← Tributary

SAGEWATER WEALTH MANAGEMENT LLC

· CRD 332662 · IAPD ↗ · sagewaterwealth.com · 310-574-2866

$4.2MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
0States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

60
April 2025 — SAGEWATER WEALTH MANAGEMENT LLC (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $4.2M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
95
October 2024 — SAGEWATER WEALTH MANAGEMENT LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $2.0M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.