← Tributary

M&A & valuation — March 2024

RIA acquirers, investment bankers, valuation firms, and lenders.

110 firms opened this window in the March 2024 SEC roster: 51 deregistered, 39 headcount down, 20 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

65
CANNELL & CO. — (NEW YORK, NY) left the SEC roster (was $3.63B RAUM, 10 reps). IAPD ↗
$3.63B RAUM · 10 reps · 212-752-5255 · cannellco.com
65
FORTIGENT, LLC — (FORT MILL, SC) left the SEC roster (was $3.45B RAUM, 4 reps). IAPD ↗
$3.45B RAUM · 4 reps · 800-877-7210 · lpl.com
63
ROBERT GORDON & ASSOCIATES INC — (SPRINGFIELD, IL) left the SEC roster (was $265.9M RAUM, 4 reps). IAPD ↗
$265.9M RAUM · 4 reps · 217-698-4844 · rga-advisors.com
63
NORTHSTAR ASSET MANAGEMENT LLC — (BLUE BELL, PA) left the SEC roster (was $467.0M RAUM, 2 reps). IAPD ↗
$467.0M RAUM · 2 reps · 484-342-4200 · northstarmgt.com
63
PRIVATE INCOME CAPITAL MANAGEMENT — (location n/a) left the SEC roster (was $290.5M RAUM, 1 reps). IAPD ↗
$290.5M RAUM · 1 reps · 206-224-1654
63
TAYLOR, BERNARD — (location n/a) left the SEC roster (was $334.1M RAUM, 1 reps). IAPD ↗
$334.1M RAUM · 1 reps · 44 7377557255
63
NEIRG WEALTH MANAGEMENT, LLC — (NORTH ANDOVER, MA) left the SEC roster (was $899.3M RAUM, 7 reps). IAPD ↗
$899.3M RAUM · 7 reps · 978-975-2559
60
RUNNYMEDE CAPITAL MANAGEMENT INC — (location n/a) left the SEC roster (was $76.9M RAUM, 3 reps). IAPD ↗
$76.9M RAUM · 3 reps · 973-267-6886 · inspiredmoney.fm
60
STOWE FINANCIAL PLANNING, L.L.C. — (PLANO, TX) left the SEC roster (was $134.4M RAUM, 2 reps). IAPD ↗
$134.4M RAUM · 2 reps · 972-733-9959 · stowefinancialplanning.com
60
LINWOOD INVESTMENT ADVISORS INC. — (BUFFALO, NY) left the SEC roster (was $67.7M RAUM, 1 reps). IAPD ↗
$67.7M RAUM · 1 reps · 716-572-4790
60
WEALTH ADVISORS, INC. — (HENDERSON, NV) left the SEC roster (was $224.2M RAUM, 4 reps). IAPD ↗
$224.2M RAUM · 4 reps · 702-994-7039 · wealthadvisorsinc.com
60
POTOMAC ADVISORS, INC. — (location n/a) left the SEC roster (was $17.0M RAUM, 2 reps). IAPD ↗
$17.0M RAUM · 2 reps · 941-870-3426 · potomacadvisorsinc.com
60
SWAIMBROWN WEALTH MANAGEMENT LLC — (CLINTON, SC) left the SEC roster (was $137.7M RAUM, 2 reps). IAPD ↗
$137.7M RAUM · 2 reps · 864-547-8018 · swaimbrownwealth.com
60
TIGRESS FINANCIAL PARTNERS LLC — (NEW YORK, NY) left the SEC roster (was $5.5M RAUM, 4 reps). IAPD ↗
$5.5M RAUM · 4 reps · 212-430-8700 · tigressfinancialintelligence.com
60
FUTU WEALTH ADVISORS, INC. — (PALO ALTO, CA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 650-798-5700 · futufa.com
60
VECTORWEALTH — (TAMPA, FL) left the SEC roster (was $5.0M RAUM, 1 reps). IAPD ↗
$5.0M RAUM · 1 reps · 833-625-7421 · vectorshares.com
