M&A & valuation — April 2025
RIA acquirers, investment bankers, valuation firms, and lenders.
1386 firms opened this window in the April 2025 SEC roster: 728 headcount down, 479 aum down, 179 deregistered.
65
CONCOURSE FINANCIAL GROUP ADVISORS — (BIRMINGHAM, AL) left the SEC roster (was $4.37B RAUM, 566 reps). IAPD ↗
65
HALL CAPITAL PARTNERS LLC — (SAN FRANCISCO, CA) left the SEC roster (was $50.30B RAUM, 29 reps). IAPD ↗
65
JANICZEK WEALTH MANAGEMENT — (DENVER, CO) left the SEC roster (was $1.12B RAUM, 5 reps). IAPD ↗
65
DELTA FINANCIAL GROUP, INC. — (BASKING RIDGE, NJ) left the SEC roster (was $1.20B RAUM, 4 reps). IAPD ↗
65
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC — (SAN FRANCISCO, CA) left the SEC roster (was $86.27B RAUM, 603 reps). IAPD ↗
65
GELLER ADVISORS LLC — (NEW YORK, NY) left the SEC roster (was $5.91B RAUM, 15 reps). IAPD ↗
65
EXECUTIVE WEALTH MANAGEMENT, LLC — (BRIGHTON, MI) left the SEC roster (was $1.44B RAUM, 29 reps). IAPD ↗
65
CAMPBELL WEALTH MANAGEMENT, INC. — (ALEXANDRIA, VA) left the SEC roster (was $1.00B RAUM, 10 reps). IAPD ↗
65
BISON WEALTH, LLC — (ATLANTA, GA) left the SEC roster (was $1.61B RAUM, 34 reps). IAPD ↗
65
LAKE STREET ADVISORS — (PORTSMOUTH, NH) left the SEC roster (was $3.11B RAUM, 22 reps). IAPD ↗
65
FIDELITY PERSONAL AND WORKPLACE ADVISORS — (BOSTON, MA) left the SEC roster (was $818.78B RAUM, 15424 reps). IAPD ↗
65
EDGE CAPITAL GROUP, LLC — (ATLANTA, GA) left the SEC roster (was $6.39B RAUM, 24 reps). IAPD ↗
65
AS INVESTMENT MANAGEMENT — (NEW YORK, NY) left the SEC roster (was $2.84B RAUM, 10 reps). IAPD ↗
63
MCKINLEY CAPITAL MANAGEMENT, LLC — (ANCHORAGE, AK) left the SEC roster (was $995.9M RAUM, 9 reps). IAPD ↗
63
PERSONAL INVESTMENT MANAGEMENT INC — (REDMOND, WA) left the SEC roster (was $567.6M RAUM, 4 reps). IAPD ↗
63
WADE FINANCIAL ADVISORY, INC. — (CAMPBELL, CA) left the SEC roster (was $672.9M RAUM, 8 reps). IAPD ↗
63
KIELY WEALTH ADVISORY GROUP, INC. — (location n/a) left the SEC roster (was $515.0M RAUM, 3 reps). IAPD ↗
63
GRAND JEAN CAPITAL MANAGEMENT INC. — (SAN FRANCISCO, CA) left the SEC roster (was $464.6M RAUM, 5 reps). IAPD ↗
63
DICKINSON INVESTMENT ADVISORS — (COUNCIL BLUFFS, IA) left the SEC roster (was $373.3M RAUM, 3 reps). IAPD ↗
63
BUCKINGHAM CAPITAL MANAGEMENT, INC. — (DAYTON, OH) left the SEC roster (was $911.0M RAUM, 14 reps). IAPD ↗
63
SUGARLOAF WEALTH MANAGEMENT, LLC — (DULUTH, GA) left the SEC roster (was $610.1M RAUM, 10 reps). IAPD ↗
63
FAMILY ASSET MANAGEMENT, LLC — (CHARLESTON, SC) left the SEC roster (was $323.7M RAUM, 3 reps). IAPD ↗
63
ANDERSON & ANDERSON ADVISORY, LLC — (LONGVIEW, WA) left the SEC roster (was $326.9M RAUM, 2 reps). IAPD ↗
63
LOGIC CAPITAL MANAGEMENT, LLC — (HOUSTON, TX) left the SEC roster (was $381.2M RAUM, 3 reps). IAPD ↗
63
CHAPWOOD CAPITAL INVESTMENT MANAGEMENT, LLC — (PLANO, TX) left the SEC roster (was $277.8M RAUM, 3 reps). IAPD ↗
63
VANCEGRAY WEALTH MANAGEMENT, INC. — (BANGOR, ME) left the SEC roster (was $328.8M RAUM, 3 reps). IAPD ↗
63
SIGNALPOINT ASSET MANAGEMENT LLC — (SPRINGFIELD, MO) left the SEC roster (was $522.3M RAUM, 9 reps). IAPD ↗
63
JENKINS WEALTH — (ENGLEWOOD, CO) left the SEC roster (was $313.3M RAUM, 5 reps). IAPD ↗
63
BRITE ADVISORS USA, INC. — (NEW YORK, NY) left the SEC roster (was $468.1M RAUM, 0 reps). IAPD ↗
63
ROOTSTOCK ADVISORS — (SEWICKLEY, PA) left the SEC roster (was $495.9M RAUM, 1 reps). IAPD ↗
63
THE MONEY ADVISOR GROUP, LLC — (COLUMBUS, GA) left the SEC roster (was $280.7M RAUM, 3 reps). IAPD ↗
63
PROVENCE WEALTH MANAGEMENT GROUP — (IRVINE, CA) left the SEC roster (was $275.7M RAUM, 6 reps). IAPD ↗
63
EXECUTIVE WEALTH GROUP, LLC — (KIRKLAND, WA) left the SEC roster (was $394.5M RAUM, 1 reps). IAPD ↗
63
EUDAIMONIA PARTNERS, LLC — (WINCHESTER, TN) left the SEC roster (was $703.5M RAUM, 15 reps). IAPD ↗
63
GRANDVIEW DELIGHT, LLC — (ST. PAUL, MN) left the SEC roster (was $516.8M RAUM, 6 reps). IAPD ↗
63
AVITAS WEALTH MANAGEMENT, LLC — (LOS ANGELES, CA) left the SEC roster (was $996.3M RAUM, 12 reps). IAPD ↗
63
WEALTH COVENANT GROUP LLC — (HOUSTON, TX) left the SEC roster (was $290.7M RAUM, 2 reps). IAPD ↗
63
CRITERION CAPITAL ADVISORS LLC — (NASHVILLE, TN) left the SEC roster (was $460.6M RAUM, 4 reps). IAPD ↗
63
RYAN WEALTH MANAGEMENT — (YUBA CITY, CA) left the SEC roster (was $404.2M RAUM, 3 reps). IAPD ↗
63
EUDAIMONIA ADVISORS LLC — (WINCHESTER, TN) left the SEC roster (was $307.1M RAUM, 5 reps). IAPD ↗
63
BRIGHTSIDE PARTNERS — (BALTIMORE, MD) left the SEC roster (was $853.1M RAUM, 6 reps). IAPD ↗
63
JUNCTURE ASSET MANAGEMENT — (SCOTTSDALE, AZ) left the SEC roster (was $363.4M RAUM, 5 reps). IAPD ↗
63
WR WEALTH PLANNERS LLC — (COLUMBIA, MO) left the SEC roster (was $482.2M RAUM, 14 reps). IAPD ↗
63
DECHTMAN WEALTH MANAGEMENT — (CENTENNIAL, CO) left the SEC roster (was $651.0M RAUM, 3 reps). IAPD ↗
63
REDWOOD PRIVATE WEALTH — (PHOENIX, AZ) left the SEC roster (was $267.6M RAUM, 56 reps). IAPD ↗
63
MARRELLA PRIVATE WEALTH, LLC — (WYOMISSING, PA) left the SEC roster (was $452.7M RAUM, 4 reps). IAPD ↗
60
GARDEY FINANCIAL ADVISORS INC — (SAGINAW, MI) left the SEC roster (was $228.4M RAUM, 2 reps). IAPD ↗
60
SPECTRUM CAPITAL MANAGEMENT — (AUBURN, CA) left the SEC roster (was $107.7M RAUM, 1 reps). IAPD ↗
60
GEOCAPITAL LLC — (HARRISON, NY) left the SEC roster (was $55.2M RAUM, 1 reps). IAPD ↗
60
ENTRUST INVESTMENT MANAGEMENT LLC — (MONROE, LA) left the SEC roster (was $12.7M RAUM, 4 reps). IAPD ↗
60
INTERVEST INTERNATIONAL, INC. — (COLORADO SPRINGS, CO) left the SEC roster (was $39.9M RAUM, 16 reps). IAPD ↗
60
BOSTON ASSET MANAGEMENT, INC. — (CLEARWATER, FL) left the SEC roster (was $103.7M RAUM, 3 reps). IAPD ↗
60
BARKER FINANCIAL GROUP, INC. — (TOPSFIELD, MA) left the SEC roster (was $209.4M RAUM, 3 reps). IAPD ↗
60
SECURITY FIRST ADVISORS — (PORTLAND, OR) left the SEC roster (was $232.3M RAUM, 4 reps). IAPD ↗
60
BUCKINGHAM FINANCIAL GROUP, INC. — (DAYTON, OH) left the SEC roster (was $0 RAUM, 10 reps). IAPD ↗
60
PILLAR WEALTH MANAGEMENT CO. — (MADISON, WI) left the SEC roster (was $153.3M RAUM, 4 reps). IAPD ↗
60
FUHRMAN MANAGEMENT ASSOCIATES, INC. — (FORT WASHINGTON, PA) left the SEC roster (was $248.7M RAUM, 4 reps). IAPD ↗
60
CFS CUBIC FINANCIAL SERVICES, INC. — (location n/a) left the SEC roster (was $145.8M RAUM, 1 reps). IAPD ↗
60
BEECHTREE CAPITAL INVESTMENT, INC. — (location n/a) left the SEC roster (was $30.7M RAUM, 1 reps). IAPD ↗
60
FINANCIAL RESOURCES MANAGEMENT, INC. — (location n/a) left the SEC roster (was $68.0M RAUM, 1 reps). IAPD ↗
60
LEATHE & ASSOCIATES, LLC — (location n/a) left the SEC roster (was $122.8M RAUM, 1 reps). IAPD ↗
60
COUNSEL FIDUCIARY, LLC — (location n/a) left the SEC roster (was $109.5M RAUM, 2 reps). IAPD ↗
60
THE HOLBEN GROUP, LLC — (DENVER, CO) left the SEC roster (was $188.5M RAUM, 2 reps). IAPD ↗
60
ELAN WEALTH MANAGEMENT, L.L.C. — (location n/a) left the SEC roster (was $135.0M RAUM, 3 reps). IAPD ↗
60
SANCTUARY WEALTH MANAGEMENT, LLC — (POCATELLO, ID) left the SEC roster (was $229.0M RAUM, 8 reps). IAPD ↗
60
NOVICK & COMPANY FINANCIAL GROUP, LLC — (location n/a) left the SEC roster (was $215.0M RAUM, 2 reps). IAPD ↗
60
FRANGO FINANCIAL — (WASHINGTON, DC) left the SEC roster (was $111.5M RAUM, 2 reps). IAPD ↗
60
IRONSIDES PARTNERS LLC — (CAMBRIDGE, MA) left the SEC roster (was $28.6M RAUM, 1 reps). IAPD ↗
60
SENTINEL CAPITAL SOLUTIONS — (HAGERSTOWN, MD) left the SEC roster (was $23.7M RAUM, 1 reps). IAPD ↗
60
