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SYMPHONY FINANCIAL PLANNING LLC

DAVIS, CA · CRD 137885 · IAPD ↗ · symphonyfinancialplanning.com · 530-758-2885

$188.5MRegulatory AUM
3Advisory reps
7Employees
128Clients
251-500Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2024 — SYMPHONY FINANCIAL PLANNING LLC (DAVIS, CA) left the SEC roster (was $188.5M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.