60
SIGNALS MATTER ADVISORS, LLC — (location n/a) left the SEC roster (was $106,253 RAUM, 2 reps). IAPD ↗
$106,253 RAUM · 2 reps · 844-545-5050 · signalsmatteradvisors.com
60
SUNLIGHT PEAKS FINANCIAL PARTNERS, LLC — (location n/a) left the SEC roster (was $43.4M RAUM, 3 reps). IAPD ↗
$43.4M RAUM · 3 reps · 8662100158 X 1 · sunlightpeaks.com
60
LEGION INVEST — (MADISON, NJ) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · (650) 332-4523
60
2903 CAPITAL LLC — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 615-516-5655 · 2903capital.carrd.co
60
WILLOW FINANCIAL LLC — (ROGERS, AR) left the SEC roster — its 120-day provisional registration did not convert (was $32.0M RAUM, 3 reps). IAPD ↗
$32.0M RAUM · 3 reps · (479) 709-3949 · willowfinancialnwa.com
60
UNSADDL, INC. — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 609-350-2899 · unsaddl.com
60
503 CAPITAL PARTNERS, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 913-276-7433
60
SPHINX INVESTMENTS LLC — (LEWES, DE) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 833-247-7833
55
VOYA FINANCIAL ADVISORS, INC. — shrank from 605 to 529 advisory reps. IAPD ↗
$2.68B RAUM · 529 reps · 1-800-356-2906 · voyafinancialadvisors.com
55
AEGIS CAPITAL CORP. — shrank from 76 to 63 advisory reps. IAPD ↗
$1.28B RAUM · 63 reps · 212-813-1010 · aegiscapcorp.com
53
OGOREK WEALTH MANAGEMENT, LLC — shrank from 8 to 2 advisory reps. IAPD ↗
$468.8M RAUM · 2 reps · 716-626-5000 · ogorek.com
53
DHJJ FINANCIAL ADVISORS — shrank from 11 to 8 advisory reps. IAPD ↗
$463.9M RAUM · 8 reps · 630-420-1360 · dhjjfinancial.com
53
WINCH FINANCIAL — shrank from 17 to 12 advisory reps. IAPD ↗
$420.2M RAUM · 12 reps · 920-739-8577 · winchfinancial.com
53
MUSTARD SEED WEALTH MANAGEMENT — shrank from 10 to 7 advisory reps. IAPD ↗
$364.0M RAUM · 7 reps · 870-234-1618 · mustardseedfinancial.com
53
LAUREL WEALTH ADVISORS, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
$860.4M RAUM · 5 reps · 704-927-4379
53
BAKER ELLIS ASSET MANAGEMENT LLC — shrank from 5 to 3 advisory reps. IAPD ↗
$792.1M RAUM · 3 reps · 503-227-5778 · bakerellisllc.com
53
KIRTLAND FINANCIAL MANAGEMENT, INC. — shrank from 3 to 1 advisory reps. IAPD ↗
$296.7M RAUM · 1 reps · (305) 648-0006 · kirtlandfinancial.com
53
BEAR MOUNTAIN CAPITAL INC. — shrank from 5 to 3 advisory reps. IAPD ↗
$308.1M RAUM · 3 reps · 206-420-3713 · bearmountaincapital.com
53
FUND DIRECT ADVISORS INC. — shrank from 6 to 4 advisory reps. IAPD ↗
$524.0M RAUM · 4 reps · 336-271-4450 · funddirectadvisors.com
53
STEWARDSHIP ADVISORY GROUP, LLC — shrank from 15 to 10 advisory reps. IAPD ↗
$269.8M RAUM · 10 reps · 407-470-1405 · stewardshipadvisory.com
53
