← Tributary

M&A & valuation — December 2025

RIA acquirers, investment bankers, valuation firms, and lenders.

337 firms opened this window in the December 2025 SEC roster: 248 deregistered, 60 headcount down, 29 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

65
WESTERN INTERNATIONAL SECURITIES — (PASADENA, CA) left the SEC roster (was $3.51B RAUM, 200 reps). IAPD ↗
$3.51B RAUM · 200 reps · (888) 793-7717 · wisdirect.com
65
AVANTAX ADVISORY SERVICES — (DALLAS, TX) left the SEC roster (was $46.11B RAUM, 2278 reps). IAPD ↗
$46.11B RAUM · 2278 reps · 972-870-6000
65
WEST COAST FINANCIAL, LLC — (SANTA BARBARA, CA) left the SEC roster (was $1.84B RAUM, 27 reps). IAPD ↗
$1.84B RAUM · 27 reps · 805-962-9131 · wcfinc.com
65
DHK FINANCIAL ADVISORS INC — (PORTSMOUTH, NH) left the SEC roster (was $1.68B RAUM, 2 reps). IAPD ↗
$1.68B RAUM · 2 reps · 603-436-5801 · dhkfinancial.com
65
GRASSI INVESTMENT MANAGEMENT, LLC — (SANTA CLARA, CA) left the SEC roster (was $1.36B RAUM, 4 reps). IAPD ↗
$1.36B RAUM · 4 reps · 650-934-0770 · grassiinvest.com
65
BRISTLECONE ADVISORS LLC — (BELLEVUE, WA) left the SEC roster (was $2.11B RAUM, 8 reps). IAPD ↗
$2.11B RAUM · 8 reps · 206-664-2500 · bristleconeadvisors.com
65
CHURCHILL MANAGEMENT GROUP — (LOS ANGELES, CA) left the SEC roster (was $10.08B RAUM, 42 reps). IAPD ↗
$10.08B RAUM · 42 reps · 323-937-7110
65
FORTE CAPITAL LLC — (ROCHESTER, NY) left the SEC roster (was $1.45B RAUM, 5 reps). IAPD ↗
$1.45B RAUM · 5 reps · 585-586-8100 · fortecapital.com
65
BOSTON FINANCIAL MANAGEMENT LLC — (BOSTON, MA) left the SEC roster (was $5.01B RAUM, 26 reps). IAPD ↗
$5.01B RAUM · 26 reps · 617-338-8108 · bfminvest.com
65
SHEAFF BROCK INVESTMENT ADVISORS, LLC — (INDIANAPOLIS, IN) left the SEC roster (was $1.41B RAUM, 18 reps). IAPD ↗
$1.41B RAUM · 18 reps · 317-705-5700 · linkedin.com sheaff brock investment advisors
65
SCF INVESTMENT ADVISORS, INC. — (SAN DIEGO, CA) left the SEC roster (was $1.35B RAUM, 61 reps). IAPD ↗
$1.35B RAUM · 61 reps · 559-456-6108
65
WEALTHSTREAM ADVISORS, INC. — (NEW YORK, NY) left the SEC roster (was $1.54B RAUM, 11 reps). IAPD ↗
$1.54B RAUM · 11 reps · (212) 971-9241 · wealthstreamadvisors.com
65
WAYPOINT WEALTH PARTNERS — (MILL VALLEY, CA) left the SEC roster (was $1.07B RAUM, 5 reps). IAPD ↗
$1.07B RAUM · 5 reps · 877-768-4802 · waypointwp.com
65
GRAYPOINT LLC — (ALBANY, NY) left the SEC roster (was $4.65B RAUM, 36 reps). IAPD ↗
$4.65B RAUM · 36 reps · (518) 641-6860 · graypointllc.com
65
SMITH ANGLIN FINANCIAL, LLC — (DALLAS, TX) left the SEC roster (was $2.01B RAUM, 16 reps). IAPD ↗
$2.01B RAUM · 16 reps · (972) 267-1244
65
PRAIRIEVIEW PARTNERS, LLC — (ST. PAUL, MN) left the SEC roster (was $1.09B RAUM, 15 reps). IAPD ↗
$1.09B RAUM · 15 reps · 651-233-1100 · prairieviewpartners.com
65
LINDBROOK CAPITAL, LLC — (CALABASAS, CA) left the SEC roster (was $3.50B RAUM, 6 reps). IAPD ↗
$3.50B RAUM · 6 reps · 424-208-8000
65
LION STREET ADVISORS, LLC — (AUSTIN, TX) left the SEC roster (was $3.18B RAUM, 138 reps). IAPD ↗
$3.18B RAUM · 138 reps · 512-776-8400 · chansamson.com
65
CABLE HILL PARTNERS, LLC — (PORTLAND, OR) left the SEC roster (was $1.98B RAUM, 17 reps). IAPD ↗
$1.98B RAUM · 17 reps · (888) 313-0417 · cablehill.com
65
SCHECHTER INVESTMENT ADVISORS, LLC — (BIRMINGHAM, MI) left the SEC roster (was $3.94B RAUM, 14 reps). IAPD ↗
$3.94B RAUM · 14 reps · 248-731-9500 · schechterwealth.com
