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LIONSTONE INVESTMENTS

BOSTON, MA · CRD 160214 · IAPD ↗ · lionstoneinvestments.com · 8002252365

$224.4MRegulatory AUM
0Advisory reps
3Employees
0Clients
n/aPlanning clients
1Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
September 2026 — LIONSTONE INVESTMENTS (BOSTON, MA) left the SEC roster (was $224.4M RAUM, 0 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
30
April 2026 — LIONSTONE INVESTMENTS reported RAUM down 95% ($4.54B -> $224.4M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
30
April 2026 — LIONSTONE INVESTMENTS moved its main office from HOUSTON, TX to BOSTON, MA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
35
April 2026 — LIONSTONE INVESTMENTS shrank from 42 to 0 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
40
April 2025 — LIONSTONE INVESTMENTS shrank from 57 to 42 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
35
April 2024 — LIONSTONE INVESTMENTS reported RAUM down 26% ($5.93B -> $4.38B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.