← Tributary

REDWOOD INVESTMENTS, LLC

BOSTON, MA · CRD 133028 · IAPD ↗ · redwoodinv.com · 617-467-3000

$710.1MRegulatory AUM
6Advisory reps
6Employees
6Clients
n/aPlanning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
April 2026 — REDWOOD INVESTMENTS, LLC reported RAUM down 32% ($1.05B -> $710.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
51
April 2026 — REDWOOD INVESTMENTS, LLC notice-filed in AZ, IL, IN, WV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2025 — REDWOOD INVESTMENTS, LLC reported RAUM down 38% ($1.69B -> $1.05B).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
55
April 2025 — REDWOOD INVESTMENTS, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
July 2024 — REDWOOD INVESTMENTS, LLC moved its main office from NEWTON, MA to BOSTON, MA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.