65
CARLSON CAPITAL MANAGEMENT, LLC — (NORTHFIELD, MN) left the SEC roster (was $3.81B RAUM, 33 reps). IAPD ↗
$3.81B RAUM · 33 reps · 507-645-8887
65
BORDEAUX WEALTH ADVISORS — (MENLO PARK, CA) left the SEC roster (was $5.64B RAUM, 27 reps). IAPD ↗
$5.64B RAUM · 27 reps · 650-289-1105 · focusfinancialpartners.com
65
GROVE POINT ADVISORS, LLC — (ROCKVILLE, MD) left the SEC roster (was $2.47B RAUM, 264 reps). IAPD ↗
$2.47B RAUM · 264 reps · 301-944-5900
65
FIDUCIARY SERVICES LLC — (POCATELLO, ID) left the SEC roster (was $1.26B RAUM, 1 reps). IAPD ↗
$1.26B RAUM · 1 reps · 208-281-3807 · fsesop.com
65
SONORA INVESTMENT MANAGEMENT — (TUCSON, AZ) left the SEC roster (was $2.44B RAUM, 12 reps). IAPD ↗
$2.44B RAUM · 12 reps · 520-624-4554 · invmgmt.com
65
ICAPITAL GLOBAL ALTERNATIVES, LLC — (NEW YORK, NY) left the SEC roster (was $24.39B RAUM, 54 reps). IAPD ↗
$24.39B RAUM · 54 reps · 212-559-1000 · privatebank.citibank.com
63
BANKOH ADVISORS — (HONOLULU, HI) left the SEC roster (was $398.5M RAUM, 25 reps). IAPD ↗
$398.5M RAUM · 25 reps · (808) 694-8500 · boh.com
63
MONTAG & CALDWELL, AN ADVOCACY WEALTH COMPANY — (ATLANTA, GA) left the SEC roster (was $577.0M RAUM, 8 reps). IAPD ↗
$577.0M RAUM · 8 reps · 404-836-7141
63
EXCHANGE CAPITAL MANAGEMENT INC — (ANN ARBOR, MI) left the SEC roster (was $832.8M RAUM, 11 reps). IAPD ↗
$832.8M RAUM · 11 reps · 734-761-6500
63
MARSHALL & SULLIVAN, INC. — (SEATTLE, WA) left the SEC roster (was $473.4M RAUM, 2 reps). IAPD ↗
$473.4M RAUM · 2 reps · 206-621-9014 · msinvest.com
63
OPTIMUM INVESTMENT ADVISORS, LLC — (CHICAGO, IL) left the SEC roster (was $321.8M RAUM, 5 reps). IAPD ↗
$321.8M RAUM · 5 reps · 312-782-1515 · optimuminvestment.com
63
THE FAMILY FIRM, INC. — (BETHESDA, MD) left the SEC roster (was $757.8M RAUM, 6 reps). IAPD ↗
$757.8M RAUM · 6 reps · 301-656-3999
63
CMS WEALTH MANAGEMENT — (WAYNE, PA) left the SEC roster (was $396.9M RAUM, 4 reps). IAPD ↗
$396.9M RAUM · 4 reps · 610-254-0001 · cms-advisors.com
63
FIRST FINANCIAL ADVISORS INC — (MUSKEGON, MI) left the SEC roster (was $296.6M RAUM, 3 reps). IAPD ↗
$296.6M RAUM · 3 reps · 231-733-4084 · firstfinancialadvisors.com
63
ROANOKE ASSET MANAGEMENT CORP — (JERSEY CITY, NJ) left the SEC roster (was $362.4M RAUM, 3 reps). IAPD ↗
$362.4M RAUM · 3 reps · 201-985-1111 · roanokeasset.com
63
GEORGINA ASSET MANAGEMENT LLC — (SANTA MONICA, CA) left the SEC roster (was $357.8M RAUM, 3 reps). IAPD ↗
$357.8M RAUM · 3 reps · 310-395-2679
63
SILIGMUELLER & NORVID WEALTH ADVISORS LLC — (GLEN ELLYN, IL) left the SEC roster (was $299.2M RAUM, 2 reps). IAPD ↗
$299.2M RAUM · 2 reps · 630-793-9642 · siligmueller.com
63
SUMMIT FINANCIAL — (SAN MATEO, CA) left the SEC roster (was $519.0M RAUM, 2 reps). IAPD ↗
$519.0M RAUM · 2 reps · 650-357-9410 · summit-advisors.com
63
MOIRAI WEALTH MANAGEMENT LLC — (location n/a) left the SEC roster (was $335.4M RAUM, 1 reps). IAPD ↗
$335.4M RAUM · 1 reps · 415-981-1541 · moirai.com
63
D. SCOTT NEAL, INC. — (LEXINGTON, KY) left the SEC roster (was $352.0M RAUM, 6 reps). IAPD ↗
$352.0M RAUM · 6 reps · 859-254-3036 · dsneal.com
63
GGM WEALTH ADVISORS — (BALTIMORE, MD) left the SEC roster (was $446.8M RAUM, 6 reps). IAPD ↗
$446.8M RAUM · 6 reps · 410-685-9685 · ggmwealthadvisors.com
63
WOOSTER CORTHELL WEALTH MANAGEMENT, INC. — (GLASTONBURY, CT) left the SEC roster (was $501.2M RAUM, 3 reps). IAPD ↗
