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O'NEIL GLOBAL ADVISORS, INC.

LOS ANGELES, CA · CRD 308150 · IAPD ↗ · oneilglobaladvisors.com · 310-448-6800

$401.9MRegulatory AUM
8Advisory reps
40Employees
0Clients
n/aPlanning clients
2Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

38
April 2025 — O'NEIL GLOBAL ADVISORS, INC. shrank from 14 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
48
April 2024 — O'NEIL GLOBAL ADVISORS, INC. reported RAUM up 30% ($294.0M -> $380.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.