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HARBERT FUND ADVISORS, LLC

BIRMINGHAM, AL · CRD 110577 · IAPD ↗ · 205/987-5500

$7.82BRegulatory AUM
62Advisory reps
147Employees
2Clients
0Planning clients
44Private funds
8States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
April 2026 — HARBERT FUND ADVISORS, LLC filed an Item 4A succession naming HARBERT FUND ADVISORS, LLC (CRD 110577) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
45
January 2026 — HARBERT FUND ADVISORS, INC. is now doing business as HARBERT FUND ADVISORS, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
40
April 2025 — HARBERT FUND ADVISORS, INC. shrank from 73 to 62 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.