVISORY SERVICES, LLC — shrank from 78 to 71 advisory reps. IAPD ↗
55
MORGAN STANLEY — shrank from 15000 to 13000 advisory reps. IAPD ↗
55
VULCAN VALUE PARTNERS LLC — shrank from 20 to 15 advisory reps. IAPD ↗
55
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT — shrank from 136 to 98 advisory reps. IAPD ↗
55
ASSET DEDICATION, LLC — shrank from 10 to 5 advisory reps. IAPD ↗
55
IPG INVESTMENT ADVISORS, LLC — shrank from 34 to 29 advisory reps. IAPD ↗
55
REDWOOD INVESTMENT MANAGEMENT, LLC. — shrank from 8 to 6 advisory reps. IAPD ↗
55
CONNECTICUT WEALTH MANAGEMENT, LLC — shrank from 47 to 35 advisory reps. IAPD ↗
55
HARVEST FUND ADVISORS LLC — shrank from 9 to 7 advisory reps. IAPD ↗
55
NUVEEN ASSET MANAGEMENT, LLC — shrank from 342 to 321 advisory reps. IAPD ↗
55
ALPHASTAR CAPITAL MANAGEMENT — shrank from 112 to 94 advisory reps. IAPD ↗
55
LEGACY FINANCIAL ADVISORS, INC. — shrank from 10 to 8 advisory reps. IAPD ↗
55
NOVEM GROUP — shrank from 57 to 50 advisory reps. IAPD ↗
55
ICONIQ CAPITAL, LLC — shrank from 137 to 130 advisory reps. IAPD ↗
55
ADVISOR RESOURCE COUNCIL — shrank from 125 to 91 advisory reps. IAPD ↗
55
TIDAL INVESTMENTS LLC — shrank from 16 to 12 advisory reps. IAPD ↗
55
ARBOR POINT ADVISORS — shrank from 215 to 208 advisory reps. IAPD ↗
55
MAS ADVISORS LLC — shrank from 10 to 5 advisory reps. IAPD ↗
55
DISCIPLINA CAPITAL MANAGEMENT, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
55
PRIVATE CAPITAL MANAGEMENT — shrank from 9 to 7 advisory reps. IAPD ↗
55
JACKSON SQUARE PARTNERS, LLC — shrank from 12 to 8 advisory reps. IAPD ↗
55
MCADAM LLC — shrank from 188 to 156 advisory reps. IAPD ↗
55
COMPOUND PLANNING — shrank from 27 to 13 advisory reps. IAPD ↗
55
SVB WEALTH — shrank from 130 to 77 advisory reps. IAPD ↗
55
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
55
CLAYTON FINANCIAL GROUP, LLC — shrank from 9 to 7 advisory reps. IAPD ↗
55
KESTRA ADVISORY SERVICES, LLC — shrank from 1311 to 1266 advisory reps. IAPD ↗
55
TRUIST ADVISORY SERVICES, INC. — shrank from 2653 to 2105 advisory reps. IAPD ↗
55
CALVERT RESEARCH AND MANAGEMENT — shrank from 246 to 204 advisory reps. IAPD ↗
55
PRINCIPAL STREET PARTNERS, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
55
SEPIO CAPITAL, LP — shrank from 19 to 15 advisory reps. IAPD ↗
55
CRESSET ASSET MANAGEMENT, LLC — shrank from 151 to 133 advisory reps. IAPD ↗
55
TOWNSQUARE CAPITAL, LLC — shrank from 70 to 15 advisory reps. IAPD ↗
55
KINGSWOOD WEALTH ADVISORS, LLC — shrank from 78 to 73 advisory reps. IAPD ↗
55
CX INSTITUTIONAL, LLC — shrank from 58 to 47 advisory reps. IAPD ↗
55
SMARTX ADVISORY SOLUTIONS — shrank from 6 to 2 advisory reps. IAPD ↗
55
FIRST TRUST DIRECT INDEXING — shrank from 8 to 6 advisory reps. IAPD ↗
55
CAROLINAS WEALTH CONSULTING LLC — shrank from 18 to 11 advisory reps. IAPD ↗
55
F/M INVESTMENTS LLC — shrank from 16 to 8 advisory reps. IAPD ↗
55
HAYS FINANCIAL GROUP, LLC — shrank from 9 to 4 advisory reps. IAPD ↗
55
MAYFLOWER ADVISORS — shrank from 26 to 21 advisory reps. IAPD ↗
55
HIGHPOINT PLANNING PARTNERS — shrank from 101 to 94 advisory reps. IAPD ↗
55
AMERITAS ADVISORY SERVICES, LLC — shrank from 529 to 470 advisory reps. IAPD ↗
55
BLEAKLEY FINANCIAL GROUP, LLC — shrank from 159 to 152 advisory reps. IAPD ↗
55
PGIM DC SOLUTIONS — shrank from 7 to 5 advisory reps. IAPD ↗
55
TITLEIST ASSET MANAGEMENT, LLC — shrank from 27 to 18 advisory reps. IAPD ↗
55
STONEBRIDGE FINANCIAL GROUP, LLC — shrank from 17 to 13 advisory reps. IAPD ↗
53
ONEAMERICA SECURITIES, INC. — shrank from 287 to 282 advisory reps. IAPD ↗
53
ALLEGHENY INVESTMENTS, LTD. — shrank from 55 to 49 advisory reps. IAPD ↗
53
WORLD EQUITY GROUP, INC. — shrank from 107 to 60 advisory reps. IAPD ↗
53
BANKOH ADVISORS — shrank from 32 to 25 advisory reps. IAPD ↗
53
PACKERLAND BROKERAGE SERVICES, INC. — shrank from 273 to 144 advisory reps. IAPD ↗
53
CLARITI WEALTH ADVISORS — shrank from 8 to 6 advisory reps. IAPD ↗
53
MONTAG & CALDWELL, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
53
WEALTHSPIRE ADVISORS — shrank from 8 to 4 advisory reps. IAPD ↗
53
FAIRFIELD FINANCIAL ADVISORS — shrank from 6 to 4 advisory reps. IAPD ↗
53
SNYDER WEALTH GROUP — shrank from 11 to 5 advisory reps. IAPD ↗
53
OAK RIDGE INVESTMENTS, LLC — shrank from 11 to 8 advisory reps. IAPD ↗
53
TGS FINANCIAL ADVISORS — shrank from 7 to 5 advisory reps. IAPD ↗
53
CLEARBROOK INVESTMENT CONSULTING LLC — shrank from 8 to 6 advisory reps. IAPD ↗
53
ADVISORY RESEARCH INC — shrank from 13 to 8 advisory reps. IAPD ↗
53
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC — shrank from 12 to 8 advisory reps. IAPD ↗
53
ACCESS FINANCIAL RESOURCES INC. — shrank from 9 to 7 advisory reps. IAPD ↗
53
STRATEGY ASSET MANAGERS L.L.C. — shrank from 8 to 6 advisory reps. IAPD ↗
53
FINANCIAL SENSE ADVISORS, INC. — shrank from 10 to 8 advisory reps. IAPD ↗
53
NEUMANN CAPITAL MANAGEMENT — shrank from 6 to 4 advisory reps. IAPD ↗
53
NOVAK & POWELL FINANCIAL SERVICES, INC. — shrank from 10 to 8 advisory reps. IAPD ↗
53
PRUDEO PARTNERS, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
53