$501.2M RAUM · 3 reps · 860-430-9766
63
KRAFT ASSET MANAGEMENT, LLC — (NASHVILLE, TN) left the SEC roster (was $453.7M RAUM, 6 reps). IAPD ↗
$453.7M RAUM · 6 reps · 615-346-2437
63
WEALTH ADVISORY GROUP, INC. — (BERWYN, PA) left the SEC roster (was $666.9M RAUM, 6 reps). IAPD ↗
$666.9M RAUM · 6 reps · 610-225-1000 · wagadvisors.com
63
OFM WEALTH — (ORLAND PARK, IL) left the SEC roster (was $310.5M RAUM, 4 reps). IAPD ↗
$310.5M RAUM · 4 reps · (708) 403-2800
63
COONS ADVISORS — (COLUMBUS, OH) left the SEC roster (was $587.0M RAUM, 6 reps). IAPD ↗
$587.0M RAUM · 6 reps · 614-918-3500 · coonsadvisors.com
63
CLARITY CAPITAL PARTNERS — (NEWPORT BEACH, CA) left the SEC roster (was $437.7M RAUM, 6 reps). IAPD ↗
$437.7M RAUM · 6 reps · 800-805-7526 · claritycapitalllc.com
63
PINNACLE WEALTH ADVISORS — (NASHVILLE, TN) left the SEC roster (was $936.5M RAUM, 3 reps). IAPD ↗
$936.5M RAUM · 3 reps · 615-743-8271 · pnfp.com
63
VAN BIEMA VALUE PARTNERS, LLC — (NEW YORK, NY) left the SEC roster (was $606.9M RAUM, 3 reps). IAPD ↗
$606.9M RAUM · 3 reps · 212-308-5900 · vbvaluepartners.com
63
SHOREPOINT CAPITAL PARTNERS LLC — (NORWOOD, MA) left the SEC roster (was $800.5M RAUM, 5 reps). IAPD ↗
$800.5M RAUM · 5 reps · 781-341-7250
63
WAMBOLT & ASSOCIATES, LLC — (LITTLETON, CO) left the SEC roster (was $586.8M RAUM, 6 reps). IAPD ↗
$586.8M RAUM · 6 reps · 720-962-6700 · wamboltwealth.com
63
KOLINSKY WEALTH MANAGEMENT, LLC — (RAMSEY, NJ) left the SEC roster (was $493.8M RAUM, 6 reps). IAPD ↗
$493.8M RAUM · 6 reps · 201-474-4011
63
BELMONT CAPITAL GROUP — (LOS ANGELES, CA) left the SEC roster (was $931.4M RAUM, 4 reps). IAPD ↗
$931.4M RAUM · 4 reps · 310-203-2670 · belmontcapfunds.com
63
CONSILIUM WEALTH MANAGEMENT — (DANVILLE, CA) left the SEC roster (was $786.9M RAUM, 2 reps). IAPD ↗
$786.9M RAUM · 2 reps · 925-365-1087 · consiliumwm.com
63
BENCHMARK WEALTH MANAGEMENT, LLC — (OLD LYME, CT) left the SEC roster (was $430.0M RAUM, 2 reps). IAPD ↗
$430.0M RAUM · 2 reps · (860) 434-6890 · benchmarkwealthmgmt.com
63
IRON HORSE WEALTH MANAGEMENT, LLC — (JOHNSTON, IA) left the SEC roster (was $532.8M RAUM, 6 reps). IAPD ↗
$532.8M RAUM · 6 reps · 515-779-6250 · ironhorsewm.com
63
FINANCIAL PARTNERS GROUP, LLC — (GALLATIN, TN) left the SEC roster (was $638.6M RAUM, 3 reps). IAPD ↗
$638.6M RAUM · 3 reps · 615-230-9700 · financialpartnersgroupllc.com
63
THE MARTIN WORLEY GROUP — (COTTONWOOD HEIGHTS, UT) left the SEC roster (was $385.0M RAUM, 5 reps). IAPD ↗
$385.0M RAUM · 5 reps · 801-568-9788 · martinworley.com
63
MOSAIC PACIFIC INVESTMENT ADVISORS — (HONOLULU, HI) left the SEC roster (was $434.0M RAUM, 7 reps). IAPD ↗
$434.0M RAUM · 7 reps · 808-591-1200 · mosaicpacificinvestmentadvisors.com
63
SIMPLEX WEALTH MANAGEMENT — (DANVILLE, CA) left the SEC roster (was $258.9M RAUM, 2 reps). IAPD ↗
$258.9M RAUM · 2 reps · 925-804-6468 · simplexwm.com
63
PRAIRIE SKY FINANCIAL GROUP — (LAKE BLUFF, IL) left the SEC roster (was $302.1M RAUM, 2 reps). IAPD ↗
$302.1M RAUM · 2 reps · 847-512-8820
63
OLYMPUS WEALTH MANAGEMENT, LLC — (COTTONWOOD HEIGHTS, UT) left the SEC roster (was $850.2M RAUM, 13 reps). IAPD ↗
$850.2M RAUM · 13 reps · 801-449-9600
63
FAIRHAVEN WEALTH MANAGEMENT, LLC — (WHEATON, IL) left the SEC roster (was $783.2M RAUM, 11 reps). IAPD ↗
$783.2M RAUM · 11 reps · 630-333-9207
63
AUXIN GROUP WEALTH MANAGEMENT, LLC — (AKRON, OH) left the SEC roster (was $304.2M RAUM, 3 reps). IAPD ↗