FIORILE & ASSOCIATES, LLC — (SARANAC LAKE, NY) left the SEC roster (was $24.5M RAUM, 1 reps). IAPD ↗
60
SYNTAL CAPITAL PARTNERS, LLC — (MIDLAND, TX) left the SEC roster (was $60.3M RAUM, 1 reps). IAPD ↗
60
NEPSIS ADVISOR SERVICES, INC. — (MINNEAPOLIS, MN) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗
60
MPMG & PARTNERS USA, LLC — (NEW YORK, NY) left the SEC roster (was $31.7M RAUM, 1 reps). IAPD ↗
60
QUINN WEALTH ADVISORS — (CHADDS FORD, PA) left the SEC roster (was $52.0M RAUM, 1 reps). IAPD ↗
60
ROCKET DOLLAR ADVISOR, INC. — (LAS VEGAS, NV) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗
60
ENLIGHTENED FINANCE LLC — (location n/a) left the SEC roster (was $116.3M RAUM, 6 reps). IAPD ↗
60
CHESAPEAKE FINANCIAL PLANNING — (ANNAPOLIS, MD) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
60
SINECERA CAPITAL, LLC — (AUSTIN, TX) left the SEC roster (was $124.6M RAUM, 6 reps). IAPD ↗
60
CONSCIOUS ENDEAVORS LP — (NEW YORK, NY) left the SEC roster (was $112.9M RAUM, 2 reps). IAPD ↗
60
SHAREGRO INC — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
60
KRD WEALTH MANAGEMENT, LLC — (SCHAUMBURG, IL) left the SEC roster (was $98.5M RAUM, 3 reps). IAPD ↗
60
SOLO CAPITAL STRATEGIES — (SCOTTSDALE, AZ) left the SEC roster (was $20,000 RAUM, 1 reps). IAPD ↗
60
METAL FINANCE — (AUSTIN, TX) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
60
WAO ADVISORY, LLC — (LAS VEGAS, NV) left the SEC roster (was $6,382 RAUM, 3 reps). IAPD ↗
60
DARK HORSE CAPITAL MANAGEMENT LLC — (CHADDS FORD, PA) left the SEC roster (was $77.0M RAUM, 2 reps). IAPD ↗
60
VAULT CAPITAL — (MALIBU, CA) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
60
ZAMP INVEST — (location n/a) left the SEC roster (was $108.5M RAUM, 1 reps). IAPD ↗
60
EARTHVIEW ADVISORS LLC — (MIAMI, FL) left the SEC roster (was $102.6M RAUM, 2 reps). IAPD ↗
60
ACCESS CAPITAL, LLC — (WICHITA, KS) left the SEC roster — its 120-day provisional registration did not convert (was $70.5M RAUM, 1 reps). IAPD ↗
60
NEON MONEY IA, LLC — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
60
SACHEM HILL, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
60
SOLIST WEALTH MANAGEMENT — (TAMPA, FL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
60
ASHTON THOMAS ADVISORS LLC — (SCOTTSDALE, AZ) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
60
SAGEWATER WEALTH MANAGEMENT LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $4.2M RAUM, 2 reps). IAPD ↗
60
ELEVATE CAPITAL GROUP, LLC — (NEWPORT BEACH, CA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
60
HARVESTWISE WEALTH PLANNING — (ESCONDIDO, CA) left the SEC roster — its 120-day provisional registration did not convert (was $38.3M RAUM, 1 reps). IAPD ↗
60
IGW ADVISORY INVESTMENT MANAGEMENT LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗
60
REVV CAPITAL, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
55
GOLDMAN SACHS & CO. LLC — shrank from 2406 to 2318 advisory reps. IAPD ↗
55
JANNEY MONTGOMERY SCOTT LLC — shrank from 1239 to 1208 advisory reps. IAPD ↗
55
VOYA RETIREMENT ADVISORS, LLC — shrank from 136 to 116 advisory reps. IAPD ↗
55
HORNOR, TOWNSEND & KENT, LLC — shrank from 417 to 398 advisory reps. IAPD ↗
55
HILLTOP SECURITIES INC. — shrank from 113 to 91 advisory reps. IAPD ↗
55
CITIGROUP GLOBAL MARKETS INC. — shrank from 4880 to 4267 advisory reps. IAPD ↗
55
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED — shrank from 26251 to 25753 advisory reps. IAPD ↗
55
CADARET GRANT & CO INC — shrank from 489 to 429 advisory reps. IAPD ↗
55
U.S. BANCORP ADVISORS, LLC — shrank from 133 to 126 advisory reps. IAPD ↗
55
TRANSAMERICA FINANCIAL ADVISORS, LLC — shrank from 1127 to 1054 advisory reps. IAPD ↗
55
HUNTINGTON FINANCIAL ADVISORS — shrank from 408 to 398 advisory reps. IAPD ↗
55
FIRST HORIZON ADVISORS, INC — shrank from 180 to 169 advisory reps. IAPD ↗
55
MOMENTUM INDEPENDENT NETWORK INC. — shrank from 139 to 98 advisory reps. IAPD ↗
55
U.S. BANCORP INVESTMENTS, INC. — shrank from 951 to 919 advisory reps. IAPD ↗
55
WELLS FARGO ADVISORS — shrank from 8623 to 8410 advisory reps. IAPD ↗
55
ADVICE AND PLANNING SERVICES — shrank from 1115 to 1041 advisory reps. IAPD ↗
55
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER — shrank from 484 to 477 advisory reps. IAPD ↗
55
OSAIC INSTITUTIONS, INC. — shrank from 474 to 446 advisory reps. IAPD ↗
55
WESTERN INTERNATIONAL SECURITIES — shrank from 245 to 200 advisory reps. IAPD ↗
55
ARVEST WEALTH MANAGEMENT — shrank from 227 to 216 advisory reps. IAPD ↗
55
CUSO FINANCIAL SERVICES, L.P. — shrank from 571 to 523 advisory reps. IAPD ↗
55
VALIC FINANCIAL ADVISORS, INC. — shrank from 1289 to 1239 advisory reps. IAPD ↗
55
M HOLDINGS SECURITIES, INC. — shrank from 234 to 222 advisory reps. IAPD ↗
55
GOELZER INVESTMENT MANAGEMENT — shrank from 36 to 28 advisory reps. IAPD ↗
55
NEXT FINANCIAL GROUP, INC. — shrank from 358 to 307 advisory reps. IAPD ↗
55
EDELMAN FINANCIAL ENGINES — shrank from 491 to 470 advisory reps. IAPD ↗
55
DWS INVESTMENT MANAGEMENT AMERICAS, INC. — shrank from 206 to 92 advisory reps. IAPD ↗
55
AVANTAX ADVISORY SERVICES — shrank from 2478 to 2278 advisory reps. IAPD ↗
55
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC — shrank from 946 to 564 advisory reps. IAPD ↗
55
CAPITAL ADVISORS, INC. — shrank from 38 to 33 advisory reps. IAPD ↗
55
ALLEGHENY FINANCIAL GROUP LTD — shrank from 34 to 28 advisory reps. IAPD ↗
55
NOTTINGHAM ADVISORS INC. — shrank from 9 to 5 advisory reps. IAPD ↗
55
NBT CAPITAL MANAGEMENT, INC. — shrank from 8 to 4 advisory reps. IAPD ↗
55
CAMBRIDGE ASSOCIATES, LLC — shrank from 457 to 437 advisory reps. IAPD ↗
55
ALLSPRING GLOBAL INVESTMENTS, LLC — shrank from 363 to 325 advisory reps. IAPD ↗
55
SOUTHEASTERN ASSET MANAGEMENT INC. — shrank from 10 to 8 advisory reps. IAPD ↗
55
INVESCO ADVISERS, INC. — shrank from 835 to 787 advisory reps. IAPD ↗
55
ON INVESTMENT MANAGEMENT CO — shrank from 206 to 193 advisory reps. IAPD ↗
55
NORTHERN TRUST INVESTMENTS, INCORPORATED — shrank from 208 to 200 advisory reps. IAPD ↗
55
JOHN HANCOCK INVESTMENT MANAGEMENT LLC — shrank from 34 to 28 advisory reps. IAPD ↗
55
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC — shrank from 105 to 72 advisory reps. IAPD ↗
55
TIMUCUAN ASSET MANAGEMENT INC — shrank from 7 to 5 advisory reps. IAPD ↗
55
PINEBRIDGE INVESTMENTS LLC — shrank from 141 to 133 advisory reps. IAPD ↗
55
TRUSTMONT ADVISORY GROUP, INC. — shrank from 60 to 41 advisory reps. IAPD ↗
55
VICTORY CAPITAL MANAGEMENT INC. — shrank from 162 to 135 advisory reps. IAPD ↗
55
GRANTHAM MAYO VAN OTTERLOO & CO LLC — shrank from 98 to 86 advisory reps. IAPD ↗
55
ALASKA PERMANENT CAPITAL MANAGEMENT, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
55
WELLINGTON MANAGEMENT COMPANY LLP — shrank from 541 to 479 advisory reps. IAPD ↗
55
PLANCORP, LLC — shrank from 47 to 42 advisory reps. IAPD ↗
55
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC — shrank from 186 to 173 advisory reps. IAPD ↗
55
ONEDIGITAL — shrank from 380 to 333 advisory reps. IAPD ↗
55
OAKTREE CAPITAL MANAGEMENT, L.P. — shrank from 277 to 271 advisory reps. IAPD ↗
55
NATIXIS ADVISORS, LLC — shrank from 75 to 70 advisory reps. IAPD ↗
55
UBS ASSET MANAGEMENT (AMERICAS) LLC — shrank from 411 to 263 advisory reps. IAPD ↗
55
WINDWARD CAPITAL MANAGEMENT CO — shrank from 5 to 3 advisory reps. IAPD ↗
55
BLACKROCK FINANCIAL MANAGEMENT, INC — shrank from 1038 to 828 advisory reps. IAPD ↗
55
