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CORNERCAP INVESTMENT COUNSEL INC

ATLANTA, GA · CRD 107852 · IAPD ↗ · cornercapfunds.com · 404.870.0700

$199.2MRegulatory AUM
3Advisory reps
4Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
April 2026 — CORNERCAP INVESTMENT COUNSEL INC (ATLANTA, GA) left the SEC roster (was $199.2M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
35
April 2025 — CORNERCAP INVESTMENT COUNSEL INC reported RAUM down 43% ($347.0M -> $199.2M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
38
November 2024 — CORNERCAP INVESTMENT COUNSEL INC reported RAUM down 71% ($1.21B -> $347.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
43
November 2024 — CORNERCAP INVESTMENT COUNSEL INC shrank from 14 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
53
May 2024 — CORNERCAP INVESTMENT COUNSEL INC notice-filed in KY, MN, NV, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.