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SILTSTONE CAPITAL, LLC

HOUSTON, TX · CRD 305786 · IAPD ↗ · 713-375-9200

$77.0MRegulatory AUM
8Advisory reps
19Employees
0Clients
n/aPlanning clients
7Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
July 2026 — SILTSTONE CAPITAL, LLC (HOUSTON, TX) left the SEC roster (was $77.0M RAUM, 8 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
30
April 2026 — SILTSTONE CAPITAL, LLC reported RAUM down 76% ($326.5M -> $77.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
53
August 2025 — SILTSTONE CAPITAL, LLC now reports custody of client assets ($326.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
38
April 2025 — SILTSTONE CAPITAL, LLC shrank from 10 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.