← Tributary

JOHN T. MCCARTHY, LLC

· CRD 119933 · IAPD ↗ · 941-292-9999

$57.8MRegulatory AUM
1Advisory reps
1Employees
20Clients
51-100Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
February 2026 — JOHN T. MCCARTHY, LLC (location n/a) left the SEC roster (was $57.8M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
65
July 2025 — JOHN T. MCCARTHY, LLC now reports custody of client assets.
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
45
April 2025 — JOHN T. MCCARTHY, LLC reported RAUM down 41% ($98.8M -> $57.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.