STEVENS FOSTER FINANCIAL ADVISORS — shrank from 8 to 5 advisory reps. IAPD ↗
53
BATES FINANCIAL ADVISORS, INC. — shrank from 8 to 6 advisory reps. IAPD ↗
53
ALEXANDER LABRUNERIE & CO., INC. — shrank from 8 to 6 advisory reps. IAPD ↗
53
AMERANT INVESTMENTS, INC. — shrank from 19 to 14 advisory reps. IAPD ↗
53
FUTURE CAPITAL — shrank from 10 to 2 advisory reps. IAPD ↗
53
ALTRIUS CAPITAL MANAGEMENT, INC. — shrank from 9 to 7 advisory reps. IAPD ↗
53
MARKET STREET WEALTH MANAGEMENT ADVISORS, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
53
BAY POINT WEALTH — shrank from 11 to 4 advisory reps. IAPD ↗
53
ATIVO CAPITAL MANAGEMENT, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
53
GREENWICH INVESTMENT MANAGEMENT, INC. — shrank from 8 to 4 advisory reps. IAPD ↗
53
HOPWOOD FINANCIAL SERVICES, INC. — shrank from 8 to 6 advisory reps. IAPD ↗
53
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. — shrank from 78 to 73 advisory reps. IAPD ↗
53
MODERN CAPITAL ADVISORS, LLC — shrank from 38 to 24 advisory reps. IAPD ↗
53
GOODWIN INVESTMENT ADVISORY — shrank from 7 to 5 advisory reps. IAPD ↗
53
AVION WEALTH — shrank from 10 to 8 advisory reps. IAPD ↗
53
ARCHER INVESTMENT CORPORATION — shrank from 87 to 82 advisory reps. IAPD ↗
53
NICHOLAS INVESTMENT PARTNERS, L.P. — shrank from 6 to 4 advisory reps. IAPD ↗
53
MARKOWSKI INVESTMENTS — shrank from 15 to 9 advisory reps. IAPD ↗
53
BYRON FINANCIAL, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
53
TAYLOR FRIGON CAPITAL MANAGEMENT LLC — shrank from 7 to 5 advisory reps. IAPD ↗
53
CALDER FINANCIAL GROUP — shrank from 7 to 5 advisory reps. IAPD ↗
53
GLOVISTA INVESTMENTS LLC — shrank from 4 to 2 advisory reps. IAPD ↗
53
N1 ADVISORS — shrank from 5 to 3 advisory reps. IAPD ↗
53
THE RETIREMENT SOLUTION LLC — shrank from 18 to 14 advisory reps. IAPD ↗
53
MERITAS WEALTH MANAGEMENT, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
53
CAISSA WEALTH STRATEGIES — shrank from 7 to 5 advisory reps. IAPD ↗
53
ALVARIUM INVESTMENT ADVISORS (US), INC. — shrank from 12 to 4 advisory reps. IAPD ↗
53
JENKINS WEALTH — shrank from 8 to 5 advisory reps. IAPD ↗
53
APPOMATTOX ADVISORY, INC — shrank from 9 to 6 advisory reps. IAPD ↗
53
ALPHA ARCHITECT — shrank from 7 to 4 advisory reps. IAPD ↗
53
ALTRUVISTA LLC — shrank from 5 to 2 advisory reps. IAPD ↗
53
RESERVOIR OPERATIONS, L.P. — shrank from 6 to 3 advisory reps. IAPD ↗
53
RS CRUM INC. — shrank from 6 to 4 advisory reps. IAPD ↗
53
WELLSPRING FINANCIAL PARTNERS — shrank from 6 to 4 advisory reps. IAPD ↗
53
SEQUENT PLANNING, LLC — shrank from 84 to 75 advisory reps. IAPD ↗
53
SENTINUS, LLC — shrank from 25 to 9 advisory reps. IAPD ↗
53
AMJ FINANCIAL WEALTH MANAGEMENT LLC — shrank from 11 to 7 advisory reps. IAPD ↗
53
MARSHALL & STERLING WEALTH ADVISORS, INC. — shrank from 8 to 6 advisory reps. IAPD ↗
53
ARCHFORD CAPITAL STRATEGIES, LLC — shrank from 13 to 10 advisory reps. IAPD ↗
53
PRIVATE PORTFOLIO PARTNERS, LLC — shrank from 27 to 19 advisory reps. IAPD ↗
53
DARWIN WEALTH MANAGEMENT — shrank from 8 to 6 advisory reps. IAPD ↗
53
TCFG INVESTMENT ADVISORS, LLC — shrank from 32 to 24 advisory reps. IAPD ↗
53
WEALTH PRESERVATION ADVISORS, LLC — shrank from 5 to 2 advisory reps. IAPD ↗
53
VIRTUE CAPITAL MANAGEMENT, LLC — shrank from 107 to 94 advisory reps. IAPD ↗
53
VPWM ADVISORS, LLC — shrank from 14 to 11 advisory reps. IAPD ↗
53
OBSIDIAN PERSONAL PLANNING SOLUTIONS, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
53
WEALTHSHIELD PARTNERS, LLC — shrank from 20 to 14 advisory reps. IAPD ↗
53
CRESTA ADVISORS — shrank from 7 to 4 advisory reps. IAPD ↗
53
ARISTOTLE CREDIT PARTNERS, LLC — shrank from 6 to 3 advisory reps. IAPD ↗
53
MEASURED WEALTH PRIVATE CLIENT GROUP, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
53
IFG ADVISORS, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
53
O'DONNELL FINANCIAL SERVICES, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
53
LAZARI CAPITAL MANAGEMENT, INC. — shrank from 7 to 5 advisory reps. IAPD ↗
53
MIRADOR CAPITAL PARTNERS — shrank from 7 to 5 advisory reps. IAPD ↗
53
MIDWEST FINANCIAL GROUP LLC — shrank from 10 to 7 advisory reps. IAPD ↗
53
SENECA HOUSE ADVISORS — shrank from 5 to 3 advisory reps. IAPD ↗
53
ACIMA PRIVATE WEALTH LLC — shrank from 6 to 4 advisory reps. IAPD ↗
53
INTEGRITY WEALTH ADVISORS, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
53
ADDICUS ADVISORY, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
53
OLIO FINANCIAL PLANNING — shrank from 9 to 7 advisory reps. IAPD ↗
53
MULHOLLAND WEALTH ADVISORS, LLC — shrank from 8 to 6 advisory reps. IAPD ↗
53
PREMIA GLOBAL ADVISORS, LLC — shrank from 3 to 1 advisory reps. IAPD ↗
53
SUMMIT WEALTH PARTNERS, LLC — shrank from 12 to 9 advisory reps. IAPD ↗
53
MGO PRIVATE WEALTH, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
53
COLONIAL RIVER WEALTH MANAGEMENT LLC — shrank from 13 to 9 advisory reps. IAPD ↗
53
MATRIX PRIVATE CAPITAL GROUP — shrank from 10 to 7 advisory reps. IAPD ↗
53
ARKOS GLOBAL ADVISORS, LLC — shrank from 15 to 4 advisory reps. IAPD ↗
53
PLAN A WEALTH, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