$304.2M RAUM · 3 reps · 330-237-1030 · auxingroupwm.com
63
SUMMIT FINANCIAL — (HUNT VALLEY, MD) left the SEC roster (was $255.0M RAUM, 6 reps). IAPD ↗
$255.0M RAUM · 6 reps · 410-584-9600
63
TFG ADVISORS — (AUBURN HILLS, MI) left the SEC roster (was $423.4M RAUM, 6 reps). IAPD ↗
$423.4M RAUM · 6 reps · 248-724-0090 · tfg-advisors.com
63
VINOBLE GROUP — (SEATTLE, WA) left the SEC roster (was $629.3M RAUM, 7 reps). IAPD ↗
$629.3M RAUM · 7 reps · (206) 317-6822 · vinoblegroup.com
63
MAGNETIC NORTH ADVISORS — (MAPLE GROVE, MN) left the SEC roster (was $480.8M RAUM, 5 reps). IAPD ↗
$480.8M RAUM · 5 reps · 763-543-3803
63
MASSO TORRENCE WEALTH MANAGEMENT INC. — (MARLTON, NJ) left the SEC roster (was $326.5M RAUM, 3 reps). IAPD ↗
$326.5M RAUM · 3 reps · (856) 988-6664
63
VON BERGE WEALTH MANAGEMENT GROUP, LLC — (SAN DIEGO, CA) left the SEC roster (was $430.0M RAUM, 2 reps). IAPD ↗
$430.0M RAUM · 2 reps · 619-343-3212 · vonbergewealthmgt.com
63
ALPHA PRINCIPLE, LLC — (ENGLEWOOD, CO) left the SEC roster (was $253.3M RAUM, 5 reps). IAPD ↗
$253.3M RAUM · 5 reps · 8003031553 · alphaprinciple.com
63
OAK HILL WEALTH ADVISORS, LLC — (LANSDOWNE, VA) left the SEC roster (was $603.2M RAUM, 5 reps). IAPD ↗
$603.2M RAUM · 5 reps · 703-673-7034 · oakhillwa.com
63
HASENBERG FINANCIAL GROUP — (EAU CLAIRE, WI) left the SEC roster (was $270.5M RAUM, 5 reps). IAPD ↗
$270.5M RAUM · 5 reps · 715-839-6566 · hasenberginc.com
63
HUNTER KEITH INDUSTRIES, INC. — (WAYZATA, MN) left the SEC roster (was $379.3M RAUM, 1 reps). IAPD ↗
$379.3M RAUM · 1 reps · (612) 204-0405
60
LONG ISLAND FINANCIAL GROUP, INC — (location n/a) left the SEC roster (was $36.5M RAUM, 1 reps). IAPD ↗
$36.5M RAUM · 1 reps · 516-741-1966
60
OLSON INVESTMENT ADVISORS, LLC — (location n/a) left the SEC roster (was $146.1M RAUM, 1 reps). IAPD ↗
$146.1M RAUM · 1 reps · 206-839-4550 · olson-investments.com
60
SELECT PORTFOLIO MANAGEMENT INC — (ALISO VIEJO, CA) left the SEC roster (was $0 RAUM, 8 reps). IAPD ↗
$0 RAUM · 8 reps · 949-975-7900 · selectportfolio.com
60
KEENE & DORCHAK — (FORT WORTH, TX) left the SEC roster (was $202.2M RAUM, 4 reps). IAPD ↗
$202.2M RAUM · 4 reps · 817-336-4500 · keenedorchak.com
60
JRL CAPITAL ADVISORS LLC — (NEWPORT BEACH, CA) left the SEC roster (was $104.7M RAUM, 3 reps). IAPD ↗
$104.7M RAUM · 3 reps · 949-650-2928
60
VAHANIAN & ASSOCIATES FINANCIAL PLANNING INC — (SARATOGA SPRINGS, NY) left the SEC roster (was $190.8M RAUM, 4 reps). IAPD ↗
$190.8M RAUM · 4 reps · 518-583-0891 · vahanian.com
60
KAISER WEALTH MANAGEMENT — (location n/a) left the SEC roster (was $36.6M RAUM, 1 reps). IAPD ↗
$36.6M RAUM · 1 reps · 307-634-1547
60
DIVERSIFIED ASSET MANAGEMENT, INC. — (BOULDER, CO) left the SEC roster (was $126.4M RAUM, 1 reps). IAPD ↗
$126.4M RAUM · 1 reps · 3034402906
60
PHILLIPS RAY CAPITAL MANAGEMENT, INC. — (FORT WORTH, TX) left the SEC roster (was $59.5M RAUM, 1 reps). IAPD ↗
$59.5M RAUM · 1 reps · 817-338-4223 · phillipsray.com
60
WILLINK ASSET MANAGEMENT LLC — (EAST AURORA, NY) left the SEC roster (was $53.5M RAUM, 2 reps). IAPD ↗
$53.5M RAUM · 2 reps · 716-687-0648
60
SUMMIT FINANCIAL PARTNERS, INC. — (GLEN ALLEN, VA) left the SEC roster (was $124.5M RAUM, 1 reps). IAPD ↗
$124.5M RAUM · 1 reps · 804-290-0162 · summitfinancialpartnersrva.com
60
LINDER FINANCIAL SERVICES, INC. — (ALPHARETTA, GA) left the SEC roster (was $163.6M RAUM, 3 reps). IAPD ↗
