← Tributary

M HOLDINGS SECURITIES, INC.

PORTLAND, OR · CRD 43285 · IAPD ↗ · mfin.com · 800-656-6960

$3.21BRegulatory AUM
171Advisory reps
1442Employees
0Clients
51-100Planning clients
0Private funds
53States
8Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — M HOLDINGS SECURITIES, INC. shrank from 222 to 171 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
January 2026 — M HOLDINGS SECURITIES, INC.'s Item 11 disclosure-reporting entries rose by 3 (5 -> 8).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — M HOLDINGS SECURITIES, INC. shrank from 234 to 222 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — M HOLDINGS SECURITIES, INC. shrank from 246 to 234 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.