53
ONE WEALTH MANAGEMENT — shrank from 8 to 6 advisory reps. IAPD ↗
53
PRIVATE WEALTH SOLUTIONS, LLC — shrank from 3 to 1 advisory reps. IAPD ↗
53
IN ON CAPITAL — shrank from 14 to 10 advisory reps. IAPD ↗
53
CREDICORP CAPITAL ADVISORS LLC — shrank from 9 to 7 advisory reps. IAPD ↗
53
EQ WEALTH MANAGEMENT — shrank from 8 to 6 advisory reps. IAPD ↗
53
PROTECTION POINT ADVISORS — shrank from 27 to 12 advisory reps. IAPD ↗
53
INNEALTA CAPITAL — shrank from 14 to 9 advisory reps. IAPD ↗
53
RETIREMENT WELLNESS GROUP — shrank from 6 to 2 advisory reps. IAPD ↗
53
HORST & GRABEN WEALTH MANAGEMENT, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
53
SIGNAL ADVISORS WEALTH, LLC — shrank from 17 to 5 advisory reps. IAPD ↗
53
CONVERGENCE FINANCIAL — shrank from 20 to 13 advisory reps. IAPD ↗
53
WAYFINDING FINANCIAL, LLC — shrank from 6 to 3 advisory reps. IAPD ↗
53
CLOVERFIELDS CAPITAL GROUP, LP — shrank from 9 to 1 advisory reps. IAPD ↗
53
ONEASCENT WEALTH MANAGEMENT — shrank from 14 to 11 advisory reps. IAPD ↗
53
OLDE WEALTH MANAGEMENT, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
53
TACTIVE ADVISORS, LLC — shrank from 10 to 1 advisory reps. IAPD ↗
53
BR CAPITAL — shrank from 3 to 1 advisory reps. IAPD ↗
53
VANCE WEALTH — shrank from 14 to 10 advisory reps. IAPD ↗
53
THE MILLSTONE EVANS GROUP, LLC — shrank from 8 to 4 advisory reps. IAPD ↗
53
WEALTHPLAN INVESTMENT MANAGEMENT LLC — shrank from 12 to 8 advisory reps. IAPD ↗
53
STRATEGIC ADVOCATES, LLC — shrank from 9 to 7 advisory reps. IAPD ↗
53
TERRA WEALTH — shrank from 58 to 52 advisory reps. IAPD ↗
53
OCTOGONE NA — shrank from 9 to 7 advisory reps. IAPD ↗
53
CHANNEL WEALTH, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
50
TRIAD ADVISORS, LLC — reported RAUM down 51% ($2.25B -> $1.11B). IAPD ↗
50
FDX ADVISORS, INC. — reported RAUM down 37% ($3.62B -> $2.27B). IAPD ↗
50
PAUL COMSTOCK PARTNERS — reported RAUM down 29% ($2.86B -> $2.03B). IAPD ↗
50
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC — reported RAUM down 38% ($139.51B -> $86.27B). IAPD ↗
50
RREEF AMERICA L.L.C. — reported RAUM down 32% ($46.48B -> $31.83B). IAPD ↗
50
CARDINAL CAPITAL MANAGEMENT, L.L.C. — reported RAUM down 30% ($3.24B -> $2.27B). IAPD ↗
50
COHO PARTNERS, LTD. — reported RAUM down 26% ($6.17B -> $4.56B). IAPD ↗
50
BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLC — reported RAUM down 26% ($9.92B -> $7.32B). IAPD ↗
50
PROPRIETARY CAPITAL, LLC — reported RAUM down 63% ($5.23B -> $1.93B). IAPD ↗
50
REGIS MANAGEMENT COMPANY, LLC — reported RAUM down 67% ($4.06B -> $1.35B). IAPD ↗
50
MAINSTREET ADVISORS — reported RAUM down 54% ($11.20B -> $5.12B). IAPD ↗
50
NORTH PIER FIDUCIARY MANAGEMENT, LLC — reported RAUM down 32% ($1.52B -> $1.03B). IAPD ↗
50
AGW CAPITAL ADVISORS — reported RAUM down 60% ($2.86B -> $1.15B). IAPD ↗
50
GIA PARTNERS, LLC. — reported RAUM down 28% ($2.27B -> $1.64B). IAPD ↗
50
CANTOR FITZGERALD INVESTMENT ADVISORS — reported RAUM down 30% ($2.34B -> $1.64B). IAPD ↗
50
SVB WEALTH — reported RAUM down 55% ($14.76B -> $6.63B). IAPD ↗
50
WASHINGTON CROSSING ADVISORS LLC — reported RAUM down 37% ($3.10B -> $1.94B). IAPD ↗
50
MUTUAL OF OMAHA INVESTOR SERVICES, INC. — shrank from 320 to 285 advisory reps. IAPD ↗
50
CHARLES SCHWAB & CO., INC. — shrank from 3677 to 3564 advisory reps. IAPD ↗
50
NATIONWIDE SECURITIES, LLC — shrank from 11 to 8 advisory reps. IAPD ↗
50
HORACE MANN INVESTORS, INC. — shrank from 72 to 63 advisory reps. IAPD ↗
50
WILMINGTON TRUST INVESTMENT MANAGEMENT — shrank from 65 to 12 advisory reps. IAPD ↗
50
INTERCAROLINA FINANCIAL SERVICES, INC. — shrank from 13 to 10 advisory reps. IAPD ↗
50
DIVERSIFIED RESOURCES, LLC — shrank from 4 to 1 advisory reps. IAPD ↗
50
JRL CAPITAL ADVISORS LLC — shrank from 6 to 3 advisory reps. IAPD ↗
50
SUN VALLEY GOLD LLC — shrank from 10 to 6 advisory reps. IAPD ↗
50
UNION CAPITAL COMPANY — shrank from 18 to 14 advisory reps. IAPD ↗
50
INTERVEST INTERNATIONAL, INC. — shrank from 23 to 16 advisory reps. IAPD ↗
50
THIRD STREET ADVISORS, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
50
R & R FINANCIAL PLANNERS, INC. — shrank from 5 to 2 advisory reps. IAPD ↗
50
ACCORDANT ADVISORY GROUP, INC. — shrank from 4 to 2 advisory reps. IAPD ↗
50
SECURITY FIRST ADVISORS — shrank from 7 to 4 advisory reps. IAPD ↗
50
PIERMONT WEALTH MANAGEMENT INC. — shrank from 4 to 1 advisory reps. IAPD ↗
50
EQUITAS CAPITAL ADVISORS,LLC — shrank from 8 to 5 advisory reps. IAPD ↗
50
SORRENTO PACIFIC FINANCIAL, LLC — shrank from 79 to 33 advisory reps. IAPD ↗
50
CAPITAL FINANCIAL CONSULTANTS GROUP, INC. — shrank from 8 to 6 advisory reps. IAPD ↗
50
D. M. BRENNER, INC. — shrank from 4 to 2 advisory reps. IAPD ↗
50
MERION CAPITAL LLC — shrank from 2 to 0 advisory reps. IAPD ↗
50
AXIOM INVESTMENT MANAGEMENT LLC — shrank from 6 to 4 advisory reps. IAPD ↗
50
INDEPENDENCE WEALTH ADVISORS INC. — shrank from 3 to 1 advisory reps. IAPD ↗
50
INNOVATION PARTNERS LLC — shrank from 2 to 0 advisory reps. IAPD ↗
50
NOBLEBRIDGE WEALTH — shrank from 10 to 6 advisory reps. IAPD ↗
50
TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC. — shrank from 4 to 2 advisory reps. IAPD ↗
