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CARTICA MANAGEMENT, LLC

VERO BEACH, FL · CRD 147792 · IAPD ↗ · cartica.com · 202-367-3015

$1.7MRegulatory AUM
2Advisory reps
4Employees
0Clients
n/aPlanning clients
2Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
April 2025 — CARTICA MANAGEMENT, LLC (VERO BEACH, FL) left the SEC roster (was $1.7M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
30
April 2024 — CARTICA MANAGEMENT, LLC reported RAUM down 100% ($444.8M -> $1.7M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
35
April 2024 — CARTICA MANAGEMENT, LLC shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.