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MUTUAL TRUST ASSET MGMT., INC.

TAMPA, FL · CRD 121364 · IAPD ↗ · 813-264-0440

$58.4MRegulatory AUM
4Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
2States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — MUTUAL TRUST ASSET MGMT., INC. notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2026 — MUTUAL TRUST ASSET MGMT., INC. added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
April 2025 — MUTUAL TRUST ASSET MGMT., INC. reported RAUM down 76% ($241.4M -> $57.4M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2025 — MUTUAL TRUST ASSET MGMT., INC. shrank from 9 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
November 2024 — MUTUAL TRUST ASSET MGMT., INC.'s Item 11 disclosure-reporting entries rose by 5 (1 -> 6).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
50
June 2024 — MUTUAL TRUST ASSET MGMT., INC. shrank from 12 to 9 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
67
February 2024 — MUTUAL TRUST ASSET MGMT., INC. grew from 10 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.