50
HARVEST VOLATILITY MANAGEMENT, LLC — shrank from 13 to 5 advisory reps. IAPD ↗
50
INFINIUM INVESTMENT ADVISORS, LLC — shrank from 5 to 1 advisory reps. IAPD ↗
50
HERSHEY FINANCIAL ADVISERS, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
50
ARGI INVESTMENT SERVICES, LLC — shrank from 102 to 0 advisory reps. IAPD ↗
50
TRIUMPH WEALTH ADVISORS, INC. — shrank from 21 to 15 advisory reps. IAPD ↗
50
SKYOAK CAPITAL, INC. — shrank from 5 to 3 advisory reps. IAPD ↗
50
DFPG INVESTMENTS, LLC — shrank from 87 to 0 advisory reps. IAPD ↗
50
CLEARBROOK INVESTMENT SOLUTIONS LLC — shrank from 11 to 6 advisory reps. IAPD ↗
50
LONGBOARD ASSET MANAGEMENT — shrank from 6 to 4 advisory reps. IAPD ↗
50
WCM GLOBAL WEALTH, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
50
BLACKHAWK CAPITAL PARTNERS, LLC — shrank from 8 to 6 advisory reps. IAPD ↗
50
AWM GLOBAL ADVISORS — shrank from 5 to 3 advisory reps. IAPD ↗
50
GUIDANCE POINT RETIREMENT SERVICES, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
50
SYNTAL CAPITAL PARTNERS, LLC — shrank from 3 to 1 advisory reps. IAPD ↗
50
TOTAL WEALTH ADVISORS, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
50
STRIDE INVESTMENTS, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
50
KROON & MITCHELL ASSET MANAGEMENT LLC — shrank from 5 to 3 advisory reps. IAPD ↗
50
HGI CAPITAL MANAGEMENT, LLC. — shrank from 5 to 3 advisory reps. IAPD ↗
50
TILLER PARTNERS, LLC — shrank from 4 to 1 advisory reps. IAPD ↗
50
UCAP AMERICAS — shrank from 9 to 7 advisory reps. IAPD ↗
50
HULL TACTICAL — shrank from 15 to 7 advisory reps. IAPD ↗
50
DIRECTIONAL FINANCIAL SERVICES — shrank from 6 to 4 advisory reps. IAPD ↗
50
A.G. MORGAN FINANCIAL ADVISORS, LLC — shrank from 8 to 3 advisory reps. IAPD ↗
50
CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC — shrank from 8 to 6 advisory reps. IAPD ↗
50
KINGSTONE CAPITAL PARTNERS TEXAS, LLC — shrank from 8 to 5 advisory reps. IAPD ↗
50
BREAN ASSET MANAGEMENT, LLC — shrank from 10 to 5 advisory reps. IAPD ↗
50
GREAT LAKES WEALTH, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
50
COMPASS RETIREMENT GROUP LLC — shrank from 7 to 3 advisory reps. IAPD ↗
50
KOBO RETIREMENT STRATEGIES — shrank from 3 to 1 advisory reps. IAPD ↗
50
C2C WEALTH MANAGEMENT, LLC — shrank from 4 to 1 advisory reps. IAPD ↗
50
BLUE RIDGE WEALTH PLANNERS — shrank from 9 to 7 advisory reps. IAPD ↗
50
SJHL FINANCIAL GROUP — shrank from 6 to 4 advisory reps. IAPD ↗
50
RETIREMENT PLANS, INC. — shrank from 4 to 2 advisory reps. IAPD ↗
50
SCALAR GAUGE MANAGEMENT, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
50
SAS FINANCIAL ADVISORS, LLC. — shrank from 5 to 3 advisory reps. IAPD ↗
50
KARNER BLUE CAPITAL, LLC — shrank from 7 to 2 advisory reps. IAPD ↗
50
FBL WEALTH MANAGEMENT, LLC — shrank from 153 to 129 advisory reps. IAPD ↗
50
TRUADVICE LLC — shrank from 24 to 0 advisory reps. IAPD ↗
50
CAPITAL ADVISOR NETWORK — shrank from 10 to 7 advisory reps. IAPD ↗
50
ALBERT INVESTMENTS, LLC — shrank from 8 to 3 advisory reps. IAPD ↗
50
NEW AGE ALPHA ADVISORS, LLC — shrank from 8 to 6 advisory reps. IAPD ↗
50
SAVIOR WEALTH — shrank from 6 to 3 advisory reps. IAPD ↗
50
EXCEL WEALTH MANAGEMENT, LLC — shrank from 10 to 7 advisory reps. IAPD ↗
50
TRUCLARITY WEALTH ADVISORS — shrank from 12 to 1 advisory reps. IAPD ↗
50
GROWSTRONG WEALTH STRATEGIES — shrank from 10 to 5 advisory reps. IAPD ↗
50
EQUILIBRIUM VENTURES, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
50
ADAPTATION FINANCIAL ADVISORS INC. — shrank from 7 to 5 advisory reps. IAPD ↗
50
PARK AVENUE INVESTMENT ADVISORY, LLC — shrank from 75 to 70 advisory reps. IAPD ↗
50
CARDEA CAPITAL GROUP, INC. — shrank from 4 to 2 advisory reps. IAPD ↗
50
PATH DIGITAL ADVISORS, LLC — shrank from 5 to 2 advisory reps. IAPD ↗
50
CALLAHAN FINANCIAL PLANNING — shrank from 9 to 6 advisory reps. IAPD ↗
50
NEXT FINANCIAL ADVISORS LLC — shrank from 6 to 0 advisory reps. IAPD ↗
50
BMO DIRECT INVEST INC. — shrank from 3 to 0 advisory reps. IAPD ↗
50
KEY WEALTH ADVISORS LLC — shrank from 4 to 1 advisory reps. IAPD ↗
50
ASCEND INTERPLAY, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
50
TYPHON CAPITAL MANAGEMENT, LLC — shrank from 2 to 0 advisory reps. IAPD ↗
50
ENVESTNET EMBEDDED ADVISORY, INC. — shrank from 15 to 10 advisory reps. IAPD ↗
50
TAYLOR FRIGON FAMILY OFFICE, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
50
MADDIX HOLDINGS — shrank from 6 to 4 advisory reps. IAPD ↗
50
MASTERWORKS ADVISERS, LLC — shrank from 32 to 20 advisory reps. IAPD ↗
50
ALCALA MULTI FAMILY OFFICE — shrank from 3 to 1 advisory reps. IAPD ↗
50
WEALTH STRATEGIES GROUP — shrank from 4 to 2 advisory reps. IAPD ↗
48
WEDGEWOOD PARTNERS, INC. — reported RAUM down 25% ($619.5M -> $464.6M). IAPD ↗
48
KUNATH KARREN RINNE & ATKIN LLC — reported RAUM down 85% ($2.09B -> $316.8M). IAPD ↗
48
IRIDIAN ASSET MANAGEMENT LLC — reported RAUM down 58% ($895.7M -> $372.3M). IAPD ↗
48
BERNZOTT CAPITAL ADVISORS — reported RAUM down 54% ($682.0M -> $311.1M). IAPD ↗
48
MONTAG & CALDWELL, LLC — reported RAUM down 29% ($964.6M -> $683.5M). IAPD ↗
48
