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INDEPENDENT ADVISOR ALLIANCE, LLC

CHARLOTTE, NC · CRD 168267 · IAPD ↗ · credofinancialadvisors.com · 888.430.1555

$17.23BRegulatory AUM
247Advisory reps
251Employees
533Clients
101-250Planning clients
0Private funds
52States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — INDEPENDENT ADVISOR ALLIANCE, LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
April 2026 — INDEPENDENT ADVISOR ALLIANCE, LLC grew from 219 to 247 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — INDEPENDENT ADVISOR ALLIANCE, LLC shrank from 228 to 219 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2025 — INDEPENDENT ADVISOR ALLIANCE, LLC added office(s): 132 -> 140 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
March 2024 — INDEPENDENT ADVISOR ALLIANCE, LLC reported RAUM up 27% ($10.10B -> $12.83B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.