FORT WASHINGTON INVESTMENT ADVISORS INC — shrank from 94 to 87 advisory reps. IAPD ↗
55
BRECKINRIDGE CAPITAL ADVISORS INC — shrank from 47 to 41 advisory reps. IAPD ↗
55
TEACHERS ADVISORS, LLC — shrank from 321 to 299 advisory reps. IAPD ↗
55
SAVANT WEALTH MANAGEMENT — shrank from 185 to 178 advisory reps. IAPD ↗
55
SOUTHEAST ASSET ADVISORS, LLC — shrank from 9 to 7 advisory reps. IAPD ↗
55
SMITH AFFILIATED CAPITAL CORP. — shrank from 11 to 8 advisory reps. IAPD ↗
55
BLACKROCK CAPITAL MANAGEMENT, INC. — shrank from 154 to 71 advisory reps. IAPD ↗
55
GLENMEDE INVESTMENT MANAGEMENT, LP — shrank from 30 to 22 advisory reps. IAPD ↗
55
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC — shrank from 411 to 392 advisory reps. IAPD ↗
55
LADENBURG THALMANN ASSET MANAGEMENT INC — shrank from 18 to 14 advisory reps. IAPD ↗
55
MISSIONSQUARE RETIREMENT — shrank from 224 to 211 advisory reps. IAPD ↗
55
COLDSTREAM WEALTH MANAGEMENT — shrank from 151 to 141 advisory reps. IAPD ↗
55
VALLEY WEALTH MANAGERS, INC. — shrank from 48 to 34 advisory reps. IAPD ↗
55
MOSS ADAMS WEALTH ADVISORS LLC — shrank from 45 to 36 advisory reps. IAPD ↗
55
BLACKROCK INVESTMENT MANAGEMENT, LLC — shrank from 536 to 450 advisory reps. IAPD ↗
55
CAPITAL COUNSEL LLC — shrank from 12 to 9 advisory reps. IAPD ↗
55
PRINCIPAL ASSET MANAGEMENT — shrank from 700 to 324 advisory reps. IAPD ↗
55
PRINCIPAL REAL ESTATE — shrank from 349 to 307 advisory reps. IAPD ↗
55
HAMILTON CAPITAL — shrank from 55 to 50 advisory reps. IAPD ↗
55
ENVESTNET PORTFOLIO SOLUTIONS, INC. — shrank from 273 to 187 advisory reps. IAPD ↗
55
BBR PARTNERS, LLC — shrank from 60 to 55 advisory reps. IAPD ↗
55
EVENSKY & KATZ/FOLDES WEALTH MANAGEMENT — shrank from 20 to 2 advisory reps. IAPD ↗
55
WASHINGTON TRUST ADVISORS — shrank from 12 to 9 advisory reps. IAPD ↗
55
VALLEY NATIONAL ADVISERS INC — shrank from 15 to 10 advisory reps. IAPD ↗
55
TRILLIUM ASSET MANAGEMENT — shrank from 46 to 38 advisory reps. IAPD ↗
55
MASON INVESTMENT ADVISORY SERVICES INC — shrank from 36 to 31 advisory reps. IAPD ↗
55
ALLWORTH FINANCIAL, L.P. — shrank from 156 to 151 advisory reps. IAPD ↗
55
CHOREO, LLC — shrank from 129 to 97 advisory reps. IAPD ↗
55
GLYNN CAPITAL MANAGEMENT, LLC — shrank from 14 to 11 advisory reps. IAPD ↗
55
COHO PARTNERS, LTD. — shrank from 8 to 6 advisory reps. IAPD ↗
55
BRIDGEWAY CAPITAL MANAGEMENT, LLC — shrank from 12 to 9 advisory reps. IAPD ↗
55
PENTEGRA INVESTORS, INC. — shrank from 7 to 5 advisory reps. IAPD ↗
55
ENVESTNET PMC — shrank from 273 to 187 advisory reps. IAPD ↗
55
BOUCHEY FINANCIAL GROUP LTD — shrank from 19 to 10 advisory reps. IAPD ↗
55
TOLLESON PRIVATE WEALTH MANAGEMENT — shrank from 89 to 76 advisory reps. IAPD ↗
55
MORNINGSTAR INVESTMENT SERVICES LLC — shrank from 41 to 29 advisory reps. IAPD ↗
55
ADVISORNET WEALTH PARTNERS — shrank from 85 to 74 advisory reps. IAPD ↗
55
FIERA CAPITAL INC. — shrank from 44 to 37 advisory reps. IAPD ↗
55
B. RILEY WEALTH ADVISORS, INC. — shrank from 379 to 274 advisory reps. IAPD ↗
55
JOHNSON INVESTMENT COUNSEL, INC. — shrank from 79 to 73 advisory reps. IAPD ↗
55
NORTH STAR INVESTMENT MANAGEMENT CORPORATION — shrank from 28 to 15 advisory reps. IAPD ↗
55
WILLIS JOHNSON & ASSOCIATES, INC. — shrank from 21 to 16 advisory reps. IAPD ↗
55
BEACON CAPITAL MANAGEMENT, INC. — shrank from 9 to 5 advisory reps. IAPD ↗
55
SYMMETRY PARTNERS — shrank from 5 to 3 advisory reps. IAPD ↗
55
LAZARD ASSET MANAGEMENT LLC — shrank from 246 to 241 advisory reps. IAPD ↗
55
SCF INVESTMENT ADVISORS, INC. — shrank from 135 to 61 advisory reps. IAPD ↗
55
REGAL INVESTMENT ADVISORS LLC — shrank from 117 to 110 advisory reps. IAPD ↗
55
PROPRIETARY CAPITAL, LLC — shrank from 9 to 7 advisory reps. IAPD ↗
55
ATLAS CAPITAL ADVISORS INC. — shrank from 7 to 5 advisory reps. IAPD ↗
55
MJP WEALTH ADVISORS — shrank from 11 to 6 advisory reps. IAPD ↗
55
SUMMITRY, LLC — shrank from 19 to 14 advisory reps. IAPD ↗
55
GWN SECURITIES INC. — shrank from 455 to 423 advisory reps. IAPD ↗
55
CERTUITY, LLC — shrank from 16 to 10 advisory reps. IAPD ↗
55
EXENCIAL WEALTH ADVISORS — shrank from 57 to 50 advisory reps. IAPD ↗
55
WELLS FARGO INVESTMENT INSTITUTE, INC. — shrank from 169 to 151 advisory reps. IAPD ↗
55
1919 INVESTMENT COUNSEL, LLC — shrank from 63 to 53 advisory reps. IAPD ↗
55
LEVEL FOUR ADVISORY SERVICES — shrank from 120 to 115 advisory reps. IAPD ↗
55
UNITED CAPITAL FINANCIAL ADVISORS — shrank from 147 to 138 advisory reps. IAPD ↗
55
GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC — shrank from 182 to 173 advisory reps. IAPD ↗
55
NAVY FEDERAL INVESTMENT SERVICES, LLC — shrank from 110 to 91 advisory reps. IAPD ↗
55
INTEGRITY ALLIANCE, LLC — shrank from 173 to 164 advisory reps. IAPD ↗
55
TWIN FOCUS CAPITAL PARTNERS, LLC — shrank from 20 to 16 advisory reps. IAPD ↗
55
NATIONWIDE INVESTMENT ADVISORS, LLC — shrank from 348 to 335 advisory reps. IAPD ↗
55
METLIFE INVESTMENT MANAGEMENT, LLC — shrank from 695 to 688 advisory reps. IAPD ↗
55
COLUMBIA PACIFIC ADVISORS, LLC — shrank from 36 to 27 advisory reps. IAPD ↗
55
BARNES PETTEY FINANCIAL ADVISORS, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
55
FOCUS PARTNERS ADVISOR SOLUTIONS, LLC — shrank from 312 to 72 advisory reps. IAPD ↗
55
STELAC ADVISORY SERVICES LLC — shrank from 12 to 9 advisory reps. IAPD ↗
55
HOLLOW BROOK WEALTH MANAGEMENT LLC — shrank from 6 to 3 advisory reps. IAPD ↗
55
RIVERFRONT INVESTMENT GROUP, LLC — shrank from 13 to 9 advisory reps. IAPD ↗
55
MAINSTREET ADVISORS — shrank from 15 to 6 advisory reps. IAPD ↗
55
NORTHWEST ASSET MANAGEMENT — shrank from 48 to 38 advisory reps. IAPD ↗
55
WHITE OAK GLOBAL ADVISORS, LLC — shrank from 49 to 37 advisory reps. IAPD ↗
55
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT — shrank from 98 to 85 advisory reps. IAPD ↗
55
VERUS CAPITAL PARTNERS, LLC — shrank from 46 to 38 advisory reps. IAPD ↗
55
DOUBLELINE CAPITAL LP — shrank from 103 to 90 advisory reps. IAPD ↗
55
EMPIRICAL WEALTH MANAGEMENT — shrank from 59 to 53 advisory reps. IAPD ↗
55
EURO PACIFIC ASSET MANAGEMENT, LLC — shrank from 10 to 5 advisory reps. IAPD ↗
55
ASHTON THOMAS PRIVATE WEALTH — shrank from 55 to 35 advisory reps. IAPD ↗
55
NUVEEN ASSET MANAGEMENT, LLC — shrank from 321 to 299 advisory reps. IAPD ↗
55
SUMMIT GLOBAL INVESTMENTS, LLC — shrank from 15 to 12 advisory reps. IAPD ↗
55
KAWA CAPITAL MANAGEMENT, INC. — shrank from 20 to 16 advisory reps. IAPD ↗
55
REBALANCE LLC — shrank from 8 to 6 advisory reps. IAPD ↗
55
CORECAP ADVISORS — shrank from 111 to 97 advisory reps. IAPD ↗
55
SIGNATURE INVESTMENT ADVISORS, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
55
ADVISOR RESOURCE COUNCIL — shrank from 91 to 81 advisory reps. IAPD ↗
55
BILTMORE FAMILY OFFICE, LLC — shrank from 14 to 6 advisory reps. IAPD ↗
55
MUTUAL ADVISORS, LLC — shrank from 132 to 123 advisory reps. IAPD ↗
55
INDEPENDENT ADVISOR ALLIANCE, LLC — shrank from 228 to 219 advisory reps. IAPD ↗
55
BLUEPRINT INVESTMENT PARTNERS LLC — shrank from 7 to 3 advisory reps. IAPD ↗
55
ALLY INVEST ADVISORS — shrank from 12 to 9 advisory reps. IAPD ↗
55
MCADAM LLC — shrank from 156 to 138 advisory reps. IAPD ↗
55
GLOBAL RETIREMENT PARTNERS LLC — shrank from 493 to 434 advisory reps. IAPD ↗
55
SVB WEALTH — shrank from 77 to 58 advisory reps. IAPD ↗
55
THE WEALTH CONSULTING GROUP — shrank from 160 to 115 advisory reps. IAPD ↗
55
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC — shrank from 8 to 5 advisory reps. IAPD ↗
55