VANTAGE CONSULTING GROUP INC — reported RAUM down 58% ($1.11B -> $463.2M). IAPD ↗
48
GLOBAL INVESTMENT ADVISER LC — reported RAUM down 66% ($743.8M -> $256.5M). IAPD ↗
48
WEALTHSPIRE ADVISORS — reported RAUM down 41% ($877.6M -> $518.1M). IAPD ↗
48
PARK PLACE CAPITAL CORPORATION — reported RAUM down 30% ($854.4M -> $602.1M). IAPD ↗
48
ADVISORY RESEARCH INC — reported RAUM down 52% ($1.33B -> $641.6M). IAPD ↗
48
BROADMARK ASSET MANAGEMENT LLC — reported RAUM down 76% ($1.29B -> $311.1M). IAPD ↗
48
SEM WEALTH MANAGEMENT — reported RAUM down 29% ($817.9M -> $584.1M). IAPD ↗
48
MARQUETTE ASSOCIATES, INC. — reported RAUM down 51% ($838.5M -> $410.6M). IAPD ↗
48
PAUL WINKLER, INC. — reported RAUM down 69% ($923.6M -> $284.0M). IAPD ↗
48
SCHNIEDERS CAPITAL MANAGEMENT, LLC. — reported RAUM down 33% ($1.08B -> $725.0M). IAPD ↗
48
BAY POINT WEALTH — reported RAUM down 36% ($624.9M -> $399.2M). IAPD ↗
48
ANCHOR CAPITAL — reported RAUM down 41% ($656.5M -> $389.7M). IAPD ↗
48
GREENWICH INVESTMENT MANAGEMENT, INC. — reported RAUM down 27% ($816.9M -> $592.7M). IAPD ↗
48
LISANTI CAPITAL GROWTH LLC — reported RAUM down 42% ($758.0M -> $438.5M). IAPD ↗
48
FUTURA ASSET ADVISORS LLC — reported RAUM down 30% ($442.9M -> $310.7M). IAPD ↗
48
COHANZICK MANAGEMENT LLC — reported RAUM down 32% ($1.29B -> $880.6M). IAPD ↗
48
CLOUD CAPITAL LLC — reported RAUM down 87% ($3.07B -> $401.4M). IAPD ↗
48
RIVERPARK CAPITAL MANAGEMENT LLC — reported RAUM down 34% ($509.0M -> $337.0M). IAPD ↗
48
CABANA ASSET MANAGEMENT — reported RAUM down 50% ($1.48B -> $738.6M). IAPD ↗
48
SEER CAPITAL MANAGEMENT LP — reported RAUM down 31% ($912.6M -> $628.0M). IAPD ↗
48
KABOUTER MANAGEMENT, LLC — reported RAUM down 54% ($1.91B -> $876.7M). IAPD ↗
48
APPOMATTOX ADVISORY, INC — reported RAUM down 39% ($1.24B -> $753.9M). IAPD ↗
48
RESERVOIR OPERATIONS, L.P. — reported RAUM down 76% ($2.22B -> $538.2M). IAPD ↗
48
EAGLE'S VIEW CAPITAL MANAGEMENT LLC — reported RAUM down 45% ($748.0M -> $415.0M). IAPD ↗
48
GARRISON POINT CAPITAL, LLC — reported RAUM down 43% ($853.9M -> $485.2M). IAPD ↗
48
STRATEGAS ASSET MANAGEMENT, LLC — reported RAUM down 25% ($598.0M -> $446.5M). IAPD ↗
48
COLONIAL RIVER WEALTH MANAGEMENT LLC — reported RAUM down 53% ($586.5M -> $274.6M). IAPD ↗
48
VISTA INVESTMENT PARTNERS LLC — reported RAUM down 35% ($728.1M -> $474.5M). IAPD ↗
48
VOLARIS CAPITAL MANAGEMENT LLC — reported RAUM down 38% ($736.8M -> $455.1M). IAPD ↗
48
KPP ADVISORY SERVICES LLC — reported RAUM down 40% ($1.48B -> $880.6M). IAPD ↗
48
PEOPLE'S UNITED ADVISORS, INC. — reported RAUM down 41% ($1.42B -> $845.2M). IAPD ↗
48
RESURGENT ADVISORS — reported RAUM down 25% ($400.1M -> $300.1M). IAPD ↗
45
AMERICAN WEALTH MANAGEMENT, INC. — reported RAUM down 28% ($300.1M -> $217.5M). IAPD ↗
45
LEE FINANCIAL GROUP HAWAII, INC. — reported RAUM down 32% ($334.6M -> $226.3M). IAPD ↗
45
BTS ASSET MANAGEMENT, INC. — reported RAUM down 45% ($377.4M -> $208.5M). IAPD ↗
45
MARVIN & PALMER ASSOCIATES — reported RAUM down 66% ($281.6M -> $94.9M). IAPD ↗
45
EFS ASSET MANAGEMENT LLC — reported RAUM down 61% ($179.7M -> $69.7M). IAPD ↗
45
JRL CAPITAL ADVISORS LLC — reported RAUM down 46% ($194.5M -> $104.7M). IAPD ↗
45
SUN VALLEY GOLD LLC — reported RAUM down 74% ($389.7M -> $99.9M). IAPD ↗
45
ADVISORS CRYPTO, INC. — reported RAUM down 53% ($35.5M -> $16.7M). IAPD ↗
45
SASSER INVESTMENT MANAGEMENT, INC. — reported RAUM down 27% ($137.9M -> $100.3M). IAPD ↗
45
SCHULTZE ASSET MANAGEMENT, LP — reported RAUM down 73% ($222.7M -> $60.5M). IAPD ↗
45
INTERVEST INTERNATIONAL, INC. — reported RAUM down 46% ($74.4M -> $39.9M). IAPD ↗
45
CAPITAL IDEAS — reported RAUM down 27% ($229.6M -> $166.6M). IAPD ↗
45
GCI INVESTORS — reported RAUM down 95% ($105.2M -> $5.0M). IAPD ↗
45
WIMMER CONSULTING, LLC — reported RAUM down 28% ($147.1M -> $105.9M). IAPD ↗
45
LANDMARK CAPITAL INC. — reported RAUM down 99% ($254.4M -> $1.7M). IAPD ↗
45
FINANCIAL SOLUTIONS, INC. — reported RAUM down 53% ($160.2M -> $74.5M). IAPD ↗
45
EQUITAS CAPITAL ADVISORS,LLC — reported RAUM down 45% ($393.0M -> $217.1M). IAPD ↗
45
CONTEGO CAPITAL GROUP, INC. — reported RAUM down 49% ($133.2M -> $67.9M). IAPD ↗
45
SFC FINANCIAL LLC — reported RAUM down 26% ($219.5M -> $162.2M). IAPD ↗
45
HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. — reported RAUM down 73% ($93.9M -> $25.1M). IAPD ↗
45
CASTLE ROCK INVESTMENT COMPANY — reported RAUM down 27% ($100.5M -> $73.4M). IAPD ↗
45
ABRIDGE PARTNERS, LLC — reported RAUM down 53% ($217.6M -> $102.5M). IAPD ↗
45
HARVEST VOLATILITY MANAGEMENT, LLC — reported RAUM down 89% ($1.94B -> $216.6M). IAPD ↗
45
INFINIUM INVESTMENT ADVISORS, LLC — reported RAUM down 42% ($157.3M -> $90.7M). IAPD ↗
45
ATRATO ASSET MANAGEMENT LLC — reported RAUM down 61% ($215.1M -> $83.0M). IAPD ↗
45
TOLLEFSON AND COMPANY INVESTMENT MANAGEMENT LLC — reported RAUM down 42% ($164.0M -> $95.6M). IAPD ↗
45
DESERT ROSE CAPITAL MANAGEMENT, INC. — reported RAUM down 35% ($180.4M -> $117.2M). IAPD ↗
45
ALERA RETIREMENT ADVISORS, LLC — reported RAUM down 94% ($640.9M -> $39.0M). IAPD ↗
45
WCM GLOBAL WEALTH, LLC — reported RAUM down 39% ($401.6M -> $245.4M). IAPD ↗
