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AQUILA INVESTMENT MANAGEMENT LLC

NEW YORK, NY · CRD 105588 · IAPD ↗ · aquilafunds.com · 212-697-6666

$0Regulatory AUM
0Advisory reps
14Employees
0Clients
0Planning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
December 2024 — AQUILA INVESTMENT MANAGEMENT LLC (NEW YORK, NY) left the SEC roster (was $0 RAUM, 0 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
40
November 2024 — AQUILA INVESTMENT MANAGEMENT LLC shrank from 4 to 0 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
35
October 2024 — AQUILA INVESTMENT MANAGEMENT LLC reported RAUM down 73% ($615.9M -> $166.4M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
38
September 2024 — AQUILA INVESTMENT MANAGEMENT LLC reported RAUM down 70% ($2.09B -> $615.9M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
43
September 2024 — AQUILA INVESTMENT MANAGEMENT LLC shrank from 10 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.