← Tributary

AUTONOMY CAPITAL

· CRD 157275 · IAPD ↗ · 212-796-1900

$701.3MRegulatory AUM
1Advisory reps
2Employees
0Clients
n/aPlanning clients
2Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
May 2024 — AUTONOMY CAPITAL (location n/a) left the SEC roster (was $701.3M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
33
April 2024 — AUTONOMY CAPITAL reported RAUM down 49% ($1.39B -> $701.3M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
38
April 2024 — AUTONOMY CAPITAL shrank from 10 to 1 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.