45
SYNTAL CAPITAL PARTNERS, LLC — reported RAUM down 86% ($441.6M -> $60.3M). IAPD ↗
45
TOTAL WEALTH ADVISORS, LLC — reported RAUM down 55% ($202.4M -> $90.7M). IAPD ↗
45
CAPSTONE WEALTH MANAGEMENT CORP. — reported RAUM down 26% ($123.2M -> $90.8M). IAPD ↗
45
GULFSTREAM CM, LLC — reported RAUM down 46% ($453.7M -> $244.0M). IAPD ↗
45
BROADCORE INVESTMENTS LP — reported RAUM down 52% ($27.3M -> $13.0M). IAPD ↗
45
INVERDALE CAPITAL MANAGEMENT, LLC — reported RAUM down 37% ($130.9M -> $81.8M). IAPD ↗
45
PURSINO ADVISORY GROUP LLC — reported RAUM down 54% ($42.6M -> $19.4M). IAPD ↗
45
HGI CAPITAL MANAGEMENT, LLC. — reported RAUM down 64% ($511.0M -> $186.5M). IAPD ↗
45
CRUISER CAPITAL ADVISORS, LLC — reported RAUM down 44% ($162.9M -> $91.0M). IAPD ↗
45
NSR INVEST — reported RAUM down 51% ($46.8M -> $23.0M). IAPD ↗
45
PATHFINDER WEALTH ADVISORS LLC — reported RAUM down 47% ($132.8M -> $69.9M). IAPD ↗
45
CATALYST WEALTH MANAGEMENT — reported RAUM down 49% ($139.6M -> $71.7M). IAPD ↗
45
FWG INVESTMENTS, LLC — reported RAUM down 39% ($339.6M -> $205.9M). IAPD ↗
45
C2C WEALTH MANAGEMENT, LLC — reported RAUM down 75% ($757.0M -> $190.9M). IAPD ↗
45
MERLIN ASSET MANAGEMENT — reported RAUM down 30% ($51.9M -> $36.3M). IAPD ↗
45
UNIVERSAL VALUE ADVISORS — reported RAUM down 47% ($84.6M -> $45.1M). IAPD ↗
45
SPRINGTIDE PARTNERS — reported RAUM down 92% ($506.4M -> $42.1M). IAPD ↗
45
HERITAGE WEALTH PARTNERS, LLC — reported RAUM down 37% ($227.3M -> $142.5M). IAPD ↗
45
LONE PEAK ADVISERS — reported RAUM down 30% ($148.0M -> $104.3M). IAPD ↗
45
FOLIOBEYOND, LLC — reported RAUM down 55% ($164.3M -> $73.4M). IAPD ↗
45
SAGE TREE WEALTH — reported RAUM down 31% ($84.8M -> $58.4M). IAPD ↗
45
SAVIOR WEALTH — reported RAUM down 32% ($149.1M -> $101.5M). IAPD ↗
45
EXCEL WEALTH MANAGEMENT, LLC — reported RAUM down 45% ($419.5M -> $232.7M). IAPD ↗
45
PROCAPITA PARTNERS, LLC — reported RAUM down 96% ($41.0M -> $1.5M). IAPD ↗
45
MARKLE FINANCIAL LLC — reported RAUM down 32% ($142.6M -> $97.3M). IAPD ↗
45
CORBETT ROAD CAPITAL MANAGEMENT, LLC — reported RAUM down 29% ($64.4M -> $45.9M). IAPD ↗
45
TRUCLARITY WEALTH ADVISORS — reported RAUM down 85% ($690.9M -> $100.5M). IAPD ↗
45
LEGADO WEALTH MANAGEMENT LLC — reported RAUM down 66% ($47.7M -> $16.4M). IAPD ↗
45
LION CAPITAL ADVISORS LLC — reported RAUM down 32% ($328.2M -> $222.1M). IAPD ↗
45
REVERE CAPITAL MANAGEMENT LP — reported RAUM down 32% ($176.0M -> $120.3M). IAPD ↗
45
AFS FINANCIAL GROUP, LLC — reported RAUM down 44% ($435.4M -> $244.9M). IAPD ↗
45
WISDOM CAPITAL ASSET MANAGEMENT, LLC — reported RAUM down 30% ($75.9M -> $52.8M). IAPD ↗
45
CREIGHTON CAPITAL MANAGEMENT LLC — reported RAUM down 26% ($302.8M -> $224.0M). IAPD ↗
45
WEST POTOMAC CAPITAL LLC — reported RAUM down 100% ($2.55B -> $5.3M). IAPD ↗
45
180 DEGREE CAPITAL CORP. — reported RAUM down 29% ($85.5M -> $60.8M). IAPD ↗
45
ADAPTATION FINANCIAL ADVISORS INC. — reported RAUM down 27% ($242.1M -> $177.4M). IAPD ↗
45
SAN LUIS WEALTH ADVISORS — reported RAUM down 80% ($495.0M -> $97.2M). IAPD ↗
45
HERITAGE CAPITAL ADVISORS, LLC — reported RAUM down 78% ($545.5M -> $120.0M). IAPD ↗
45
CITY DIFFERENT INVESTMENTS — reported RAUM down 27% ($157.0M -> $114.6M). IAPD ↗
45
CARDEA CAPITAL GROUP, INC. — reported RAUM down 99% ($2.63B -> $22.4M). IAPD ↗
45
GALLIOTT CAPITAL ADVISORS, LLC — reported RAUM down 88% ($1.01B -> $118.2M). IAPD ↗
45
PHASE LINE CAPITAL, LLC — reported RAUM down 75% ($138.2M -> $34.0M). IAPD ↗
45
BLUE HERON INFRASTRUCTURE — reported RAUM down 25% ($76.3M -> $57.0M). IAPD ↗
45
ESSENTIAL PARTNERS LLC — reported RAUM down 45% ($408.4M -> $224.7M). IAPD ↗
45
VAM GROUP, LLC — reported RAUM down 28% ($113.3M -> $81.4M). IAPD ↗
45
TRUEDGE ASSET MANAGEMENT LLC — reported RAUM down 100% ($185.1M -> $280,798). IAPD ↗
55
FRANKLIN BSP LENDING ADVISER, L.L.C. — (NEW YORK, NY) left the SEC roster (was $2.98B RAUM, 0 reps). IAPD ↗institutional
55
EASTERLY FUNDS LLC — (NEW YORK, NY) left the SEC roster (was $1.09B RAUM, 3 reps). IAPD ↗institutional
55
ACTIVUM SG GLOBAL ADVISORS LLC — (EAST HAMPTON, NY) left the SEC roster (was $1.68B RAUM, 3 reps). IAPD ↗institutional
53
PERFORMANCE TRUST CAPITAL PARTNERS, LLC — (CHICAGO, IL) left the SEC roster (was $301.7M RAUM, 26 reps). IAPD ↗institutional
53
SMITH GRAHAM & CO INVESTMENT ADVISORS, L.P.** — (HOUSTON, TX) left the SEC roster (was $829.2M RAUM, 5 reps). IAPD ↗institutional
53
CAPRI CAPITAL PARTNERS, LLC — (CHICAGO, IL) left the SEC roster (was $300.0M RAUM, 4 reps). IAPD ↗institutional
53
CCG ASSET MANAGEMENT, LLC — (JACKSON, MS) left the SEC roster (was $577.2M RAUM, 1 reps). IAPD ↗institutional
53
PYTHAGOREAN TRADING, LLC — (STAMFORD, CT) left the SEC roster (was $673.3M RAUM, 2 reps). IAPD ↗institutional
50
AUSTIN ATLANTIC ASSET MANAGEMENT CO. — (CORAL GABLES, FL) left the SEC roster (was $193.5M RAUM, 3 reps). IAPD ↗institutional
50
LYXOR ASSET MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $27.92B RAUM, 4 reps). IAPD ↗fund
50
TCW-WLA JV VENTURE LLC — (LOS ANGELES, CA) left the SEC roster (was $1.0M RAUM, 0 reps). IAPD ↗institutional
50
50
