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TAYLOR FRIGON CAPITAL MANAGEMENT LLC

SCOTTSDALE, AZ · CRD 142617 · IAPD ↗ · 805-226-0280

$232.6MRegulatory AUM
6Advisory reps
11Employees
0Clients
1-10Planning clients
2Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
August 2024 — TAYLOR FRIGON CAPITAL MANAGEMENT LLC now reports custody of client assets ($75.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
53
April 2024 — TAYLOR FRIGON CAPITAL MANAGEMENT LLC shrank from 7 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.