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MOUNTAIN CAPITAL MANAGEMENT, LLC

HOUSTON, TX · CRD 281465 · IAPD ↗ · mountainlp.com · 713-357-9660

$1.37BRegulatory AUM
5Advisory reps
8Employees
0Clients
n/aPlanning clients
12Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — MOUNTAIN CAPITAL MANAGEMENT, LLC now reports custody of client assets ($2.74B).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
40
April 2025 — MOUNTAIN CAPITAL MANAGEMENT, LLC shrank from 9 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.