PRINCIPAL ENTERPRISE CAPITAL, LLC — (DES MOINES, IA) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗institutional
50
ECHO STREET CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $12.16B RAUM, 15 reps). IAPD ↗fund
50
LYRICAL-ANTHEUS MANAGEMENT, L.P. — (ENGLEWOOD, NJ) left the SEC roster (was $2.33B RAUM, 14 reps). IAPD ↗fund
50
CAPITAL PARTNERS HOLDINGS, INC. — (NORWALK, CT) left the SEC roster (was $1.16B RAUM, 21 reps). IAPD ↗fund
50
WHI REAL ESTATE PARTNERS L.P. — (CHICAGO, IL) left the SEC roster (was $1.01B RAUM, 17 reps). IAPD ↗fund
50
CHALDON ASSOCIATES LLC — (location n/a) left the SEC roster (was $0 RAUM, 3 reps). IAPD ↗institutional
50
SKYROCK INVESTMENT MANAGEMENT LLC — (location n/a) left the SEC roster (was $26.1M RAUM, 1 reps). IAPD ↗institutional
50
BROOKFIELD BHS ADVISORS LLC — (NEW YORK, NY) left the SEC roster (was $3.43B RAUM, 38 reps). IAPD ↗fund
50
GID INVESTMENT ADVISERS LLC — (ATLANTA, GA) left the SEC roster (was $3.49B RAUM, 78 reps). IAPD ↗fund
50
50
1 ROUNDTABLE PARTNERS LLC — (GREENWICH, CT) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 9 reps). IAPD ↗institutional
50
BREAKOUT FUNDS LLC — (CHICAGO, IL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗institutional
50
ZENITHAL CAPITAL LLC — (BELLEVUE, WA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗institutional
48
IMPERIAL CAPITAL ASSET MANAGEMENT LLC — (PALM BEACH GARDENS, FL) left the SEC roster (was $393.7M RAUM, 6 reps). IAPD ↗fund
48
48
MOUNT KELLETT CAPITAL MANAGEMENT LP — (NEW YORK, NY) left the SEC roster (was $350.7M RAUM, 1 reps). IAPD ↗fund
48
48
48
48
DAKOTA PACIFIC GLOBAL MACRO ADVISERS LP — (SALT LAKE CITY, UT) left the SEC roster (was $447.9M RAUM, 2 reps). IAPD ↗fund
48
LAVIEN ADVISORS, LLC — (JEFFERSONVILLE, NY) left the SEC roster (was $270.8M RAUM, 1 reps). IAPD ↗fund
48
UPPER BAY INFRASTRUCTURE MANAGEMENT, LP — (location n/a) left the SEC roster (was $309.2M RAUM, 3 reps). IAPD ↗fund
48
AKARIS GLOBAL PARTNERS, LP — (NEW YORK, NY) left the SEC roster (was $478.9M RAUM, 4 reps). IAPD ↗fund
48
CAAS CAPITAL MANAGEMENT LP — (NEW YORK, NY) left the SEC roster (was $971.0M RAUM, 8 reps). IAPD ↗fund
48
VETAMER CAPITAL MANAGEMENT, L.P. — (SAN FRANCISCO, CA) left the SEC roster (was $327.5M RAUM, 6 reps). IAPD ↗fund
45
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY I, L.L.C. — (MILWAUKEE, WI) left the SEC roster (was $2.0M RAUM, 3 reps). IAPD ↗fund
45
OMNIQUEST CAPITAL, LLC — (LOS ANGELES, CA) left the SEC roster (was $101.8M RAUM, 1 reps). IAPD ↗fund
45
45
SCOTT'S COVE MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $25.6M RAUM, 2 reps). IAPD ↗fund
45
45
TCW SPECIAL SITUATIONS, LLC — (LOS ANGELES, CA) left the SEC roster (was $21.6M RAUM, 12 reps). IAPD ↗fund
45
ONE THOUSAND & ONE VOICES MANAGEMENT, LLC — (GREENWOOD VILLAGE, CO) left the SEC roster (was $158.3M RAUM, 4 reps). IAPD ↗fund
45
DEEP FIELD ASSET MANAGEMENT, LLC — (BEVERLY HILLS, CA) left the SEC roster (was $154.3M RAUM, 2 reps). IAPD ↗fund
45
GRIFFIN ASSET MANAGEMENT LLC — (location n/a) left the SEC roster (was $105.8M RAUM, 3 reps). IAPD ↗fund
45
45
NAVY CAPITAL GREEN MANAGEMENT, LLC — (location n/a) left the SEC roster (was $153.9M RAUM, 5 reps). IAPD ↗fund
45
HILCO INVESTMENT ADVISORS, LLC — (NORTHBROOK, IL) left the SEC roster (was $143.0M RAUM, 18 reps). IAPD ↗fund
45
NAVIGATOR ASSET MANAGEMENT LLC — (PHILADELPHIA, PA) left the SEC roster (was $13.1M RAUM, 6 reps). IAPD ↗fund
45
45
XTELLUS ADVISORS LLC — (COCONUT GROVE, FL) left the SEC roster (was $43.5M RAUM, 3 reps). IAPD ↗fund
45
MOTIVATE CAPITAL MANAGEMENT, LLC — (CHICAGO, IL) left the SEC roster (was $183.4M RAUM, 4 reps). IAPD ↗fund
45
45
CAMARGO ADVISERS, LLC — (BEVERLY SHORES, IN) left the SEC roster (was $120.0M RAUM, 3 reps). IAPD ↗fund
45
45
45
45
45
45
45
45
45
45
45
45
45
45
45
45
45
45
45
45
45
45
45
45
45
45
BLACKSTONE ALTERNATIVE INVESTMENT ADVISORS LLC — shrank from 118 to 98 advisory reps. IAPD ↗institutional
45
45
45
45
45
45
45
45
45
45
45
43
43
43
43
43
PRIORITY SENIOR SECURED INCOME MANAGEMENT, LLC — shrank from 53 to 7 advisory reps. IAPD ↗institutional
43
43
43
43
43
43
43
43
AMBER INFRASTRUCTURE INVESTMENT ADVISOR LLC — shrank from 11 to 7 advisory reps. IAPD ↗institutional
40
40
40
40
40
40
ALPHAENGINE GLOBAL INVESTMENT SOLUTION LLC — reported RAUM down 47% ($2.58B -> $1.37B). IAPD ↗institutional
40
40
40
WESTCHESTER CAPITAL MANAGEMENT, LLC — reported RAUM down 26% ($5.35B -> $3.97B). IAPD ↗institutional
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
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40
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40
40
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40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (US) LLC — shrank from 220 to 205 advisory reps. IAPD ↗fund
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
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40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
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40
40
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40
