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M&A & valuation — December 2024

RIA acquirers, investment bankers, valuation firms, and lenders.

89 firms opened this window in the December 2024 SEC roster: 65 deregistered, 13 headcount down, 11 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

65
CHARLES D. HYMAN & COMPANY — (PONTE VEDRA BEACH, FL) left the SEC roster (was $2.20B RAUM, 2 reps). IAPD ↗
$2.20B RAUM · 2 reps · 904-543-0360 · charlesdhyman.com
65
ENSEMBLE CAPITAL MANAGEMENT, LLC — (SAN FRANCISCO, CA) left the SEC roster (was $1.66B RAUM, 10 reps). IAPD ↗
$1.66B RAUM · 10 reps · 650-696-1240 · ensemblecapital.com
65
GOLDMAN SACHS HEDGE FUND STRATEGIES LLC — (NEW YORK, NY) left the SEC roster (was $11.28B RAUM, 14 reps). IAPD ↗
$11.28B RAUM · 14 reps · 212-902-1000
65
FINANCIAL DIMENSIONS GROUP, INC. — (ARDEN HILLS, MN) left the SEC roster (was $2.60B RAUM, 49 reps). IAPD ↗
$2.60B RAUM · 49 reps · 651-481-6280 · eliasonfa.com
65
SBC WEALTH MANAGEMENT — (INDIANAPOLIS, IN) left the SEC roster (was $1.01B RAUM, 7 reps). IAPD ↗
$1.01B RAUM · 7 reps · 317-848-4744
65
DIVERSIFIED, LLC — (WILMINGTON, DE) left the SEC roster (was $1.55B RAUM, 22 reps). IAPD ↗
$1.55B RAUM · 22 reps · 302-765-3500 · pinterest.com
65
HOYLECOHEN, LLC — (SAN DIEGO, CA) left the SEC roster (was $3.43B RAUM, 28 reps). IAPD ↗
$3.43B RAUM · 28 reps · 858-576-7300 · focusfinancialpartners.com
65
BUCKINGHAM STRATEGIC WEALTH, LLC — (ST LOUIS, MO) left the SEC roster (was $29.51B RAUM, 312 reps). IAPD ↗
$29.51B RAUM · 312 reps · 314-725-0455 · askbuckingham.com
65
ARBOR POINT ADVISORS — (LAVISTA, NE) left the SEC roster (was $6.93B RAUM, 208 reps). IAPD ↗
$6.93B RAUM · 208 reps · 888-777-1992 · rdfintax.com
65
GREY STREET CAPITAL, LLC — (CHICAGO, IL) left the SEC roster (was $2.03B RAUM, 8 reps). IAPD ↗
$2.03B RAUM · 8 reps · 312.635.7160
65
CH INVESTMENT PARTNERS, LLC — (DALLAS, TX) left the SEC roster (was $5.10B RAUM, 24 reps). IAPD ↗
$5.10B RAUM · 24 reps · 214-661-8333
63
M&R CAPITAL MANAGEMENT INC — (SUMMIT, NJ) left the SEC roster (was $522.3M RAUM, 4 reps). IAPD ↗
$522.3M RAUM · 4 reps · 212-584-8999
63
ETFIDEA, LLC — (SYRACUSE, NY) left the SEC roster (was $392.9M RAUM, 4 reps). IAPD ↗
$392.9M RAUM · 4 reps · 315-472-6221 · etfidea.com
63
BAY POINT WEALTH — (ANNAPOLIS, MD) left the SEC roster (was $399.2M RAUM, 4 reps). IAPD ↗
$399.2M RAUM · 4 reps · 410-626-8198
63
RIVER CAPITAL ADVISORS, LC — (JACKSONVILLE, FL) left the SEC roster (was $293.6M RAUM, 5 reps). IAPD ↗
$293.6M RAUM · 5 reps · 904-398-2075
63
KINGFISHER CAPITAL, LLC — (CHARLOTTE, NC) left the SEC roster (was $606.8M RAUM, 6 reps). IAPD ↗
$606.8M RAUM · 6 reps · 704-333-1710 · kingfishercapital.com
63
GREYTOWN ADVISORS — (MIAMI, FL) left the SEC roster (was $846.7M RAUM, 5 reps). IAPD ↗
$846.7M RAUM · 5 reps · 305-901-1600 · greytownadvisors.com
63
CLARIFY WEALTH MANAGEMENT — (CINCINNATI, OH) left the SEC roster (was $410.0M RAUM, 8 reps). IAPD ↗
$410.0M RAUM · 8 reps · 513-381-0001 · clarifywealth.com
63
WALDEN WEALTH PARTNERS LLC — (BEACHWOOD, OH) left the SEC roster (was $333.0M RAUM, 2 reps). IAPD ↗
$333.0M RAUM · 2 reps · 440-248-1632 · waldenwealth.com
63
CLEAR ROCK ADVISORS, LLC — (KERRVILLE, TX) left the SEC roster (was $429.9M RAUM, 6 reps). IAPD ↗