DOUBLELINE ALTERNATIVES LP — shrank from 8 to 6 advisory reps. IAPD ↗
55
WORLD INVESTMENT ADVISORS, LLC — shrank from 166 to 156 advisory reps. IAPD ↗
55
VESTMARK ADVISORY SOLUTIONS, INC. — shrank from 21 to 12 advisory reps. IAPD ↗
55
CYNOSURE GROUP, LLC — shrank from 35 to 30 advisory reps. IAPD ↗
55
MOLONEY SECURITIES ASSET MANAGEMENT LLC — shrank from 78 to 61 advisory reps. IAPD ↗
55
YIELDSTREET — shrank from 106 to 26 advisory reps. IAPD ↗
55
AE WEALTH MANAGEMENT, LLC — shrank from 449 to 435 advisory reps. IAPD ↗
55
RW INVESTMENT MANAGEMENT LLC — shrank from 15 to 12 advisory reps. IAPD ↗
55
SAGESPRING WEALTH PARTNERS — shrank from 98 to 75 advisory reps. IAPD ↗
55
MARINER ADVISOR NETWORK — shrank from 184 to 164 advisory reps. IAPD ↗
55
CBIZ INVESTMENT ADVISORY SERVICES, LLC — shrank from 86 to 80 advisory reps. IAPD ↗
55
TOWNSQUARE CAPITAL, LLC — shrank from 15 to 8 advisory reps. IAPD ↗
55
THE COURY FIRM — shrank from 14 to 10 advisory reps. IAPD ↗
55
POINT OLEMA CAPITAL PARTNERS, L.P. — shrank from 10 to 7 advisory reps. IAPD ↗
55
THRIVENT ADVISOR NETWORK, LLC — shrank from 164 to 139 advisory reps. IAPD ↗
55
QRG CAPITAL MANAGEMENT, INC. — shrank from 16 to 4 advisory reps. IAPD ↗
55
TRB WEALTH MANAGEMENT, LLC — shrank from 14 to 9 advisory reps. IAPD ↗
55
HILL INVESTMENT GROUP — shrank from 12 to 8 advisory reps. IAPD ↗
55
THE BALDWIN GROUP WEALTH ADVISORS, LLC — shrank from 42 to 36 advisory reps. IAPD ↗
55
GROVE POINT ADVISORS, LLC — shrank from 322 to 264 advisory reps. IAPD ↗
55
THE ASCENT GROUP, LLC — shrank from 21 to 4 advisory reps. IAPD ↗
55
CERCANO MANAGEMENT LLC — shrank from 33 to 28 advisory reps. IAPD ↗
55
BLEAKLEY FINANCIAL GROUP, LLC — shrank from 152 to 84 advisory reps. IAPD ↗
55
SYON CAPITAL LLC — shrank from 5 to 2 advisory reps. IAPD ↗
55
SPECTRUM WEALTH MANAGEMENT — shrank from 8 to 6 advisory reps. IAPD ↗
55
CITI GLOBAL ALTERNATIVES, LLC — shrank from 75 to 54 advisory reps. IAPD ↗
55
LCP INSTITUTIONAL, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
53
ALLEGHENY INVESTMENTS — shrank from 49 to 13 advisory reps. IAPD ↗
53
BOK FINANCIAL ADVISORS — shrank from 151 to 145 advisory reps. IAPD ↗
53
CHAPIN DAVIS ASSET MANAGEMENT — shrank from 30 to 23 advisory reps. IAPD ↗
53
FDX ADVISORS, INC. — shrank from 9 to 5 advisory reps. IAPD ↗
53
PLANNED SOLUTIONS, INC. — shrank from 7 to 5 advisory reps. IAPD ↗
53
CHATHAM CAPITAL GROUP INC — shrank from 6 to 4 advisory reps. IAPD ↗
53
WBI INVESTMENTS, LLC — shrank from 9 to 5 advisory reps. IAPD ↗
53
WINSLOW ASSET MANAGEMENT INC — shrank from 5 to 3 advisory reps. IAPD ↗
53
TRUST ADVISORY GROUP LTD — shrank from 41 to 30 advisory reps. IAPD ↗
53
PEAK ASSET MANAGEMENT, LLC — shrank from 14 to 11 advisory reps. IAPD ↗
53
FAIRBANKS CAPITAL MANAGEMENT, INC. — shrank from 6 to 2 advisory reps. IAPD ↗
53
AUXIER ASSET MANAGEMENT — shrank from 10 to 6 advisory reps. IAPD ↗
53
SMH CAPITAL ADVISORS LLC — shrank from 4 to 2 advisory reps. IAPD ↗
53
BELL INVESTMENT ADVISORS INC — shrank from 9 to 6 advisory reps. IAPD ↗
53
HIGH FALLS ADVISORS, INC. — shrank from 11 to 7 advisory reps. IAPD ↗
53
TERRIL & COMPANY — shrank from 12 to 6 advisory reps. IAPD ↗
53
S&A FINANCIAL SERVICES, INC. — shrank from 6 to 4 advisory reps. IAPD ↗
53
PORTER WHITE INVESTMENT ADVISORS, INC. — shrank from 8 to 6 advisory reps. IAPD ↗
53
PRENTISS SMITH & COMPANY, INC. — shrank from 7 to 5 advisory reps. IAPD ↗
53
CASTLEKEEP INVESTMENT ADVISORS — shrank from 5 to 2 advisory reps. IAPD ↗
53
WEALTH ADVISORS OF IOWA, LLC — shrank from 11 to 4 advisory reps. IAPD ↗
53
ROBERTSON INVESTMENT MANAGEMENT — shrank from 16 to 8 advisory reps. IAPD ↗
53
CAPITAL CITIES INVESTMENTS — shrank from 19 to 15 advisory reps. IAPD ↗
53
LEWIS FINANCIAL MANAGEMENT, LLC — shrank from 4 to 1 advisory reps. IAPD ↗
53
CARGILE INVESTMENT MANAGEMENT — shrank from 3 to 1 advisory reps. IAPD ↗
53
DIVERSIFIED FINANCIAL ADVISORS, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
53
VESTGEN INVESTMENT MANAGEMENT — shrank from 20 to 16 advisory reps. IAPD ↗
53
GERBER, LLC — shrank from 5 to 2 advisory reps. IAPD ↗
53
FAI ADVISORS, INC. — shrank from 8 to 5 advisory reps. IAPD ↗
53
MOSELEY INVESTMENT MANAGEMENT, INC. — shrank from 5 to 3 advisory reps. IAPD ↗
53
SYMPHONY FINANCIAL SERVICES, INC. — shrank from 9 to 7 advisory reps. IAPD ↗
53
THE STRATEGIC FINANCIAL ALLIANCE — shrank from 56 to 46 advisory reps. IAPD ↗
53
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. — shrank from 73 to 66 advisory reps. IAPD ↗
53
REALTA INVESTMENT ADVISORS, INC — shrank from 72 to 54 advisory reps. IAPD ↗
53
ATS WEALTH MANAGEMENT — shrank from 5 to 2 advisory reps. IAPD ↗
53
BHK INVESTMENT ADVISORS — shrank from 6 to 4 advisory reps. IAPD ↗
53
HI-LINE CAPITAL MANAGEMENT, LLC — shrank from 5 to 2 advisory reps. IAPD ↗
53
ADASINA SOCIAL CAPITAL — shrank from 9 to 5 advisory reps. IAPD ↗
53
TRINITY PORTFOLIO ADVISORS, LLC — shrank from 12 to 8 advisory reps. IAPD ↗
53
WAMBOLT & ASSOCIATES, LLC — shrank from 10 to 6 advisory reps. IAPD ↗
53
APPOMATTOX ADVISORY, INC — shrank from 6 to 4 advisory reps. IAPD ↗
53
CREAND MANAGEMENT — shrank from 17 to 11 advisory reps. IAPD ↗
53
CANNELL CAPITAL LLC — shrank from 5 to 3 advisory reps. IAPD ↗
53
DEFENDER CAPITAL — shrank from 7 to 2 advisory reps. IAPD ↗
53
SEQUENT PLANNING, LLC — shrank from 75 to 70 advisory reps. IAPD ↗
53
MURPHY & SYLVEST — shrank from 8 to 6 advisory reps. IAPD ↗
53
TEAMWORK FINANCIAL ADVISORS, LLC — shrank from 17 to 13 advisory reps. IAPD ↗
53
STEWARDSHIP ADVISORY GROUP, LLC — shrank from 10 to 6 advisory reps. IAPD ↗
53
FIRST ADVISORS NATIONAL, LLC — shrank from 69 to 56 advisory reps. IAPD ↗
53
ROYAL OAK FINANCIAL GROUP — shrank from 4 to 0 advisory reps. IAPD ↗
53
ARAGON CAPITAL LLC — shrank from 11 to 8 advisory reps. IAPD ↗
53
INSIGHT ADVISORS, LLC — shrank from 19 to 15 advisory reps. IAPD ↗
53
TRU INDEPENDENCE ASSET MANAGEMENT, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
53
360 FINANCIAL — shrank from 8 to 5 advisory reps. IAPD ↗
53
JACKSON SQUARE PARTNERS, LLC — shrank from 8 to 4 advisory reps. IAPD ↗
53
SEQUOIA WEALTH MANAGEMENT, LLC — shrank from 20 to 16 advisory reps. IAPD ↗
53
DENVER PWM, LLC — shrank from 13 to 5 advisory reps. IAPD ↗
53
ALASKA WEALTH ADVISORS — shrank from 13 to 10 advisory reps. IAPD ↗
53
INTEGRITY WEALTH ADVISORS, LLC — shrank from 8 to 4 advisory reps. IAPD ↗
53
PITON INVESTMENT MANAGEMENT, LP — shrank from 7 to 5 advisory reps. IAPD ↗
53
LOKKEN INVESTMENT GROUP, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
53
MATRIX PRIVATE CAPITAL GROUP — shrank from 7 to 3 advisory reps. IAPD ↗
53
GOODMAN ADVISORY GROUP, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
53
SFG WEALTH MANAGEMENT — shrank from 15 to 11 advisory reps. IAPD ↗
53
WISS PRIVATE CLIENT ADVISORS, LLC — shrank from 8 to 6 advisory reps. IAPD ↗
53
WEALTH ADVISORY SOLUTIONS, LLC — shrank from 11 to 8 advisory reps. IAPD ↗
53
MARTHA'S VINEYARD INVESTMENT ADVISORS, LLC — shrank from 8 to 5 advisory reps. IAPD ↗
53
INNEALTA CAPITAL — shrank from 9 to 4 advisory reps. IAPD ↗
53
NAPATREE CAPITAL LLC — shrank from 6 to 4 advisory reps. IAPD ↗
53
HASSELL WEALTH MANAGEMENT — shrank from 6 to 4 advisory reps. IAPD ↗
53
EPG WEALTH MANAGEMENT LLC — shrank from 12 to 9 advisory reps. IAPD ↗
53
COMPASS GROUP INVESTMENTS SOLUTIONS LLC — shrank from 7 to 5 advisory reps. IAPD ↗
53
INTERCHANGE CAPITAL PARTNERS — shrank from 6 to 4 advisory reps. IAPD ↗
