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PGIM INVESTMENTS LLC

NEWARK, NJ · CRD 105670 · IAPD ↗ · prudential.com · 1-800-225-1852

$344.84BRegulatory AUM
97Advisory reps
458Employees
8Clients
n/aPlanning clients
0Private funds
51States
4Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

65
April 2026 — PGIM INVESTMENTS LLC grew from 92 to 97 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
April 2024 — PGIM INVESTMENTS LLC shrank from 105 to 96 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.