← Tributary

CHARLES SCHWAB INVESTMENT ADVISORY, INC

SAN FRANCISCO, CA · CRD 151739 · IAPD ↗ · 415-667-1910

$66.08BRegulatory AUM
25Advisory reps
26Employees
0Clients
0Planning clients
0Private funds
53States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2024 — CHARLES SCHWAB INVESTMENT ADVISORY, INC (SAN FRANCISCO, CA) left the SEC roster (was $66.08B RAUM, 25 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.