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OASIS INVESTMENT STRATEGIES LLC

CHICAGO, IL · CRD 152957 · IAPD ↗ · rjoasis.com · 312-373-5366

$5.73BRegulatory AUM
3Advisory reps
10Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
April 2025 — OASIS INVESTMENT STRATEGIES LLC shrank from 8 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
35
April 2024 — OASIS INVESTMENT STRATEGIES LLC reported RAUM down 28% ($7.39B -> $5.33B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.