$163.6M RAUM · 3 reps · 770-696-4470 · linderfinancial.com
60
KNICKERBOCKER ADVISORS INC. — (location n/a) left the SEC roster (was $158.6M RAUM, 1 reps). IAPD ↗
$158.6M RAUM · 1 reps · 518-398-9000 · knick.com
60
NORTH SHORE ASSET MANAGEMENT, LLC — (location n/a) left the SEC roster (was $73.3M RAUM, 1 reps). IAPD ↗
$73.3M RAUM · 1 reps · 631-223-7434
60
COOMBE, BENDER & COMPANY, LLC — (ELLENVILLE, NY) left the SEC roster (was $247.0M RAUM, 4 reps). IAPD ↗
$247.0M RAUM · 4 reps · 845-647-4800 · coombebender.com
60
LEE INVESTMENT MANAGEMENT LLC — (SARATOGA SPRINGS, NY) left the SEC roster (was $90.5M RAUM, 1 reps). IAPD ↗
$90.5M RAUM · 1 reps · 518-580-0088 · leemgt.com
60
AHL INVESTMENT MANAGEMENT, INC. — (WINTER PARK, FL) left the SEC roster (was $200.0M RAUM, 2 reps). IAPD ↗
$200.0M RAUM · 2 reps · 407-740-8327
60
CYPRESS CAPITAL GROUP — (PALM BEACH, FL) left the SEC roster (was $57.5M RAUM, 2 reps). IAPD ↗
$57.5M RAUM · 2 reps · 561-659-5889
60
BCM WEALTH MANAGEMENT — (WILMINGTON, DE) left the SEC roster (was $199.5M RAUM, 4 reps). IAPD ↗
$199.5M RAUM · 4 reps · 888-369-2261 · biddlecapitalmanagement.com
60
FINANCIAL PLANNING CONCEPTS OF AMERICA, INC. — (WEST PALM BEACH, FL) left the SEC roster (was $155.5M RAUM, 1 reps). IAPD ↗
$155.5M RAUM · 1 reps · 718-667-5050 · fpcamerica.com
60
MORRISON FIDUCIARY ADVISORS, INC. — (location n/a) left the SEC roster (was $54.2M RAUM, 1 reps). IAPD ↗
$54.2M RAUM · 1 reps · 412-996-6052
60
LIGHTHOUSE FINANCIAL MANAGEMENT, LLC — (WESTERLY, RI) left the SEC roster (was $184.1M RAUM, 4 reps). IAPD ↗
$184.1M RAUM · 4 reps · 401-596-3392 · lighthousefm.com
60
SORRENTO PACIFIC FINANCIAL, LLC — (SAN DIEGO, CA) left the SEC roster (was $222.3M RAUM, 29 reps). IAPD ↗
$222.3M RAUM · 29 reps · 800-686-4724 · spfdisclosure.com
60
GARY KLEIN CONSULTING — (location n/a) left the SEC roster (was $13.0M RAUM, 1 reps). IAPD ↗
$13.0M RAUM · 1 reps · 416-781-6163
60
LIFECOURSE CAPITAL, INC. — (MADISON, AL) left the SEC roster (was $159.3M RAUM, 4 reps). IAPD ↗
$159.3M RAUM · 4 reps · 256-489-4400 · lccapital.net
60
CAPITAL FINANCIAL CONSULTANTS GROUP, INC. — (SAN JUAN CAPISTRANO, CA) left the SEC roster (was $42.0M RAUM, 2 reps). IAPD ↗
$42.0M RAUM · 2 reps · 949-248-8800 · capitalfin.com
60
PARKWORTH WEALTH MANAGEMENT, INC. — (LOS GATOS, CA) left the SEC roster (was $178.8M RAUM, 3 reps). IAPD ↗
$178.8M RAUM · 3 reps · 408-436-9800
60
DEMPSEY INVESTMENT MANAGEMENT, LLC — (SOUTH BURLINGTON, VT) left the SEC roster (was $146.1M RAUM, 1 reps). IAPD ↗
$146.1M RAUM · 1 reps · 802-497-1931 · dempseyinvestments.com
60
TWEDDELL GOLDBERG INVESTMENT MANAGEMENT — (location n/a) left the SEC roster (was $93.6M RAUM, 2 reps). IAPD ↗
$93.6M RAUM · 2 reps · 209-536-9734 · tginvesting.com
60
INDEPENDENCE WEALTH ADVISORS INC. — (MCLEAN, VA) left the SEC roster (was $219.8M RAUM, 1 reps). IAPD ↗
$219.8M RAUM · 1 reps · 703-752-6000
60
KANON BLOCH CARRE — (location n/a) left the SEC roster (was $249.0M RAUM, 1 reps). IAPD ↗
$249.0M RAUM · 1 reps · 781 792 2930
60
KLEINHENZ & ASSOCIATES LTD. — (location n/a) left the SEC roster (was $173.8M RAUM, 3 reps). IAPD ↗
$173.8M RAUM · 3 reps · 216-321-0889 · kleinhenzwealth.com
60
SULLIVAN INVESTMENTS GROUP, LLC — (location n/a) left the SEC roster (was $127.5M RAUM, 2 reps). IAPD ↗
$127.5M RAUM · 2 reps · (561) 400-3488 · sullivaninvestments.com
60