$429.9M RAUM · 6 reps · 830-315-2555
63
CHESME CAPITAL MANAGEMENT — (DEWITT, MI) left the SEC roster (was $648.6M RAUM, 3 reps). IAPD ↗
$648.6M RAUM · 3 reps · 517-669-1600 · chesme.com
63
BROWNLIE & BRADEN ADVISORS, LLC — (DALLAS, TX) left the SEC roster (was $329.2M RAUM, 13 reps). IAPD ↗
$329.2M RAUM · 13 reps · 214-219-4650
63
SHORE MORGAN YOUNG WEALTH STRATEGIES — (NEW ALBANY, OH) left the SEC roster (was $615.0M RAUM, 10 reps). IAPD ↗
$615.0M RAUM · 10 reps · (614) 888-2117 · shoremorganyoung.com
63
VESTBRIDGE ADVISORS, INC — (EGG HARBOR TOWNSHIP, NJ) left the SEC roster (was $300.8M RAUM, 5 reps). IAPD ↗
$300.8M RAUM · 5 reps · 609-701-2900 · vestbridge.com
63
SYSTM WEALTH SOLUTIONS — (CHICAGO, IL) left the SEC roster (was $839.2M RAUM, 0 reps). IAPD ↗
$839.2M RAUM · 0 reps · 312-236-1600 · systmwealth.com
63
LANDMARK WEALTH MANAGEMENT GROUP — (LAKE ELMO, MN) left the SEC roster (was $824.4M RAUM, 12 reps). IAPD ↗
$824.4M RAUM · 12 reps · (800) 251-9932 · landmarkwealth.com
60
WHEAT GIVENS FINANCIAL, LLC — (MCKINNEY, TX) left the SEC roster (was $144.1M RAUM, 2 reps). IAPD ↗
$144.1M RAUM · 2 reps · 214-385-2415
60
FOUR PONDS FINANCIAL PLANNING — (MASHPEE, MA) left the SEC roster (was $150.2M RAUM, 4 reps). IAPD ↗
$150.2M RAUM · 4 reps · 888-285-7705
60
ATRATO ASSET MANAGEMENT LLC — (location n/a) left the SEC roster (was $52.4M RAUM, 1 reps). IAPD ↗
$52.4M RAUM · 1 reps · (505) 310-1783
60
SPOTLIGHT ASSET GROUP — (OAKBROOK TERRACE, IL) left the SEC roster (was $205.1M RAUM, 3 reps). IAPD ↗
$205.1M RAUM · 3 reps · 630-230-6840
60
NEW AMSTERDAM WEALTH PLANNING — (location n/a) left the SEC roster (was $44.4M RAUM, 1 reps). IAPD ↗
$44.4M RAUM · 1 reps · 917-647-5698
60
RILEY PRIVATE CLIENT LLC — (SOUTHLAKE, TX) left the SEC roster (was $64.9M RAUM, 1 reps). IAPD ↗
$64.9M RAUM · 1 reps · 817-870-4680
60
VITALSTONE FINANCIAL, LLC — (SHAVANO PARK, TX) left the SEC roster (was $199.7M RAUM, 4 reps). IAPD ↗
$199.7M RAUM · 4 reps · (210) 782-9855 · vitalstonefinancial.com
60
MYWALLST ADVISORY LLC — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 332-203-4174 · mywallstadvisory.com
60
INHERENT WEALTH FUND, LLC — (PALM DESERT, CA) left the SEC roster (was $700,000 RAUM, 1 reps). IAPD ↗
$700,000 RAUM · 1 reps · 415-399-9733 · inherentwealthfund.com
60
RICH DEWITT WEALTH MANAGEMENT LLC — (CHATTANOOGA, TN) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 423.954.7273 · richdewittwealthmanagement.com
60
BLUE BEAR FINANCIAL, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · (843) 654-1388 · bluebearfinancial.com
60
DA WEALTH ADVISORS — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 847-977-3752
60
AVIATOR WEALTH GROUP — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 412-284-2867
60
DEFINED PURPOSE CAPITAL LLC — (BERKELEY HEIGHTS, NJ) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · (925) 639-6351 · definedpurposecapital.com
55
KIMELMAN & BAIRD, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
$1.36B RAUM · 4 reps · 212-686-0021
55
BARES CAPITAL MANAGEMENT, INC. — shrank from 9 to 7 advisory reps. IAPD ↗
$1.17B RAUM · 7 reps · 512-542-1083 · barescapital.com
53
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS — shrank from 41 to 17 advisory reps. IAPD ↗
$287.8M RAUM · 17 reps · 602-604-0600 · atlwm.com
53
