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GALLIOTT CAPITAL ADVISORS, LLC

BEVERLY HILLS, CA · CRD 313094 · IAPD ↗ · galliott.com · 310-362-3320

$249.0MRegulatory AUM
2Advisory reps
6Employees
0Clients
1-10Planning clients
5Private funds
1States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2025 — GALLIOTT CAPITAL ADVISORS, LLC shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
73
April 2025 — GALLIOTT CAPITAL ADVISORS, LLC reported RAUM up 122% ($118.2M -> $261.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
November 2024 — GALLIOTT CAPITAL ADVISORS, LLC now reports 5 private fund(s) ($33.6M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
45
April 2024 — GALLIOTT CAPITAL ADVISORS, LLC reported RAUM down 88% ($1.01B -> $118.2M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
58
April 2024 — GALLIOTT CAPITAL ADVISORS, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
75
April 2024 — GALLIOTT CAPITAL ADVISORS, LLC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.