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ROCKWOOD EQUITY PARTNERS LLC

DENVER, CO · CRD 163846 · IAPD ↗ · 216-342-1790

$189.8MRegulatory AUM
11Advisory reps
13Employees
0Clients
n/aPlanning clients
6Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

59
April 2026 — ROCKWOOD EQUITY PARTNERS LLC grew from 2 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
30
April 2024 — ROCKWOOD EQUITY PARTNERS LLC reported RAUM down 35% ($244.8M -> $160.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.