CHARMARLINE WEALTH MANAGEMENT LLC — (LYNCHBURG, VA) left the SEC roster (was $111.9M RAUM, 1 reps). IAPD ↗
$111.9M RAUM · 1 reps · (434) 455-3036
60
BALANCED ASSET STRATEGIES, LTD. — (LA GRANGE, IL) left the SEC roster (was $133.6M RAUM, 3 reps). IAPD ↗
$133.6M RAUM · 3 reps · 312-759-5172 · balancedassetstrategies.com
60
DAVID WEALTH MANAGEMENT, LLC — (FAIRFAX, VA) left the SEC roster (was $239.3M RAUM, 2 reps). IAPD ↗
$239.3M RAUM · 2 reps · 703-560-8300 · davidwealth.com
60
CENTRICITY WEALTH MANAGEMENT, LLC — (WESTERVILLE, OH) left the SEC roster (was $185.9M RAUM, 2 reps). IAPD ↗
$185.9M RAUM · 2 reps · 614-392-5155
60
RPM ADVISORS, LLC — (FARGO, ND) left the SEC roster (was $149.4M RAUM, 1 reps). IAPD ↗
$149.4M RAUM · 1 reps · 701-205-1594
60
HICKORY ASSET MANAGEMENT, INC. — (CONCORD, OH) left the SEC roster (was $249.3M RAUM, 3 reps). IAPD ↗
$249.3M RAUM · 3 reps · 440-358-1330
60
ASTOR INVESTMENT MANAGEMENT LLC — (CHICAGO, IL) left the SEC roster (was $198.4M RAUM, 3 reps). IAPD ↗
$198.4M RAUM · 3 reps · 312-228-5900
60
OTTER CREEK ADVISORS, LLC — (PALM BEACH GARDENS, FL) left the SEC roster (was $215.6M RAUM, 2 reps). IAPD ↗
$215.6M RAUM · 2 reps · 561-832-4110 · ottercreekfunds.com
60
NORTHEASTERN STAR ASSET MANAGEMENT, INC. — (WORMLEYSBURG, PA) left the SEC roster (was $236.2M RAUM, 3 reps). IAPD ↗
$236.2M RAUM · 3 reps · 717-732-2719 · northeasternstarassetmanagement.com
60
STUMPF CAPITAL MANAGEMENT LLC — (location n/a) left the SEC roster (was $105.3M RAUM, 1 reps). IAPD ↗
$105.3M RAUM · 1 reps · 415-686-5215 · stumpfcapital.com
60
PETROVIC FINANCIAL SERVICES — (PRAIRIE VILLAGE, KS) left the SEC roster (was $203.5M RAUM, 3 reps). IAPD ↗
$203.5M RAUM · 3 reps · 913-385-5523 · petrovicfinancial.com
60
GA PINCUS FUNDS, LLC — (location n/a) left the SEC roster (was $57.4M RAUM, 1 reps). IAPD ↗
$57.4M RAUM · 1 reps · 917-597-1450
60
ASPIRE PRIVATE WEALTH COUNSEL, LLC — (KNOXVILLE, TN) left the SEC roster (was $74.3M RAUM, 2 reps). IAPD ↗
$74.3M RAUM · 2 reps · 865-500-8965
60
HARRIS CONSULTING — (ROSWELL, GA) left the SEC roster (was $117.4M RAUM, 2 reps). IAPD ↗
$117.4M RAUM · 2 reps · 770-642-2228 · harrismgt.com
60
AMORE AMBRO, LLC — (location n/a) left the SEC roster (was $194.4M RAUM, 1 reps). IAPD ↗
$194.4M RAUM · 1 reps · (516) 490-3527 · amoreambro.com
60
CENTRAL WEALTH MANAGEMENT LLC — (MADISON, WI) left the SEC roster (was $120.6M RAUM, 1 reps). IAPD ↗
$120.6M RAUM · 1 reps · 608-841-1555
60
TCG WEALTH MANAGEMENT — (NASHUA, NH) left the SEC roster (was $121.3M RAUM, 3 reps). IAPD ↗
$121.3M RAUM · 3 reps · 603-324-0171
60
TRUST ADVISORS — (INDIANAPOLIS, IN) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 317-705-5700 · trustadvisors.com
60
ALAPOCAS INVESTMENT PARTNERS, INC. — (BEVERLY, MA) left the SEC roster (was $206.6M RAUM, 2 reps). IAPD ↗
$206.6M RAUM · 2 reps · 978-529-2395
60
LIBERTY PRIVATE CLIENT, LLC — (FORT MYERS, FL) left the SEC roster (was $246.9M RAUM, 3 reps). IAPD ↗
$246.9M RAUM · 3 reps · 239-275-2538 · libertyprivateclient.com
60
CENTERFIN CAPITAL — (NEW YORK, NY) left the SEC roster (was $4.4M RAUM, 1 reps). IAPD ↗
$4.4M RAUM · 1 reps · 646-518-7913 · centerfin.co
60
DEFINED FINANCIAL PLANNING LLC — (SAN RAFAEL, CA) left the SEC roster (was $137.3M RAUM, 4 reps). IAPD ↗
$137.3M RAUM · 4 reps · (510) 200-8655
60
CHB INVESTMENT GROUP, LLC — (NEW HOPE, PA) left the SEC roster (was $214.2M RAUM, 3 reps). IAPD ↗