ACT ADVISORS — shrank from 6 to 4 advisory reps. IAPD ↗
$374.1M RAUM · 4 reps · (828) 398-2802
53
MGO PRIVATE WEALTH, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
$287.5M RAUM · 2 reps · (949) 207-3241 · mgoprivatewealth.com
53
HEDONOVA ADVISORS LLC — shrank from 16 to 11 advisory reps. IAPD ↗
$643.2M RAUM · 11 reps · 213-340-1334
50
BARES CAPITAL MANAGEMENT, INC. — reported RAUM down 57% ($2.72B -> $1.17B). IAPD ↗
$1.17B RAUM · 7 reps · 512-542-1083 · barescapital.com
50
TWEDDELL GOLDBERG INVESTMENT MANAGEMENT — shrank from 4 to 2 advisory reps. IAPD ↗
$130.7M RAUM · 2 reps · 209-536-9734 · tginvesting.com
50
GUARDIAN WEALTH ADVISORS, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
$249.2M RAUM · 3 reps · 952-746-3211
50
FAMILY FINANCIAL — shrank from 4 to 2 advisory reps. IAPD ↗
$184.9M RAUM · 2 reps · (310) 598-8481 · familyfinancial.biz
48
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS — reported RAUM down 78% ($1.31B -> $287.8M). IAPD ↗
$287.8M RAUM · 17 reps · 602-604-0600 · atlwm.com
45
CLOCKWISE CAPITAL LLC — reported RAUM down 80% ($330.1M -> $67.3M). IAPD ↗
$67.3M RAUM · 2 reps · (305) 200-8800
45
KEY WEALTH ADVISORS LLC — reported RAUM down 87% ($71.5M -> $9.3M). IAPD ↗
$9.3M RAUM · 1 reps · (256) 715-9611
55
MINOT CAPITAL, LP — (BROOMFIELD, CO) left the SEC roster (was $2.13B RAUM, 2 reps). IAPD ↗institutional
$2.13B RAUM · 2 reps · 720-465-9200 · minotcap.com
55
POLLEN STREET CAPITAL (US) LLC — (AUSTIN, TX) left the SEC roster (was $1.01B RAUM, 2 reps). IAPD ↗institutional
$1.01B RAUM · 2 reps · 212-729-4688
55
TRASIMENE CAPITAL MANAGEMENT, LLC — (LAS VEGAS, NV) left the SEC roster (was $2.17B RAUM, 2 reps). IAPD ↗institutional
$2.17B RAUM · 2 reps · 702-323-7330 · trasimenecapitalmgmt.com
50
AQUILA INVESTMENT MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗institutional
$0 RAUM · 0 reps · 212-697-6666 · aquilafunds.com
50
ATALAYA CAPITAL MANAGEMENT LP — (NEW YORK, NY) left the SEC roster (was $9.34B RAUM, 64 reps). IAPD ↗fund
$9.34B RAUM · 64 reps · 212-201-1910
50
APTITUDE INVESTMENT MANAGEMENT LP — (SEATTLE, WA) left the SEC roster (was $6.07B RAUM, 7 reps). IAPD ↗fund
$6.07B RAUM · 7 reps · 212-902-1000
50
FICAST CORPORATION — (TROY, MI) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 248-614-1100 · ficast.com
50
CONCINNITY ADVISORS, LP — (location n/a) left the SEC roster (was $203.3M RAUM, 4 reps). IAPD ↗institutional
$203.3M RAUM · 4 reps · 914-591-0117 · concinnityadvisors.com
50
LAFAYETTE ADVISORS LLC — (NORFOLK, VA) left the SEC roster (was $41.5M RAUM, 5 reps). IAPD ↗institutional
$41.5M RAUM · 5 reps · 757-623-3676
50
ASPIRATION FUND ADVISER, LLC — (MARINA DEL REY, CA) left the SEC roster (was $147.0M RAUM, 1 reps). IAPD ↗institutional
$147.0M RAUM · 1 reps · 1-800-683-8529
50
FOUNDATIONAL RETIREMENT SOLUTIONS LLC — (location n/a) left the SEC roster (was $138.2M RAUM, 2 reps). IAPD ↗institutional
$138.2M RAUM · 2 reps · 949-682-9232
50
GOSHEN ROCK CAPITAL, LLC — (WAYNE, PA) left the SEC roster (was $116.5M RAUM, 3 reps). IAPD ↗institutional
$116.5M RAUM · 3 reps · 215-701-8990
50
GRAVIMARK LLC — (location n/a) left the SEC roster (was $26.0M RAUM, 2 reps). IAPD ↗institutional
$26.0M RAUM · 2 reps · 914-268-8685
50