HEMINGTON WEALTH MANAGEMENT — shrank from 15 to 10 advisory reps. IAPD ↗
$894.4M RAUM · 10 reps · 703-828-2479 · hemingtonwm.com
53
ACCELERATED WEALTH ADVISORS LLC — shrank from 8 to 4 advisory reps. IAPD ↗
$303.8M RAUM · 4 reps · 719-466-5631
53
T. ANTON INVESTMENT HOUSE, INC. — shrank from 4 to 2 advisory reps. IAPD ↗
$274.9M RAUM · 2 reps · 608-501-1549 · tantoninvestmenthouse.com
53
SITRIN CAPITAL MANAGEMENT, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
$296.5M RAUM · 4 reps · (424) 777-4400 · sitrincapital.com
53
SANDBOX FINANCIAL PARTNERS, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
$463.7M RAUM · 5 reps · (301) 214-4190 · sandboxfp.com
53
ELK RIVER WEALTH MANAGEMENT LLC — shrank from 10 to 8 advisory reps. IAPD ↗
$930.8M RAUM · 8 reps · (720) 310-3275
53
TRIFECTA CAPITAL ADVISORS, LLC — shrank from 3 to 1 advisory reps. IAPD ↗
$567.6M RAUM · 1 reps · 1-847-495-2464 · trifectacapitaladvisors.com
50
TRANSITION FINANCIAL ADVISORS GROUP, INC. — shrank from 4 to 2 advisory reps. IAPD ↗
$223.7M RAUM · 2 reps · (480) 722-9414 · transitionfinancial.ca
50
THE PROSPERITY PEOPLE — shrank from 3 to 1 advisory reps. IAPD ↗
$120.3M RAUM · 1 reps · 859-331-7755 · theprosperitypeople.com
50
HAMMOND ILES WEALTH ADVISORS — shrank from 11 to 4 advisory reps. IAPD ↗
$107.1M RAUM · 4 reps · 860-258-2600
50
R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS — shrank from 5 to 3 advisory reps. IAPD ↗
$124.7M RAUM · 3 reps · 315-218-7350 · strategicwealthadvisors.net
50
PEACHCAP TAX & ADVISORY, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
$115.8M RAUM · 4 reps · 404-220-8958 · peachcap.com
50
POST OAK PRIVATE WEALTH ADVISORS — shrank from 8 to 5 advisory reps. IAPD ↗
$204.5M RAUM · 5 reps · 281-580-2100 · postoakprivatewealth.com
50
NEWDAY — shrank from 8 to 4 advisory reps. IAPD ↗
$117.4M RAUM · 4 reps · 415-935-0550
50
BOYCE & ASSOCIATES WEALTH CONSULTING, INC. — shrank from 10 to 7 advisory reps. IAPD ↗
$165.5M RAUM · 7 reps · 512-522-4838
50
INVICTA ADVISORS LLC — shrank from 16 to 9 advisory reps. IAPD ↗
$192.3M RAUM · 9 reps · 724.553.6891 · invictacapitaladvisors.com
50
LSB WEALTH MANAGEMENT — shrank from 11 to 7 advisory reps. IAPD ↗
$231.8M RAUM · 7 reps · 515-327-9922 · mylsbcapital.com
50
NORTHSTAR INVESTMENT ADVISORY LLC — shrank from 20 to 11 advisory reps. IAPD ↗
$0 RAUM · 11 reps · (310)-896-8197
48
AIFAM GROUP LLC — reported RAUM down 29% ($625.5M -> $442.4M). IAPD ↗
$442.4M RAUM · 8 reps · 212-682-6100 · aifaminc.com
48
THAYER PARTNERS LLC — reported RAUM down 26% ($400.3M -> $294.8M). IAPD ↗
$294.8M RAUM · 4 reps · 617-275-5430 · thayerpartnersllc.com
45
ALPHA FINANCIAL ADVISORS, LLC — reported RAUM down 27% ($230.2M -> $168.2M). IAPD ↗
