← Tributary

B. RILEY CAPITAL MANAGEMENT

LOS ANGELES, CA · CRD 160510 · IAPD ↗ · 310-966-1444

$200.4MRegulatory AUM
1Advisory reps
9Employees
0Clients
n/aPlanning clients
4Private funds
3States
1Disclosures
fundSegment
ApprovedSEC status

Filing changes

45
April 2025 — B. RILEY CAPITAL MANAGEMENT (LOS ANGELES, CA) left the SEC roster (was $200.4M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
30
April 2024 — B. RILEY CAPITAL MANAGEMENT reported RAUM down 41% ($342.1M -> $200.4M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.