53
THE INVICTUS COLLECTIVE, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
53
GALLIOTT CAPITAL ADVISORS, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
53
TRACTION FINANCIAL PARTNERS — shrank from 8 to 5 advisory reps. IAPD ↗
53
INTERGY PRIVATE WEALTH, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
53
TERRA WEALTH — shrank from 52 to 39 advisory reps. IAPD ↗
53
OCTOGONE NA — shrank from 7 to 3 advisory reps. IAPD ↗
53
PARR MCKNIGHT WEALTH MANAGEMENT GROUP — shrank from 7 to 5 advisory reps. IAPD ↗
50
ADVISORS ASSET MANAGEMENT, INC. — reported RAUM down 49% ($3.85B -> $1.96B). IAPD ↗
50
SANFORD C. BERNSTEIN & CO., LLC — reported RAUM down 56% ($3.71B -> $1.65B). IAPD ↗
50
PRODIGY ASSET MANAGEMENT LLC — reported RAUM down 37% ($3.36B -> $2.13B). IAPD ↗
50
SAROFIM INTERNATIONAL MANAGEMENT CO — reported RAUM down 58% ($5.75B -> $2.43B). IAPD ↗
50
GLENMEDE INVESTMENT MANAGEMENT, LP — reported RAUM down 41% ($11.99B -> $7.07B). IAPD ↗
50
ENVESTNET PORTFOLIO SOLUTIONS, INC. — reported RAUM down 27% ($40.46B -> $29.34B). IAPD ↗
50
M.D. SASS, LLC — reported RAUM down 52% ($4.48B -> $2.17B). IAPD ↗
50
COHO PARTNERS, LTD. — reported RAUM down 52% ($4.56B -> $2.20B). IAPD ↗
50
MORNINGSTAR INVESTMENT SERVICES LLC — reported RAUM down 88% ($11.97B -> $1.39B). IAPD ↗
50
TOWER BRIDGE ADVISORS — reported RAUM down 29% ($1.86B -> $1.32B). IAPD ↗
50
SCF INVESTMENT ADVISORS, INC. — reported RAUM down 47% ($2.55B -> $1.35B). IAPD ↗
50
PROPRIETARY CAPITAL, LLC — reported RAUM down 40% ($1.93B -> $1.15B). IAPD ↗
50
GREENSPRING ADVISORS, LLC — reported RAUM down 45% ($6.90B -> $3.78B). IAPD ↗
50
REDWOOD INVESTMENTS, LLC — reported RAUM down 38% ($1.69B -> $1.05B). IAPD ↗
50
MAR VISTA INVESTMENT PARTNERS, LLC — reported RAUM down 35% ($2.31B -> $1.51B). IAPD ↗
50
NUANCE INVESTMENTS, LLC — reported RAUM down 43% ($5.00B -> $2.85B). IAPD ↗
50
TRIAN FUND MANAGEMENT, L.P. — reported RAUM down 30% ($9.05B -> $6.30B). IAPD ↗
50
GREENLINE PARTNERS — reported RAUM down 31% ($1.61B -> $1.10B). IAPD ↗
50
INTRUA FINANCIAL — reported RAUM down 27% ($1.66B -> $1.21B). IAPD ↗
50
SEPIO CAPITAL, LP — reported RAUM down 33% ($6.67B -> $4.46B). IAPD ↗
50
SALOMON AND LUDWIN — reported RAUM down 28% ($1.71B -> $1.23B). IAPD ↗
50
SYON CAPITAL LLC — reported RAUM down 30% ($2.53B -> $1.77B). IAPD ↗
50
MUTUAL OF OMAHA INVESTOR SERVICES, INC. — shrank from 285 to 277 advisory reps. IAPD ↗
50
W&S BROKERAGE SERVICES, INC. — shrank from 73 to 67 advisory reps. IAPD ↗
50
NATIONWIDE SECURITIES, LLC — shrank from 8 to 5 advisory reps. IAPD ↗
50
JOSEPH GUNNAR & CO., LLC — shrank from 11 to 5 advisory reps. IAPD ↗
50
WALL CAPITAL GROUP, INC. — shrank from 4 to 2 advisory reps. IAPD ↗
50
INNOVEST PORTFOLIO SOLUTIONS LLC — shrank from 37 to 29 advisory reps. IAPD ↗
50
TRENT CAPITAL MANAGEMENT INC — shrank from 3 to 1 advisory reps. IAPD ↗
50
MONTICELLO ASSOCIATES INC — shrank from 28 to 22 advisory reps. IAPD ↗
50
SUN VALLEY GOLD LLC — shrank from 6 to 3 advisory reps. IAPD ↗
50
BRADFORD FINANCIAL CENTER — shrank from 12 to 8 advisory reps. IAPD ↗
50
PILE WEALTH MANAGEMENT — shrank from 4 to 2 advisory reps. IAPD ↗
50
CORRADO ADVISORS, LLC — shrank from 9 to 5 advisory reps. IAPD ↗
50
CORNERSTONE PROFESSIONAL ADVISOR SERVICES, LLC — shrank from 17 to 3 advisory reps. IAPD ↗
50
STOLZ & ASSOCIATES, PS — shrank from 5 to 3 advisory reps. IAPD ↗
50
CANTY FINANCIAL MANAGEMENT, INC. — shrank from 5 to 3 advisory reps. IAPD ↗
50
MUTUAL TRUST ASSET MGMT., INC. — shrank from 9 to 4 advisory reps. IAPD ↗
50
CYPRESS CAPITAL GROUP — shrank from 4 to 2 advisory reps. IAPD ↗
50
DCM ADVISORS, LLC — shrank from 9 to 6 advisory reps. IAPD ↗
50
PUBLIC EQUITY PARTNERS — shrank from 18 to 1 advisory reps. IAPD ↗
50
DRAWBRIDGE CAPITAL — shrank from 9 to 7 advisory reps. IAPD ↗
50
MCDERMOTT INVESTMENT ADVISORS, LLC — shrank from 13 to 10 advisory reps. IAPD ↗
50
GOLD MEDAL WATERS, INC. — shrank from 6 to 3 advisory reps. IAPD ↗
50
CAPITAL FINANCIAL CONSULTANTS GROUP, INC. — shrank from 6 to 2 advisory reps. IAPD ↗
50
ALLEN CAPITAL MANAGEMENT, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
50
LD LOWE WEALTH ADVISORY — shrank from 5 to 1 advisory reps. IAPD ↗
50
BHK SECURITIES, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
50
LIFEPLAN GROUP — shrank from 4 to 2 advisory reps. IAPD ↗
50
AWM FINANCIAL SERVICES INC. — shrank from 11 to 6 advisory reps. IAPD ↗
50
BULLSEYE INVESTMENT MANAGEMENT, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
50
FORTUNE FINANCIAL ADVISORS, LLC — shrank from 8 to 5 advisory reps. IAPD ↗
50
FAMILY FIDUCIARY SERVICES, INC. — shrank from 7 to 4 advisory reps. IAPD ↗
50
INNOVATIVE ADVISORY GROUP — shrank from 9 to 7 advisory reps. IAPD ↗
50
LAIDLAW WEALTH MANAGEMENT LLC — shrank from 11 to 3 advisory reps. IAPD ↗
50
MONEY MANAGERS, INC. — shrank from 5 to 3 advisory reps. IAPD ↗
50
RICHWOOD INVESTMENT ADVISORS, LLC — shrank from 3 to 1 advisory reps. IAPD ↗
50
AOG WEALTH MANAGEMENT — shrank from 8 to 1 advisory reps. IAPD ↗
50
MAINLINE INVESTMENT ADVISERS, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
50
DAVINCI FINANCIAL DESIGNS — shrank from 8 to 5 advisory reps. IAPD ↗
50
PINNACLE WEALTH MANAGEMENT, INC. — shrank from 5 to 3 advisory reps. IAPD ↗
50
MYLES WEALTH MANAGEMENT, LLC — shrank from 4 to 1 advisory reps. IAPD ↗
50
JIM SAULNIER & ASSOCIATES, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
50
ATLANTIS WEALTH ADVISORS LLC — shrank from 6 to 4 advisory reps. IAPD ↗
50
WILLAMETTE FINANCIAL ADVISORS, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
50
BLACKRIDGE ASSET MANAGEMENT, LLC — shrank from 80 to 59 advisory reps. IAPD ↗
50
CENTRIC ADVISORS, LLC — shrank from 11 to 8 advisory reps. IAPD ↗
50
UP FINTECH ASSET MANAGEMENT — shrank from 6 to 2 advisory reps. IAPD ↗
50
MAQRO ADVISORS LLC — shrank from 3 to 1 advisory reps. IAPD ↗
50
BRAVIAS FINANCIAL — shrank from 9 to 6 advisory reps. IAPD ↗
50
SHARPEPOINT, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
50
ARCH GLOBAL ADVISORS, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
50
EMCEE INVEST — shrank from 4 to 2 advisory reps. IAPD ↗
50
LYTLE INVESTMENTS — shrank from 6 to 3 advisory reps. IAPD ↗
50
INVICTA ADVISORS LLC — shrank from 9 to 7 advisory reps. IAPD ↗
50
COREPATH WEALTH PARTNERS LLC — shrank from 6 to 4 advisory reps. IAPD ↗
50
RAYLIANT INVESTMENT RESEARCH — shrank from 16 to 11 advisory reps. IAPD ↗
50
WELLINGTON WEALTH STRATEGIES, LLC — shrank from 15 to 8 advisory reps. IAPD ↗
50
NOTTINGHAM WEALTH PARTNERS, INC. — shrank from 4 to 2 advisory reps. IAPD ↗
50
EPIQWEST CULVER WEALTH ADVISORS LLC — shrank from 8 to 6 advisory reps. IAPD ↗
50
SOCIAL INVESTMENT MANAGERS AND ADVISORS, LLC — shrank from 36 to 3 advisory reps. IAPD ↗
50
QUANTEL ASSET MANAGEMENT LLC — shrank from 3 to 1 advisory reps. IAPD ↗
50
CALLAHAN FINANCIAL PLANNING — shrank from 5 to 3 advisory reps. IAPD ↗
50
365 WEALTH MANAGEMENT GROUP — shrank from 6 to 3 advisory reps. IAPD ↗
50
WPA FAMILY OFFICE, LLC — shrank from 4 to 2 advisory reps. IAPD ↗
50
MORALIS TECHNOLOGIES, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
50
MESIROW INSTITUTIONAL INVESTMENT MANAGEMENT, INC. — shrank from 12 to 0 advisory reps. IAPD ↗
50
ASSET MANAGEMENT GROUP — shrank from 5 to 3 advisory reps. IAPD ↗
50
AXIM PLANNING & WEALTH — shrank from 3 to 1 advisory reps. IAPD ↗
50
KNOWN WEALTH LLC — shrank from 9 to 5 advisory reps. IAPD ↗
50
LET BOB ADVISORY, LLC — shrank from 6 to 1 advisory reps. IAPD ↗