$168.2M RAUM · 4 reps · 703-442-7686 · alphafinancialadvisors.com
45
DEERVIEW ASSET MANAGEMENT — reported RAUM down 38% ($76.9M -> $47.8M). IAPD ↗
$47.8M RAUM · 1 reps · 908-832-2504
45
NORTHLANDING FINANCIAL PARTNERS, LLC — reported RAUM down 43% ($198.4M -> $113.3M). IAPD ↗
$113.3M RAUM · 2 reps · (585) 497-5000 · northlandingfp.com
45
REITZ CAPITAL ADVISORS LLC — reported RAUM down 38% ($146.3M -> $90.7M). IAPD ↗
$90.7M RAUM · 1 reps · (989) 791-3693 · reitzfg.com
45
GRANITE FINANCIAL GROUP — reported RAUM down 33% ($221.1M -> $149.1M). IAPD ↗
$149.1M RAUM · 1 reps · 262-792-1111 · granitefgllc.com
45
INVICTA ADVISORS LLC — reported RAUM down 54% ($421.9M -> $192.3M). IAPD ↗
$192.3M RAUM · 9 reps · 724.553.6891 · invictacapitaladvisors.com
45
FNZ ADVISERS LLC — reported RAUM down 42% ($105.0M -> $61.0M). IAPD ↗
$61.0M RAUM · 1 reps · 646-946-1614 · fnz.com
55
TEKLA CAPITAL MANAGEMENT LLC — (BOSTON, MA) left the SEC roster (was $3.22B RAUM, 13 reps). IAPD ↗institutional
$3.22B RAUM · 13 reps · 617-772-8500
55
ETF MANAGERS GROUP LLC — (SUMMIT, NJ) left the SEC roster (was $3.48B RAUM, 2 reps). IAPD ↗institutional
$3.48B RAUM · 2 reps · 908-897-0510
50
NEZU ASIA CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $64.7M RAUM, 2 reps). IAPD ↗institutional
$64.7M RAUM · 2 reps · 212-476-7800 · nezuasia.com
50
ERGOTELES CAPITAL — (NEW YORK, NY) left the SEC roster (was $4.63B RAUM, 26 reps). IAPD ↗fund
$4.63B RAUM · 26 reps · 646-701-0015 · info.ergotelescapital.com
50
BLUE ROCK ADVISORS, LLC — (EXCELSIOR, MN) left the SEC roster (was $1.22B RAUM, 3 reps). IAPD ↗fund
$1.22B RAUM · 3 reps · (952) 229-8700 · blue-rock.com
50
ZENO RESEARCH, LLC — (NEW YORK, NY) left the SEC roster (was $169.6M RAUM, 2 reps). IAPD ↗institutional
$169.6M RAUM · 2 reps · 646-395-9932
50
AMBLESIDE INVESTMENTS — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 317-331-3210
50
ARC LUMINOUS MANAGEMENT COMPANY LLC — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 4 reps). IAPD ↗institutional
$0 RAUM · 4 reps · 615-554-0044 · luminouscapitalinc.com
48
JET CAPITAL INVESTORS, LP — (NEW YORK, NY) left the SEC roster (was $451.8M RAUM, 4 reps). IAPD ↗fund
$451.8M RAUM · 4 reps · 212-372-2590
48
ENGINE NO.1 LLC — (SAN FRANCISCO, CA) left the SEC roster (was $299.9M RAUM, 11 reps). IAPD ↗fund
$299.9M RAUM · 11 reps · 628-251-1222 · engine1.com
48
CARROLL INVESTMENTS, LLC — (ATLANTA, GA) left the SEC roster (was $563.1M RAUM, 10 reps). IAPD ↗fund
$563.1M RAUM · 10 reps · 404-812-8270 · carrollinvestmentsllc.com
48
SNOW LAKE MANAGEMENT LP — (MENLO PARK, CA) left the SEC roster (was $562.9M RAUM, 1 reps). IAPD ↗fund
$562.9M RAUM · 1 reps · 917-373-8787 · snowlakecap.com
