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BRAZOS CAPITAL

AUSTIN, TX · CRD 289749 · IAPD ↗ · brazoscapitalgroup.com · 512-827-0826

$102.5MRegulatory AUM
2Advisory reps
3Employees
0Clients
26-50Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
April 2026 — BRAZOS CAPITAL reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
45
April 2025 — BRAZOS CAPITAL reported RAUM down 28% ($126.2M -> $90.5M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
58
April 2025 — BRAZOS CAPITAL reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.