50
IMPRINT WEALTH LLC — shrank from 18 to 1 advisory reps. IAPD ↗
50
AURORA WEALTH ADVISORS — shrank from 4 to 2 advisory reps. IAPD ↗
50
EVERGREEN WEALTH ADVISORS — shrank from 16 to 12 advisory reps. IAPD ↗
50
LITTLE RIVER CAPITAL PARTNERS, LP — shrank from 6 to 4 advisory reps. IAPD ↗
48
FDX ADVISORS, INC. — reported RAUM down 59% ($2.27B -> $926.1M). IAPD ↗
48
TETON ADVISORS, LLC — reported RAUM down 28% ($456.9M -> $330.1M). IAPD ↗
48
THE H GROUP, INC. — reported RAUM down 25% ($778.2M -> $580.1M). IAPD ↗
48
GUGGENHEIM INVESTMENT ADVISORS, LLC — reported RAUM down 40% ($876.5M -> $522.0M). IAPD ↗
48
TOWLE & CO — reported RAUM down 31% ($879.3M -> $608.7M). IAPD ↗
48
ROBERTSON INVESTMENT MANAGEMENT — reported RAUM down 37% ($434.4M -> $273.1M). IAPD ↗
48
US ASSET MANAGEMENT, LLC — reported RAUM down 31% ($467.5M -> $321.2M). IAPD ↗
48
REALTA INVESTMENT ADVISORS, INC — reported RAUM down 57% ($799.7M -> $343.5M). IAPD ↗
48
MENDOTA FINANCIAL GROUP, LLC — reported RAUM down 41% ($431.1M -> $254.6M). IAPD ↗
48
JRM INVESTMENT COUNSEL. — reported RAUM down 27% ($742.0M -> $545.3M). IAPD ↗
48
KAHN BROTHERS ADVISORS LLC — reported RAUM down 30% ($621.5M -> $434.0M). IAPD ↗
48
GIA PARTNERS, LLC. — reported RAUM down 40% ($1.64B -> $984.7M). IAPD ↗
48
KABOUTER MANAGEMENT, LLC — reported RAUM down 54% ($876.7M -> $398.9M). IAPD ↗
48
APPOMATTOX ADVISORY, INC — reported RAUM down 46% ($753.9M -> $410.8M). IAPD ↗
48
CANNELL CAPITAL LLC — reported RAUM down 38% ($851.8M -> $527.6M). IAPD ↗
48
ASA MANAGED ACCOUNT MANAGERS LLC — reported RAUM down 51% ($1.88B -> $920.2M). IAPD ↗
48
ARGENT RETIREMENT PLAN ADVISORS, LLC — reported RAUM down 31% ($947.7M -> $651.9M). IAPD ↗
48
GARRISON POINT CAPITAL, LLC — reported RAUM down 30% ($485.2M -> $337.6M). IAPD ↗
48
WINDROCK WEALTH MANAGEMENT — reported RAUM down 30% ($415.3M -> $290.6M). IAPD ↗
48
JACKSON SQUARE PARTNERS, LLC — reported RAUM down 68% ($3.11B -> $995.1M). IAPD ↗
48
SHARIAPORTFOLIO, INC. — reported RAUM down 69% ($832.3M -> $260.9M). IAPD ↗
48
RIVERWATER PARTNERS LLC — reported RAUM down 31% ($871.7M -> $600.2M). IAPD ↗
48
BRIGHT FUTURES WEALTH MANAGEMENT, LLC — reported RAUM down 35% ($388.4M -> $254.4M). IAPD ↗
48
RYE BROOK CAPITAL, LLC — reported RAUM down 41% ($475.0M -> $278.6M). IAPD ↗
48
BRAINVEST WEALTH MANAGEMENT LLC — reported RAUM down 57% ($1.28B -> $553.8M). IAPD ↗
48
LGL PARTNERS, LLC — reported RAUM down 30% ($1.20B -> $847.9M). IAPD ↗
48
MASONRY CAPITAL MANAGEMENT, LLC — reported RAUM down 31% ($516.6M -> $358.8M). IAPD ↗
48
LLOYD HARBOR CAPITAL MANAGEMENT, LLC — reported RAUM down 31% ($450.9M -> $309.6M). IAPD ↗
48
LOGAN STONE — reported RAUM down 36% ($805.4M -> $513.1M). IAPD ↗
48
SAIPH CAPITAL, LLC — reported RAUM down 44% ($640.5M -> $361.4M). IAPD ↗
48
ATOMIC INVEST LLC — reported RAUM down 70% ($1.53B -> $462.9M). IAPD ↗
48
DOWNTOWN WEALTH STUDIOS, LLC — reported RAUM down 28% ($886.3M -> $635.0M). IAPD ↗
48
CAUSEY PUBLIC FINANCE — reported RAUM down 70% ($1.37B -> $415.8M). IAPD ↗
45
WILMINGTON TRUST INVESTMENT MANAGEMENT — reported RAUM down 31% ($188.9M -> $130.0M). IAPD ↗
45
COKER & PALMER — reported RAUM down 69% ($791.5M -> $244.1M). IAPD ↗
45
VANTAGE CONSULTING GROUP INC — reported RAUM down 51% ($468.7M -> $230.8M). IAPD ↗
45
WALL CAPITAL GROUP, INC. — reported RAUM down 84% ($657.7M -> $107.5M). IAPD ↗
45
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO — reported RAUM down 87% ($740.2M -> $98.9M). IAPD ↗
45
AMP WEALTH MANAGEMENT — reported RAUM down 49% ($433.7M -> $220.4M). IAPD ↗
45
PRIVATE ASSET MANAGEMENT INC — reported RAUM down 38% ($168.9M -> $105.2M). IAPD ↗
45
SUMNICHT & ASSOCIATES, LLC — reported RAUM down 65% ($287.2M -> $100.4M). IAPD ↗
45
PHILLIPS RAY CAPITAL MANAGEMENT, INC. — reported RAUM down 34% ($90.7M -> $59.5M). IAPD ↗
45
JOHN T. MCCARTHY, LLC — reported RAUM down 41% ($98.8M -> $57.8M). IAPD ↗
45
MUTUAL TRUST ASSET MGMT., INC. — reported RAUM down 76% ($241.4M -> $57.4M). IAPD ↗
45
CYPRESS CAPITAL GROUP — reported RAUM down 56% ($130.4M -> $57.5M). IAPD ↗
45
BCM WEALTH MANAGEMENT — reported RAUM down 32% ($294.5M -> $199.5M). IAPD ↗
45
DCM ADVISORS, LLC — reported RAUM down 37% ($349.8M -> $220.1M). IAPD ↗
45
CAPITAL PRESERVATION PARTNERS, INC. — reported RAUM down 26% ($262.2M -> $194.7M). IAPD ↗
45
PUBLIC EQUITY PARTNERS — reported RAUM down 100% ($6.75B -> $33.0M). IAPD ↗
45
ROCKY MOUNTAIN PRIVATE WEALTH MANAGEMENT, L.L.C. — reported RAUM down 30% ($91.7M -> $64.1M). IAPD ↗
45
HODGE FINANCIAL SERVICES, LLC — reported RAUM down 75% ($164.7M -> $41.1M). IAPD ↗
45
PARTNERS CAPITAL SERVICES, INC. — reported RAUM down 32% ($138.8M -> $94.1M). IAPD ↗
45
FOREST HILL CAPITAL, LLC — reported RAUM down 43% ($258.2M -> $146.7M). IAPD ↗
45
CAPITAL FINANCIAL CONSULTANTS GROUP, INC. — reported RAUM down 82% ($230.8M -> $42.0M). IAPD ↗
45
BLACKGOLD CAPITAL MANAGEMENT LP — reported RAUM down 70% ($594.6M -> $178.0M). IAPD ↗
45
THE EIDEARD GROUP, LLC — reported RAUM down 34% ($273.6M -> $180.9M). IAPD ↗
45
FIRST CITIZENS ASSET MANAGEMENT, INC — reported RAUM down 68% ($523.0M -> $167.0M). IAPD ↗
45
SWBC INVESTMENT COMPANY — reported RAUM down 34% ($345.8M -> $229.2M). IAPD ↗
45
ALPHAQ ADVISORS — reported RAUM down 82% ($332.5M -> $59.5M). IAPD ↗
45
TWEDDELL GOLDBERG INVESTMENT MANAGEMENT — reported RAUM down 28% ($130.7M -> $93.8M). IAPD ↗
45
GREEN ALPHA INVESTMENTS — reported RAUM down 26% ($329.9M -> $244.2M). IAPD ↗
45
APOLLO WEALTH MANAGEMENT, LLC — reported RAUM down 55% ($70.0M -> $31.3M). IAPD ↗
45
FORTUNE FINANCIAL ADVISORS, LLC — reported RAUM down 45% ($369.0M -> $202.4M). IAPD ↗
45
CORE CAPITAL MANAGEMENT AND RESEARCH INC. — reported RAUM down 82% ($1.33B -> $243.1M). IAPD ↗
45
HUDSON COMPANIES — reported RAUM down 42% ($112.1M -> $64.8M). IAPD ↗
45
LAIDLAW WEALTH MANAGEMENT LLC — reported RAUM down 78% ($530.4M -> $114.8M). IAPD ↗
45
MONEY MANAGERS, INC. — reported RAUM down 65% ($153.4M -> $53.2M). IAPD ↗
45
ALTAI CAPITAL MANAGEMENT, L.P. — reported RAUM down 40% ($228.1M -> $136.1M). IAPD ↗
45
CERASUS ADVISORS INC — reported RAUM down 32% ($187.1M -> $127.5M). IAPD ↗
45
MARTIN CAPITAL PARTNERS, LLC — reported RAUM down 71% ($333.0M -> $95.9M). IAPD ↗
45
COLUMBIA RIVER ADVISORS — reported RAUM down 60% ($471.9M -> $189.6M). IAPD ↗
45
SAXON SECURITIES LLC — reported RAUM down 27% ($186.8M -> $137.2M). IAPD ↗
45
COVE STREET CAPITAL, LLC — reported RAUM down 65% ($364.0M -> $126.7M). IAPD ↗
45
TAVERIK CAPITAL, LLC — reported RAUM down 56% ($245.4M -> $106.8M). IAPD ↗
45
ATCAP PARTNERS, LLC — reported RAUM down 25% ($84.2M -> $62.9M). IAPD ↗
45
PMD ADVISORY — reported RAUM down 25% ($139.3M -> $104.4M). IAPD ↗
45
ARISTOTLE CREDIT PARTNERS, LLC — reported RAUM down 76% ($947.3M -> $225.0M). IAPD ↗
45
NEW POTOMAC PARTNERS LLC — reported RAUM down 72% ($210.8M -> $59.3M). IAPD ↗
45
STRATEGAS ASSET MANAGEMENT, LLC — reported RAUM down 67% ($446.5M -> $148.2M). IAPD ↗
45
VANN EQUITY MANAGEMENT LLC — reported RAUM down 71% ($701.0M -> $203.6M). IAPD ↗
45
WP ASSET MANAGEMENT — reported RAUM down 33% ($143.3M -> $96.2M). IAPD ↗
45
WINTHROP PARTNERS - WPA , LLC — reported RAUM down 47% ($68.8M -> $36.2M). IAPD ↗
45
ASPIRE PRIVATE WEALTH COUNSEL, LLC — reported RAUM down 43% ($129.4M -> $74.3M). IAPD ↗
45
MGO PRIVATE WEALTH, LLC — reported RAUM down 28% ($287.5M -> $206.2M). IAPD ↗
45
SAPIENCE INVESTMENTS, LLC — reported RAUM down 58% ($443.0M -> $184.7M). IAPD ↗
45