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40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
MERCER ADVISORS PRIVATE ASSET MANAGEMENT, INC. — shrank from 8 to 1 advisory reps. IAPD ↗institutional
40
38
38
MORTGAGE INDUSTRY ADVISORY COMPANY — reported RAUM down 28% ($1.20B -> $863.6M). IAPD ↗institutional
38
38
38
38
GLACIER PEAK CAPITAL MANAGEMENT, LLC — reported RAUM down 86% ($5.36B -> $774.2M). IAPD ↗institutional
38
38
38
38
38
38
38
38
38
38
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38
38
38
38
38
38
38
38
38
35
CBIZ RETIREMENT PLAN ADVISORY SERVICES — reported RAUM down 29% ($57.9M -> $41.1M). IAPD ↗institutional
35
MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT, LLC — reported RAUM down 28% ($12.97B -> $9.32B). IAPD ↗fund
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
RANGER ALTERNATIVE MANAGEMENT, L.P. — reported RAUM down 32% ($102.3M -> $69.1M). IAPD ↗institutional
35
35
35
FIRSTHAND CAPITAL MANAGEMENT, INC. — reported RAUM down 33% ($127.9M -> $86.1M). IAPD ↗institutional
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
WAVELENGTH CAPITAL MANAGEMENT, LLC — reported RAUM down 26% ($111.9M -> $83.1M). IAPD ↗institutional
35
35
35
35
BARDIN HILL ARBITRAGE IC MANAGEMENT LP — reported RAUM down 60% ($131.0M -> $52.4M). IAPD ↗institutional
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
CHURCHILL INVESTMENT MANAGEMENT, LLC — reported RAUM down 32% ($275.0M -> $187.1M). IAPD ↗institutional
35
35
35
35
35
35
35
POLYMER CAPITAL MANAGEMENT (US), LLC — reported RAUM down 71% ($450.0M -> $130.4M). IAPD ↗institutional
35
35
35
35
35
35
PILLAR CAPITAL MANAGEMENT LIMITED — (HAMILTON, Bermuda) left the SEC roster (was $3.17B RAUM, 9 reps). IAPD ↗foreign
35
VELT PARTNERS INVESTIMENTOS LTDA. — (SAO PAULO, Brazil) left the SEC roster (was $1.17B RAUM, 13 reps). IAPD ↗foreign
35
35
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC — shrank from 3 to 1 advisory reps. IAPD ↗fund
35
35
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35
35
35
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35
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
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33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
CARTER-HASTON INVESTMENT PARTNERS II GP, LLC — reported RAUM down 40% ($467.5M -> $280.6M). IAPD ↗fund
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
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33
33
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33
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33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
33
TOWER HOUSE PARTNERS LLP — (LONDON, United Kingdom) left the SEC roster (was $493.4M RAUM, 7 reps). IAPD ↗foreign
30
30
30
30
30
M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC — reported RAUM down 53% ($52.7M -> $25.0M). IAPD ↗fund
30
30
30
30
30
30
30
30
30
OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC — reported RAUM down 57% ($269.8M -> $116.3M). IAPD ↗fund
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
GAMMA REAL ESTATE CAPITAL MANAGEMENT, INC. — reported RAUM down 29% ($153.4M -> $108.5M). IAPD ↗fund
30
30
30
30
30
30
FINANCE OF AMERICA CAPITAL MANAGEMENT LLC — reported RAUM down 100% ($268.8M -> $500,000). IAPD ↗fund
30
30
ORTHOGON PARTNERS INVESTMENT MANAGEMENT, LLC — reported RAUM down 29% ($227.7M -> $161.0M). IAPD ↗fund
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
30
QUANTA FINANCE SA — (GENEVA, Switzerland) left the SEC roster (was $19.0M RAUM, 2 reps). IAPD ↗foreign
25
25
25
25
25
25
25
25
25
25
25
25
25
25
25
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED — shrank from 30 to 20 advisory reps. IAPD ↗foreign
25
25
25
25
25
25
25
25
25
25
25
25
25
SHANGHAI FOSUN CHUANGFU EQUITY INVESTMENT MANAGEMENT COMPANY — shrank from 90 to 68 advisory reps. IAPD ↗foreign
25
25
25
25
25
25
25
GOLDMAN SACHS ASSET MANAGEMENT (HONG KONG) LIMITED — shrank from 33 to 24 advisory reps. IAPD ↗foreign
25
25
25
25
23
23
23
23
23
23
23
23
23
23
23
23
20
20
20
20
MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY — reported RAUM down 52% ($25.61B -> $12.24B). IAPD ↗foreign
20
20
20
20
20
20
20
20
20
20
20
20
20
20
FIRST SENTIER INVESTORS (HONG KONG) LIMITED — reported RAUM down 34% ($37.21B -> $24.45B). IAPD ↗foreign
20
20
20
20
20
SYSTEMATICA INVESTMENTS SINGAPORE PTE. LTD — reported RAUM down 39% ($36.31B -> $22.26B). IAPD ↗foreign
20
20
20
ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED — reported RAUM down 32% ($22.46B -> $15.23B). IAPD ↗foreign
20
20
20
20
HEITMAN INTERNATIONAL REAL ESTATE SECURITIES PTY LIMITED — shrank from 50 to 42 advisory reps. IAPD ↗foreign
20
20
20
20
20
20
20
20
20
20
18
18
INCOME PARTNERS ASSET MANAGEMENT (HK) LIMITED — reported RAUM down 33% ($547.0M -> $368.3M). IAPD ↗foreign
18
18
18
18
18
18
18
GRATICULE ASSET MANAGEMENT ASIA PTE. LTD. — reported RAUM down 90% ($2.78B -> $270.6M). IAPD ↗foreign
18
18
15
15
OLD MUTUAL CUSTOMISED SOLUTIONS (PTY) LIMITED — reported RAUM down 65% ($656.6M -> $229.5M). IAPD ↗foreign
15
15
15
15
15
15
15
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.