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NORTHWEST ASSET MANAGEMENT

MERCER ISLAND, WA · CRD 147923 · IAPD ↗ · 206-838-3680

$4.13BRegulatory AUM
44Advisory reps
62Employees
17Clients
11-25Planning clients
0Private funds
40States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — NORTHWEST ASSET MANAGEMENT now reports custody of client assets ($615.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
76
April 2026 — NORTHWEST ASSET MANAGEMENT grew from 38 to 44 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — NORTHWEST ASSET MANAGEMENT shrank from 48 to 38 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — NORTHWEST ASSET MANAGEMENT added office(s): 66 -> 71 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2025 — NORTHWEST ASSET MANAGEMENT reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
September 2024 — NORTHWEST ASSET MANAGEMENT notice-filed in OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.