CAPITAL ENDURANCE GROUP, INC — reported RAUM down 34% ($127.1M -> $84.5M). IAPD ↗
45
SFI ADVISORS, LLC — reported RAUM down 28% ($239.0M -> $173.0M). IAPD ↗
45
ACRYLIC FINANCIAL, INC. — reported RAUM down 31% ($84.2M -> $58.4M). IAPD ↗
45
ARIA WEALTH MANAGEMENT — reported RAUM down 37% ($194.3M -> $122.8M). IAPD ↗
45
BLACKTOWER FINANCIAL MANAGEMENT (US) LLC — reported RAUM down 33% ($183.2M -> $122.8M). IAPD ↗
45
ATLANTIC WEALTH PARTNERS, LLC — reported RAUM down 26% ($227.7M -> $169.4M). IAPD ↗
45
BRAZOS CAPITAL — reported RAUM down 28% ($126.2M -> $90.5M). IAPD ↗
45
DAVID CAPITAL PARTNERS, LLC — reported RAUM down 54% ($188.4M -> $86.0M). IAPD ↗
45
CMC FINANCIAL GROUP, LLC — reported RAUM down 44% ($196.3M -> $109.9M). IAPD ↗
45
PROXY WEALTH ADVISORS LLC — reported RAUM down 32% ($132.8M -> $90.0M). IAPD ↗
45
BUILD ASSET MANAGEMENT — reported RAUM down 60% ($109.5M -> $44.2M). IAPD ↗
45
TALON PRIVATE WEALTH, LLC — reported RAUM down 88% ($843.3M -> $97.9M). IAPD ↗
45
SAGE TREE WEALTH — reported RAUM down 45% ($58.4M -> $32.0M). IAPD ↗
45
COREPATH WEALTH PARTNERS LLC — reported RAUM down 37% ($348.2M -> $217.9M). IAPD ↗
45
TOAMS FINANCIAL — reported RAUM down 32% ($155.0M -> $106.0M). IAPD ↗
45
BETTER WAY LLC — reported RAUM down 35% ($157.3M -> $101.5M). IAPD ↗
45
LION CAPITAL ADVISORS LLC — reported RAUM down 38% ($222.1M -> $136.7M). IAPD ↗
45
WELLINGTON WEALTH STRATEGIES, LLC — reported RAUM down 50% ($289.6M -> $145.6M). IAPD ↗
45
ALIGNMENT FINANCIAL GROUP — reported RAUM down 95% ($315.7M -> $15.0M). IAPD ↗
45
NOTTINGHAM WEALTH PARTNERS, INC. — reported RAUM down 29% ($92.9M -> $65.6M). IAPD ↗
45
CARDEA CAPITAL ADVISORS, LLC — reported RAUM down 28% ($147.5M -> $105.8M). IAPD ↗
45
LSB WEALTH MANAGEMENT — reported RAUM down 25% ($231.8M -> $173.0M). IAPD ↗
45
KAILIX ADVISORS LLC — reported RAUM down 35% ($333.0M -> $217.5M). IAPD ↗
45
ROSENBLATT GLOBAL ADVISORS — reported RAUM down 99% ($152.1M -> $1.0M). IAPD ↗
45
COPE CONNELLY — reported RAUM down 68% ($244.9M -> $79.1M). IAPD ↗
45
HUDSON PARK MANAGEMENT, LLC — reported RAUM down 48% ($109.0M -> $57.0M). IAPD ↗
45
BANCREEK CAPITAL MANAGEMENT, LP — reported RAUM down 38% ($203.4M -> $125.2M). IAPD ↗
45
AMICORP WEALTH SERVICES — reported RAUM down 82% ($119.2M -> $21.4M). IAPD ↗
45
IMPRINT WEALTH LLC — reported RAUM down 85% ($709.1M -> $107.2M). IAPD ↗
45
COINBASE ASSET MANAGEMENT, LLC — reported RAUM down 69% ($281.6M -> $87.9M). IAPD ↗
45
AURORA WEALTH ADVISORS — reported RAUM down 27% ($184.4M -> $133.9M). IAPD ↗
45
ALPINE HILL ADVISORS LLC — reported RAUM down 27% ($158.4M -> $115.3M). IAPD ↗
45
EDLY ADVISORS — reported RAUM down 49% ($39.0M -> $19.8M). IAPD ↗
45
RATSON ADVISORY LLC — reported RAUM down 79% ($405.5M -> $85.5M). IAPD ↗
55
PERSHING SQUARE GP, LLC — (NEW YORK, NY) left the SEC roster (was $1.45B RAUM, 10 reps). IAPD ↗institutional
55
INFRABRIDGE INVESTORS (US) LIMITED — (BOCA RATON, FL) left the SEC roster (was $1.82B RAUM, 9 reps). IAPD ↗institutional
55
JVM CAPITAL L.L.C. — (OAK BROOK, IL) left the SEC roster (was $1.47B RAUM, 7 reps). IAPD ↗institutional
53
CSL III ADVISOR, LLC — (NEW YORK, NY) left the SEC roster (was $487.5M RAUM, 160 reps). IAPD ↗institutional
53
PANAGRAM CAPITAL CORPORATION ADVISER, LLC — (NEW YORK, NY) left the SEC roster (was $262.7M RAUM, 9 reps). IAPD ↗institutional
50
50
WEISS MULTI-STRATEGY ADVISERS LLC — (NEW YORK, NY) left the SEC roster (was $7.33B RAUM, 55 reps). IAPD ↗fund
50
ASHFIELD CAPITAL PARTNERS — (SAN FRANCISCO, CA) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗institutional
50
CAPRA IBEX ADVISORS LLC — (NEW YORK, NY) left the SEC roster (was $146.7M RAUM, 5 reps). IAPD ↗institutional
50
50
OLDEN LANE ADVISORS LLC — (BRIDGEWATER, NJ) left the SEC roster (was $19.2M RAUM, 4 reps). IAPD ↗institutional
50
50
RULE ADVISORS, LLC — (location n/a) left the SEC roster (was $136.5M RAUM, 1 reps). IAPD ↗institutional
50
MAGARI ADVISORS, LLC — (NEW YORK, NY) left the SEC roster (was $122.7M RAUM, 4 reps). IAPD ↗institutional
50
ACCORD ASSET PARTNERS, LLC — (SAN DIEGO, CA) left the SEC roster (was $168.0M RAUM, 7 reps). IAPD ↗institutional
50
RAINBOOK ADVISORS, LLC — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
50
LINCOLN INVESTMENT ADVISERS LLC — (DALLAS, TX) left the SEC roster (was $0 RAUM, 6 reps). IAPD ↗institutional
50
GRACIAN CAPITAL LLC — (SOLANA BEACH, CA) left the SEC roster (was $111.3M RAUM, 2 reps). IAPD ↗institutional
48
CREDIT SUISSE SECURITIES (USA) LLC — (NEW YORK, NY) left the SEC roster (was $805.3M RAUM, 2 reps). IAPD ↗fund
48
STONEPINE CAPITAL MANAGEMENT, LLC — (BEND, OR) left the SEC roster (was $347.8M RAUM, 4 reps). IAPD ↗fund
48
AQUILO CAPITAL MANAGEMENT, LLC — (SAN FRANCISCO, CA) left the SEC roster (was $257.6M RAUM, 5 reps). IAPD ↗fund
48
P & S CREDIT MANAGEMENT, L.P. — (NEW YORK, NY) left the SEC roster (was $500.7M RAUM, 6 reps). IAPD ↗fund
48
FREEDOM FINANCIAL ASSET MANAGEMENT, LLC — (SAN MATEO, CA) left the SEC roster (was $758.0M RAUM, 1 reps). IAPD ↗fund
48
48
D. E. SHAW RENEWABLE INVESTMENTS, L.L.C. — (NEW YORK, NY) left the SEC roster (was $971.7M RAUM, 32 reps). IAPD ↗fund
48
SNOWCAT CAPITAL MANAGEMENT LP — (NEW YORK, NY) left the SEC roster (was $500.6M RAUM, 3 reps). IAPD ↗fund
48
48
Z2 INVESTMENT MANAGEMENT, LP — (STAMFORD, CT) left the SEC roster (was $859.6M RAUM, 8 reps). IAPD ↗fund
45
MILLRACE ASSET GROUP, INC. — (BERWYN, PA) left the SEC roster (was $194.1M RAUM, 4 reps). IAPD ↗fund
45
45
AXEL CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $27.6M RAUM, 2 reps). IAPD ↗fund
45
PERENNIAL CAPITAL ADVISORS, LLC — (BOSTON, MA) left the SEC roster (was $92.0M RAUM, 4 reps). IAPD ↗fund
45
TEGEAN CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $205.4M RAUM, 3 reps). IAPD ↗fund
45
45
TALL TREE INVESTMENT MANAGEMENT, LLC — (WARRENVILLE, IL) left the SEC roster (was $235.3M RAUM, 6 reps). IAPD ↗fund
45
B. RILEY CAPITAL MANAGEMENT — (LOS ANGELES, CA) left the SEC roster (was $200.4M RAUM, 1 reps). IAPD ↗fund
45
45
BLUEMAR CAPITAL MANAGEMENT, LLC — (MIAMI, FL) left the SEC roster (was $123.8M RAUM, 1 reps). IAPD ↗fund
45
MORGENTHALER MANAGEMENT CORPORATION — (PORTOLA VALLEY, CA) left the SEC roster (was $106.7M RAUM, 9 reps). IAPD ↗fund
45
UPWELLING CAPITAL GROUP LLC — (DAVIS, CA) left the SEC roster (was $115.2M RAUM, 6 reps). IAPD ↗fund
45
MPA CAPITAL MANAGEMENT LLC — (WILMINGTON, DE) left the SEC roster (was $60.5M RAUM, 2 reps). IAPD ↗fund
45
45
GAMMA REAL ESTATE CAPITAL MANAGEMENT, INC. — (NEW YORK, NY) left the SEC roster (was $108.5M RAUM, 2 reps). IAPD ↗fund
45
45
JUNA EQUITY PARTNERS, LP — (WESTPORT, CT) left the SEC roster (was $154.1M RAUM, 2 reps). IAPD ↗fund
45
SUNDERLAND CAPITAL PARTNERS LP — (BOSTON, MA) left the SEC roster (was $55.6M RAUM, 2 reps). IAPD ↗fund
45
NEW SUMMIT INVESTMENTS LLC — (MANCHESTER, MA) left the SEC roster (was $121.9M RAUM, 2 reps). IAPD ↗fund
45
45
GRANITE GROWTH HEALTH PARTNERS — (location n/a) left the SEC roster (was $209.3M RAUM, 3 reps). IAPD ↗fund
45
CALVION CAPITAL MANAGEMENT, LP — (NEW YORK, NY) left the SEC roster (was $189.8M RAUM, 4 reps). IAPD ↗fund
45
LONGVIEW INNOVATION CORP. — (WILMINGTON, DE) left the SEC roster (was $125.1M RAUM, 5 reps). IAPD ↗fund
45
45
45
45
45
SYSTEMATIC PORTFOLIOS LLC — (NEW YORK, NY) left the SEC roster (was $102.3M RAUM, 1 reps). IAPD ↗fund
45
45
KUAHIWI MANAGEMENT LLC — (BOSTON, MA) left the SEC roster — its 120-day provisional registration did not convert (was $21.4M RAUM, 4 reps). IAPD ↗fund
