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STEPHENS

LITTLE ROCK, AR · CRD 3496 · IAPD ↗ · 501-377-2000

$18.04BRegulatory AUM
247Advisory reps
611Employees
170Clients
More than 500Planning clients
0Private funds
51States
6Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2024 — STEPHENS shrank from 253 to 244 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.