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CORECAP ADVISORS

SOUTHFIELD, MI · CRD 158819 · IAPD ↗ · romainfinancial.com · 888-296-3360

$3.99BRegulatory AUM
110Advisory reps
116Employees
8Clients
1-10Planning clients
0Private funds
52States
6Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — CORECAP ADVISORS reported RAUM up 26% ($3.17B -> $3.99B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
83
April 2026 — CORECAP ADVISORS grew from 97 to 110 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — CORECAP ADVISORS shrank from 111 to 97 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
65
April 2025 — CORECAP ADVISORS reported RAUM up 28% ($2.47B -> $3.17B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2024 — CORECAP ADVISORS reported RAUM up 26% ($1.96B -> $2.47B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.