45
GALAPAGOS WEALTH MANAGEMENT, LLC — (HOUSTON, TX) left the SEC roster (was $88.2M RAUM, 2 reps). IAPD ↗fund
$88.2M RAUM · 2 reps · 713-803-4326
45
VII PEAKS CAPITAL LLC — (SANTA MONICA, CA) left the SEC roster (was $27.6M RAUM, 1 reps). IAPD ↗fund
$27.6M RAUM · 1 reps · (415) 983-0127
45
BREAKWATER MANAGEMENT, LP — (CENTURY CITY, CA) left the SEC roster (was $169.2M RAUM, 6 reps). IAPD ↗fund
$169.2M RAUM · 6 reps · (424) 777-4000 · breakwatermgmt.com
45
MICKEY BARRETO MISSIONS-MANHATTAN SECURITIES — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗fund
$0 RAUM · 1 reps · 6462716094
45
ATLANTICA VENTURES MANAGEMENT LLC — (location n/a) left the SEC roster (was $51.2M RAUM, 6 reps). IAPD ↗fund
$51.2M RAUM · 6 reps · 202-247-5328 · atlanticaventures.com
45
MONTANA AVENUE CAPITAL PARTNERS, LLC — (LOS ANGELES, CA) left the SEC roster — its 120-day provisional registration did not convert (was $58.7M RAUM, 10 reps). IAPD ↗fund
$58.7M RAUM · 10 reps · 424-744-8637 · macpartnersllc.com
40
PLANPILOT — reported RAUM down 77% ($13.03B -> $3.02B). IAPD ↗institutional
$3.02B RAUM · 11 reps · 312-973-4911
40
LEUCADIA ASSET MANAGEMENT LLC — shrank from 128 to 21 advisory reps. IAPD ↗fund
$3.49B RAUM · 21 reps · 212-284-2300
40
SENATOR INVESTMENT GROUP LP — shrank from 15 to 12 advisory reps. IAPD ↗fund
$5.34B RAUM · 12 reps · 212-376-4300 · senatorlp.com
40
JEFFERIES FINANCE LLC — shrank from 59 to 50 advisory reps. IAPD ↗fund
$16.41B RAUM · 50 reps · 212-284-3474 · apexcreditpartners.com
38
ARX MANAGEMENT, LLC — reported RAUM down 29% ($1.03B -> $728.3M). IAPD ↗institutional
$728.3M RAUM · 2 reps · 310-546-5279 · arxmgmt.com
38
PARALLEL49 EQUITY — shrank from 7 to 5 advisory reps. IAPD ↗fund
$310.9M RAUM · 5 reps · 847-295-4410 · p49equity.com
38
272 CAPITAL LLC — shrank from 8 to 6 advisory reps. IAPD ↗fund
$530.8M RAUM · 6 reps · 214-556-2465
35
LEUCADIA ASSET MANAGEMENT LLC — reported RAUM down 31% ($5.07B -> $3.49B). IAPD ↗fund
$3.49B RAUM · 21 reps · 212-284-2300
35
HIGHPEAK ENERGY MANAGEMENT, LLC — reported RAUM down 38% ($1.86B -> $1.16B). IAPD ↗fund
$1.16B RAUM · 3 reps · 817-850-9200
35
SANDERSON ASSET MANAGEMENT — (LONDON, United Kingdom) left the SEC roster (was $1.38B RAUM, 7 reps). IAPD ↗foreign
$1.38B RAUM · 7 reps · 011-44207-468-5970 · sandersonam.com
35
AFFIRMATIVE INVESTMENT MANAGEMENT PARTNERS LIMITED — (LONDON, United Kingdom) left the SEC roster (was $1.05B RAUM, 15 reps). IAPD ↗foreign
$1.05B RAUM · 15 reps · +44 (0)2039496900 · affirmativeim.com
35
SENDER COMPANY & PARTNERS, INC. — shrank from 12 to 6 advisory reps. IAPD ↗fund
$186.5M RAUM · 6 reps · 212-893-7459 · sendercompany.com
35
