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BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC

MILWAUKEE, WI · CRD 292786 · IAPD ↗ · rwbaird.com · 414-765-3500

$81.7MRegulatory AUM
2Advisory reps
3Employees
0Clients
n/aPlanning clients
0Private funds
0States
7Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

40
July 2026 — BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC's Item 11 disclosure-reporting entries rose by 1 (6 -> 7).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
35
April 2025 — BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC reported RAUM down 28% ($104.0M -> $74.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.