← Tributary

TRIBE CAPITAL

SAN MATEO, CA · CRD 304697 · IAPD ↗ · (707) 653-5302

$3.44BRegulatory AUM
10Advisory reps
27Employees
0Clients
n/aPlanning clients
81Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
September 2026 — TRIBE CAPITAL filed an Item 4A succession naming TRIBE CAPITAL (CRD 304697) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
55
April 2026 — TRIBE CAPITAL reported RAUM up 51% ($2.28B -> $3.44B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
April 2026 — TRIBE CAPITAL now reports custody of client assets ($3.44B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
40
April 2025 — TRIBE CAPITAL shrank from 14 to 11 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
April 2024 — TRIBE CAPITAL shrank from 20 to 14 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.