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PROSPECT CAPITAL ADVISORS, LLC

SAUSALITO, CA · CRD 119531 · IAPD ↗ · (415) 331-3590

$309.4MRegulatory AUM
2Advisory reps
4Employees
0Clients
n/aPlanning clients
2Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

33
April 2025 — PROSPECT CAPITAL ADVISORS, LLC reported RAUM down 34% ($439.7M -> $288.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.