$214.2M RAUM · 3 reps · 215-862-6900 · chbinvestmentgroup.com
60
TRITON WEALTH — (AITKIN, MN) left the SEC roster (was $230.7M RAUM, 4 reps). IAPD ↗
$230.7M RAUM · 4 reps · 218-927-2427
60
BUENWEALTH — (MIAMI, FL) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · (786) 702 0078 · buenbit.onelink.me
60
STONE WALL FINANCIAL — (SAN ANTONIO, TX) left the SEC roster (was $2.0M RAUM, 1 reps). IAPD ↗
$2.0M RAUM · 1 reps · (210) 321-9300, EXT. 101 · stonewallfg.com
60
CRESCENT ADVISORY LLC — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 415-767-0745 · crescent.app
60
JN PRIVATE WEALTH MANAGEMENT LLC — (COLUMBIA, MD) left the SEC roster (was $129.3M RAUM, 1 reps). IAPD ↗
$129.3M RAUM · 1 reps · 443-319-1200 · jnprivatewealth.com
60
MG&A WEALTH PR LLC — (SAN JUAN, PR) left the SEC roster (was $0 RAUM, 5 reps). IAPD ↗
$0 RAUM · 5 reps · 954-599-5921 · meggreen.com
60
MANWARING WEALTH MANAGEMENT — (GILBERT, AZ) left the SEC roster (was $108.0M RAUM, 2 reps). IAPD ↗
$108.0M RAUM · 2 reps · 480-744-1112
60
BLACK POINT WEALTH MANAGEMENT — (location n/a) left the SEC roster (was $184.8M RAUM, 2 reps). IAPD ↗
$184.8M RAUM · 2 reps · 401-683-7392
60
FG ADVISORY SERVICES, LLC. — (location n/a) left the SEC roster (was $37.4M RAUM, 7 reps). IAPD ↗
$37.4M RAUM · 7 reps · 646-609-2225 EXT. 6 · fgadvisoryservices.com
60
EAST29TH CAPITAL — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 973-714-4182
60
NEWERA WEALTH — (CORAL GABLES, FL) left the SEC roster (was $21.7M RAUM, 1 reps). IAPD ↗
$21.7M RAUM · 1 reps · 786-577-9396
60
CANTATA WEALTH MANAGEMENT, LLC — (CORAL GABLES, FL) left the SEC roster (was $65.7M RAUM, 3 reps). IAPD ↗
$65.7M RAUM · 3 reps · 844-226-8282 · cantatawealth.com
60
ACTIVO CAPITAL — (MIAMI, FL) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 305-570-8277
60
COMMONWEALTH CONTINUUM ADVISORS — (WALTHAM, MA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 833-959-0118 · continuumria.com
60
MANENTIA WEALTH CONSULTING INC. — (GREAT NECK, NY) left the SEC roster (was $45.2M RAUM, 5 reps). IAPD ↗
$45.2M RAUM · 5 reps · 775-237-8852 · mwcgroup.us
60
SANTARA WEALTH MANAGEMENT LLC — (SAN DIEGO, CA) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 619-836-9495 · santarawealth.com
60
ALIGN FINANCIAL ADVISORS, LLC — (MCKINNEY, TX) left the SEC roster (was $61.1M RAUM, 3 reps). IAPD ↗
$61.1M RAUM · 3 reps · 214-519-8750 · alignfinancialadvisors.com
60
BROOKSIDE STRATEGY AND CONSULTING — (location n/a) left the SEC roster (was $22.1M RAUM, 1 reps). IAPD ↗
$22.1M RAUM · 1 reps · 818-429-7419 · davidwardcfa.com
60
SUNSET ADVISERS, LLC — (SALT LAKE CITY, UT) left the SEC roster (was $1,000 RAUM, 1 reps). IAPD ↗
$1,000 RAUM · 1 reps · 385-707-0082 · sunsetapp.com
60
EXPATRIATE FINANCIAL STRATEGIES LLC — (location n/a) left the SEC roster (was $0 RAUM, 3 reps). IAPD ↗
$0 RAUM · 3 reps · 702-785-1246
60
NJORD CAPITAL, LLC — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 704-309-2052
60
A & L PERSONAL BUSINESS MANAGEMENT, LLC — (SAN FRANCISCO, CA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · (415) 823-7035 · alpbm.com
60
LIGHTCAP FINANCIAL GROUP, LLC — (SAN DIEGO, CA) left the SEC roster (was $11.3M RAUM, 1 reps). IAPD ↗
$11.3M RAUM · 1 reps · 858-752-4443 · lightcapfinancial.com
60
BRAYPARK WEALTH MANAGEMENT — (COSTA MESA, CA) left the SEC roster (was $24.6M RAUM, 3 reps). IAPD ↗
