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HARVEST CAPITAL STRATEGIES LLC

SAN FRANCISCO, CA · CRD 130037 · IAPD ↗ · (415) 835-3900

$1.1MRegulatory AUM
49Advisory reps
57Employees
13Clients
n/aPlanning clients
1Private funds
2States
6Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
December 2025 — HARVEST CAPITAL STRATEGIES LLC (SAN FRANCISCO, CA) left the SEC roster (was $1.1M RAUM, 49 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
30
April 2025 — HARVEST CAPITAL STRATEGIES LLC reported RAUM down 100% ($365.9M -> $1.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
35
April 2025 — HARVEST CAPITAL STRATEGIES LLC shrank from 56 to 49 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.