CORYELL INVESTMENT MANAGEMENT LP — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 4 reps). IAPD ↗institutional
$0 RAUM · 4 reps · 646-907-5632 · coryell.com
50
3A PARTNERS, LLC — (COLUMBUS, OH) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 4 reps). IAPD ↗institutional
$0 RAUM · 4 reps · 614-406-8192 · 3apartners.com
48
25 CAPITAL PARTNERS, LLC — (CHARLOTTE, NC) left the SEC roster (was $401.2M RAUM, 6 reps). IAPD ↗fund
$401.2M RAUM · 6 reps · 704-426-8849 · 25capital.com
48
BOW CAPITAL MANAGEMENT, LLC — (MENLO PARK, CA) left the SEC roster (was $591.4M RAUM, 5 reps). IAPD ↗fund
$591.4M RAUM · 5 reps · 650-352-4877 · bowcapital.com
48
WINDMUEHLE, LLC — (AUSTIN, TX) left the SEC roster (was $275.8M RAUM, 1 reps). IAPD ↗fund
$275.8M RAUM · 1 reps · 512-649-0903
48
CGI INVESTMENT MANAGEMENT LLC — (CORAL GABLES, FL) left the SEC roster (was $950.6M RAUM, 8 reps). IAPD ↗fund
$950.6M RAUM · 8 reps · 786-581-4800
48
ANNAPURNA CAPITAL MANAGEMENT LP — (WEST PALM BEACH, FL) left the SEC roster (was $267.2M RAUM, 4 reps). IAPD ↗fund
$267.2M RAUM · 4 reps · 561-328-2235 · annapurnacm.com
45
MITCHELL PORTFOLIO MANAGEMENT, L.P. — (COSTA MESA, CA) left the SEC roster (was $163.0M RAUM, 2 reps). IAPD ↗fund
$163.0M RAUM · 2 reps · 714-432-5300 · mpmlp.com
45
COTTON CREEK CAPITAL MANAGEMENT, LLC — (DALLAS, TX) left the SEC roster (was $1.2M RAUM, 2 reps). IAPD ↗fund
$1.2M RAUM · 2 reps · 214-219-4650
45
YARRA SQUARE PARTNERS LP — (NEW YORK, NY) left the SEC roster (was $145.9M RAUM, 3 reps). IAPD ↗fund
$145.9M RAUM · 3 reps · 212-390-9580
40
EIDE BAILLY ADVISORS, LLC — shrank from 16 to 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 605-339-1999
40
AVIVA INVESTORS AMERICAS — shrank from 20 to 0 advisory reps. IAPD ↗institutional
$59.1M RAUM · 0 reps · 312-873-5800
38
CROWDSTREET ADVISORS, LLC — shrank from 2 to 0 advisory reps. IAPD ↗fund
$308.7M RAUM · 0 reps · (888) 432-7693 · crowdstreet.com
38
KENT LAKE PR LLC — shrank from 5 to 1 advisory reps. IAPD ↗fund
$496.5M RAUM · 1 reps · 415-799-2720
35
AVIVA INVESTORS AMERICAS — reported RAUM down 100% ($18.58B -> $59.1M). IAPD ↗institutional
$59.1M RAUM · 0 reps · 312-873-5800
35
THOMASLLOYD CLIMATE SOLUTIONS LLC — reported RAUM down 84% ($946.0M -> $148.0M). IAPD ↗institutional
$148.0M RAUM · 0 reps · 914 495-3630
35
MANIYAR CAPITAL ADVISORS UK LTD. — (LONDON, United Kingdom) left the SEC roster (was $1.52B RAUM, 14 reps). IAPD ↗foreign
$1.52B RAUM · 14 reps · +44 203 994 1828 · maniyar.com
33
CROWDSTREET ADVISORS, LLC — reported RAUM down 39% ($508.6M -> $308.7M). IAPD ↗fund
$308.7M RAUM · 0 reps · (888) 432-7693 · crowdstreet.com
30
PRCE MANAGEMENT LLC — reported RAUM down 31% ($38.0M -> $26.1M). IAPD ↗fund
$26.1M RAUM · 2 reps · 770-777-9373
30
RAPID SCALE LLC — reported RAUM down 82% ($85.0M -> $15.0M). IAPD ↗fund
$15.0M RAUM · 1 reps · 6509187684 · rapidscale.vc
30
GRAYHAWK WEALTH US INC. — (CALGARY, ALBERTA, Canada) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗foreign
$0 RAUM · 1 reps · 877-665-9951
15
PARALLEL49 EQUITY — reported RAUM down 42% ($310.9M -> $179.1M). IAPD ↗foreign
$179.1M RAUM · 5 reps · +1 604 646 4367
15
HARWOOD CAPITAL LLP — reported RAUM down 83% ($306.4M -> $50.9M). IAPD ↗foreign
$50.9M RAUM · 5 reps · 44 207 640 3200 · harwoodcapital.co.uk

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.