← Tributary

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

OLYMPIA, WA · CRD 151298 · IAPD ↗ · talluscapital.com · 360-866-2345

$4.07BRegulatory AUM
85Advisory reps
85Employees
110Clients
51-100Planning clients
0Private funds
48States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — FINANCIAL ADVOCATES INVESTMENT MANAGEMENT (OLYMPIA, WA) left the SEC roster (was $4.07B RAUM, 85 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
April 2025 — FINANCIAL ADVOCATES INVESTMENT MANAGEMENT shrank from 98 to 85 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — FINANCIAL ADVOCATES INVESTMENT MANAGEMENT shrank from 136 to 98 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.