45
45
45
45
45
45
45
45
45
45
45
45
BREVAN HOWARD US INVESTMENT MANAGEMENT LP — shrank from 128 to 122 advisory reps. IAPD ↗institutional
45
45
45
45
45
45
45
45
45
45
45
45
45
45
43
43
43
43
43
43
43
43
43
43
QUANTECH SOLUTION PARTNERS NORTH AMERICA INC. — shrank from 9 to 2 advisory reps. IAPD ↗institutional
43
43
43
43
40
40
FEDERATED EQUITY MANAGEMENT COMPANY OF PENNSYLVANIA — reported RAUM down 51% ($26.18B -> $12.79B). IAPD ↗institutional
40
WESTCHESTER CAPITAL MANAGEMENT, LLC — reported RAUM down 29% ($3.97B -> $2.81B). IAPD ↗institutional
40
40
MAN GLOBAL PRIVATE MARKETS (USA) INC. — reported RAUM down 45% ($2.69B -> $1.49B). IAPD ↗institutional
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
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40
40
40
40
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40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (US) LLC — shrank from 205 to 156 advisory reps. IAPD ↗fund
40
40
BLACKSTONE REAL ESTATE SPECIAL SITUATIONS ADVISORS L.L.C. — shrank from 150 to 139 advisory reps. IAPD ↗fund
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
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40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC — shrank from 247 to 201 advisory reps. IAPD ↗fund
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
40
EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC — shrank from 20 to 13 advisory reps. IAPD ↗institutional
40
40
40
40
TCW ASSET BACKED FINANCE MANAGEMENT COMPANY LLC — shrank from 72 to 29 advisory reps. IAPD ↗institutional
38
MUTUAL OF AMERICA LIFE INSURANCE COMPANY — reported RAUM down 59% ($818.7M -> $335.6M). IAPD ↗institutional
38
RAINIER INVESTMENT MANAGEMENT LLC — reported RAUM down 27% ($840.3M -> $617.0M). IAPD ↗institutional
38
38
38
38
LADDER CAPITAL ASSET MANAGEMENT LLC — reported RAUM down 34% ($1.34B -> $879.4M). IAPD ↗institutional
38
38
38
CHIRON INVESTMENT MANAGEMENT, LLC — reported RAUM down 28% ($612.0M -> $440.2M). IAPD ↗institutional
38
38
38
38
38
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38
38
38
38
38
38
AECOM-CANYON PARTNERS REAL ESTATE FUND ADVISORS LLC — shrank from 38 to 31 advisory reps. IAPD ↗fund
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
38
35
CBIZ RETIREMENT PLAN ADVISORY SERVICES — reported RAUM down 42% ($41.1M -> $23.9M). IAPD ↗institutional
35
MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT, LLC — reported RAUM down 26% ($9.32B -> $6.87B). IAPD ↗fund
35
35
35
35
35
35
MANULIFE INVESTMENT MANAGEMENT TIMBERLAND AND AGRICULTURE INC — reported RAUM down 41% ($9.47B -> $5.63B). IAPD ↗fund
35
35
35
35
35
35
35
RANGER ALTERNATIVE MANAGEMENT, L.P. — reported RAUM down 31% ($69.1M -> $47.5M). IAPD ↗institutional
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
PHOENIX CAPITAL REALTY ADVISORS, LLC — reported RAUM down 28% ($233.4M -> $168.4M). IAPD ↗institutional
35
35
35
35
35
35
35
BARDIN HILL ARBITRAGE IC MANAGEMENT LP — reported RAUM down 69% ($52.4M -> $16.3M). IAPD ↗institutional
35
35
PHOENIX INTERNATIONAL INVESTMENTS LLC — reported RAUM down 38% ($156.3M -> $96.8M). IAPD ↗institutional
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC — reported RAUM down 28% ($104.0M -> $74.6M). IAPD ↗institutional
35
35
BRICKELL KEY ASSET MANAGEMENT LLC — reported RAUM down 52% ($268.3M -> $130.0M). IAPD ↗institutional
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
35
NISSAY ASSET MANAGEMENT CORPORATION — (TOKYO, Japan) left the SEC roster (was $206.68B RAUM, 235 reps). IAPD ↗foreign
35
FARALLON CAPITAL EUROPE LLP — (LONDON, United Kingdom) left the SEC roster (was $4.08B RAUM, 24 reps). IAPD ↗foreign
35
SPROTT ASSET MANAGEMENT LP — (TORONTO, ONTARIO, Canada) left the SEC roster (was $1.42B RAUM, 10 reps). IAPD ↗foreign
35
RIVER GLOBAL INVESTORS LLP — (LONDON, United Kingdom) left the SEC roster (was $2.72B RAUM, 11 reps). IAPD ↗foreign
35
FIVE ARROWS MANAGERS LLP — (LONDON, United Kingdom) left the SEC roster (was $11.08B RAUM, 85 reps). IAPD ↗foreign
35
DORCHESTER WEALTH MANAGEMENT COMPANY — (MONTREAL, QUEBEC, Canada) left the SEC roster (was $1.31B RAUM, 11 reps). IAPD ↗foreign
35
GAM SYSTEMATIC LLP — (LONDON, United Kingdom) left the SEC roster (was $2.00B RAUM, 10 reps). IAPD ↗foreign
35
35
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EQUILIBRIUM CAPITAL INVESTMENT MANAGEMENT , LLC — reported RAUM down 34% ($1.18B -> $773.4M). IAPD ↗fund
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COLUMBIA THREADNEEDLE INVESTMENTS — (LONDON, United Kingdom) left the SEC roster (was $358.1M RAUM, 100 reps). IAPD ↗foreign
33
INCOME PARTNERS ASSET MANAGEMENT (HK) LIMITED — (HONG KONG, Hong Kong) left the SEC roster (was $368.3M RAUM, 7 reps). IAPD ↗foreign
33
SAMSUNG ASSET MANAGEMENT (HONG KONG) LIMITED — (HONG KONG, Hong Kong) left the SEC roster (was $775.5M RAUM, 8 reps). IAPD ↗foreign
33
POWER SUSTAINABLE INVESTMENT MANAGEMENT INC. — (MONTREAL, QUEBEC, Canada) left the SEC roster (was $515.2M RAUM, 12 reps). IAPD ↗foreign
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BLACKSTONE REAL ESTATE ADVISORS IV L.L.C. — reported RAUM down 100% ($35.6M -> $147,753). IAPD ↗fund
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30
30
30
30
30
30
OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC — reported RAUM down 58% ($116.3M -> $49.0M). IAPD ↗fund
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OLD MUTUAL CUSTOMISED SOLUTIONS (PTY) LIMITED — (PINELANDS, South Africa) left the SEC roster (was $229.5M RAUM, 4 reps). IAPD ↗foreign
30
KCPS CAPITAL MANAGEMENT LTD. — (RAMAT-GAN, Israel) left the SEC roster (was $5.8M RAUM, 6 reps). IAPD ↗foreign
30
QUANTUMROCK CAPITAL GMBH — (KIEL, Germany) left the SEC roster (was $16.0M RAUM, 4 reps). IAPD ↗foreign
30
TEMA GLOBAL LIMITED — (ST. HELIER, JERSEY, Jersey) left the SEC roster (was $116.0M RAUM, 5 reps). IAPD ↗foreign
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FIRST SENTIER INVESTORS INTERNATIONAL IM LIMITED — shrank from 69 to 63 advisory reps. IAPD ↗foreign
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SHANGHAI FOSUN CHUANGFU EQUITY INVESTMENT MANAGEMENT COMPANY — shrank from 68 to 46 advisory reps. IAPD ↗foreign
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JPMORGAN ASSET MANAGEMENT (ASIA PACIFIC) LIMITED — shrank from 76 to 66 advisory reps. IAPD ↗foreign
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25
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23
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SQUADRA INVESTMENTS - GESTAO DE RECURSOS LTDA. — reported RAUM down 39% ($2.31B -> $1.41B). IAPD ↗foreign
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PICTET ASSET MANAGEMENT (SINGAPORE) PTE LTD — reported RAUM down 32% ($5.21B -> $3.54B). IAPD ↗foreign
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20
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CONSTELLATION INVESTIMENTOS E PARTICIPAÇÕES LTDA — reported RAUM down 49% ($1.43B -> $729.1M). IAPD ↗foreign
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ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD. — reported RAUM down 29% ($663.6M -> $474.2M). IAPD ↗foreign
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BRIMSTONE ASSET MANAGEMENT COMPANY LIMITED — reported RAUM down 88% ($28.0M -> $3.4M). IAPD ↗foreign
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Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.