EXOS ASSET MANAGEMENT LLC — shrank from 11 to 7 advisory reps. IAPD ↗fund
$205.7M RAUM · 7 reps · (646) 814-0996 · exosfinancial.com
35
STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC — shrank from 5 to 3 advisory reps. IAPD ↗fund
$105.5M RAUM · 3 reps · 214-845-7254 · stratos.xyz
33
PARALLEL49 EQUITY — reported RAUM down 37% ($492.4M -> $310.9M). IAPD ↗fund
$310.9M RAUM · 5 reps · 847-295-4410 · p49equity.com
33
YCAP ASSET MANAGEMENT — (PARIS, ILE-DE-FRANCE, France) left the SEC roster (was $692.0M RAUM, 8 reps). IAPD ↗foreign
$692.0M RAUM · 8 reps · +33 (0) 1 75 77 47 00 · ycapam.fr
30
GREY MOUNTAIN PARTNERS — reported RAUM down 51% ($80.4M -> $39.7M). IAPD ↗fund
$39.7M RAUM · 2 reps · 303-449-5692 · greymountain.com
30
BENGAL ASSET MANAGEMENT, LLC — reported RAUM down 26% ($273.3M -> $203.3M). IAPD ↗fund
$203.3M RAUM · 3 reps · 310-237-6608 · bengalassetmanagement.com
30
RVX ASSET MANAGEMENT LLC — reported RAUM down 25% ($246.4M -> $184.7M). IAPD ↗fund
$184.7M RAUM · 5 reps · 305-363-6847 · rvx-am.com
30
EXOS ASSET MANAGEMENT LLC — reported RAUM down 77% ($886.4M -> $205.7M). IAPD ↗fund
$205.7M RAUM · 7 reps · (646) 814-0996 · exosfinancial.com
30
STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC — reported RAUM down 35% ($161.5M -> $105.5M). IAPD ↗fund
$105.5M RAUM · 3 reps · 214-845-7254 · stratos.xyz
30
HESTIA CAPITAL MANAGEMENT, LLC — reported RAUM down 28% ($133.7M -> $96.8M). IAPD ↗fund
$96.8M RAUM · 1 reps · (878)217-4800 · hestiacapital.com
30
MILLENNIUM GLOBAL INVESTMENTS LIMITED — (LONDON, United Kingdom) left the SEC roster (was $114.5M RAUM, 12 reps). IAPD ↗foreign
$114.5M RAUM · 12 reps · 44-20-7663-8900 · investments.millenniumglobal.com
30
HNW MANAGEMENT INC. — (TORONTO, ONTARIO, Canada) left the SEC roster (was $67.0M RAUM, 2 reps). IAPD ↗foreign
$67.0M RAUM · 2 reps · 416-483-0963
30
MCI ASSET MANAGEMENT, LLC — (LONDON, United Kingdom) left the SEC roster (was $500,000 RAUM, 0 reps). IAPD ↗foreign
$500,000 RAUM · 0 reps · 11-44-0203-875-0982
30
STADDEN FORBES WEALTH MANAGEMENT LTD — (LONDON, United Kingdom) left the SEC roster (was $10.0M RAUM, 2 reps). IAPD ↗foreign
$10.0M RAUM · 2 reps · 447971460104 · staddenforbes.com
30
SILVER MOUNT CAPITAL LIMITED — (LONDON, United Kingdom) left the SEC roster (was $107.1M RAUM, 3 reps). IAPD ↗foreign
$107.1M RAUM · 3 reps · 44-207-659-4137 · silvermount.com
30
WESTOR COMPLIANCE SERVICES LLC — (LUGANO, Switzerland) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗foreign
$0 RAUM · 1 reps · 4191-234-4530
23
AGF INVESTMENTS — shrank from 9 to 7 advisory reps. IAPD ↗foreign
$570.5M RAUM · 7 reps · 416-367-1900 · agf.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.