$24.6M RAUM · 3 reps · 714-420-9277 · brayparkwealth.com
60
SHARP WEALTH MANAGEMENT — (SPRINGFIELD, MO) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 417-990-5412 · sharpwm.com
60
PELICAN FINANCIAL PLANNING AND WEALTH, PLLC — (JUPITER, FL) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 561-818-3003 · pelicanfinancialplanning.com
60
ALPHA ROCK INVESTMENTS, LLC — (MALVERN, PA) left the SEC roster (was $16.5M RAUM, 1 reps). IAPD ↗
$16.5M RAUM · 1 reps · 610-721-1277 · alpharockinvestments.com
60
JOURNEY EQUITY WEALTH MANAGEMENT LLC — (DOWNEY, CA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 562-774-5931
60
BRAVE NEW WEALTH — (WESTLAKE VILLAGE, CA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 8052439474 · bravenewwealthwm.com
60
WINFORD WEALTH, LLC — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 818-324-8118 · winfordwealth.com
60
ARG PRIVATE WEALTH, LLC — (CINCINNATI, OH) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 513-488-1600 · argprivatewealth.com
60
GEMINI PORTFOLIO MANAGEMENT — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 503 440 6077
60
PRIVATE WEALTH CONSULTING, LLC — (location n/a) left the SEC roster (was $0 RAUM, 4 reps). IAPD ↗
$0 RAUM · 4 reps · (816) 888-9888
60
SPREADWISE LLC — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 561-779-1764
60
ASCENSION ADVISORS — (SCOTTSDALE, AZ) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 415-716-1666 · ascensionadvisors.com
55
WEDBUSH SECURITIES INC. — shrank from 214 to 202 advisory reps. IAPD ↗
$5.68B RAUM · 202 reps · 213-688-8000
55
A.G.P / ALLIANCE GLOBAL PARTNERS — shrank from 149 to 140 advisory reps. IAPD ↗
$2.30B RAUM · 140 reps · 800-727-7922 · coleaaronson.com
55
MONTAG — shrank from 10 to 8 advisory reps. IAPD ↗
$2.75B RAUM · 8 reps · 404-522-5774
55
FCI ADVISORS — shrank from 41 to 6 advisory reps. IAPD ↗
$1.90B RAUM · 6 reps · 913-663-0660 · fciadvisors.com
55
PLANTE MORAN FINANCIAL ADVISORS — shrank from 144 to 138 advisory reps. IAPD ↗
$23.15B RAUM · 138 reps · 248-352-2500
55
PARK PIEDMONT ADVISORS LLC — shrank from 7 to 5 advisory reps. IAPD ↗
$1.03B RAUM · 5 reps · 312-722-6760
55
RVW WEALTH LLC — shrank from 13 to 8 advisory reps. IAPD ↗
$1.31B RAUM · 8 reps · 310-945-4000
55
FOCUSED WEALTH MANAGEMENT, INC. — shrank from 13 to 8 advisory reps. IAPD ↗
$1.89B RAUM · 8 reps · 845-691-4035
55
ELLEVEST — shrank from 27 to 13 advisory reps. IAPD ↗
$1.01B RAUM · 13 reps · 844-355-7100
55
ETHIC — shrank from 10 to 8 advisory reps. IAPD ↗
$7.28B RAUM · 8 reps · (646) 687-6744
55
POINT OLEMA CAPITAL PARTNERS, L.P. — shrank from 7 to 5 advisory reps. IAPD ↗
$2.04B RAUM · 5 reps · 415-851-0411 · pointolema.com
53
LAUREL WEALTH PLANNING — shrank from 8 to 6 advisory reps. IAPD ↗
$395.6M RAUM · 6 reps · 952-854-6250
53
HIGHLAND FINANCIAL ADVISORS, LLC — shrank from 9 to 7 advisory reps. IAPD ↗
$503.8M RAUM · 7 reps · 973-557-2933
53
FREEDOM INVESTMENT MANAGEMENT, INC. — shrank from 11 to 8 advisory reps. IAPD ↗
$605.5M RAUM · 8 reps · 860-291-1998
53
THE WEALTH GROUP, LTD — shrank from 8 to 5 advisory reps. IAPD ↗
$288.9M RAUM · 5 reps · 919-865-1924 · thewealthgrp.com
53
HELIUM ADVISORS LLC — shrank from 7 to 4 advisory reps. IAPD ↗
$308.1M RAUM · 4 reps · (425) 214-1533
53
WHITAKER-MYERS WEALTH MANAGERS, LTD. — shrank from 14 to 9 advisory reps. IAPD ↗
$713.1M RAUM · 9 reps · (330) 345-5000 · whitaker-myers.com
53
SMALLWOOD WEALTH MANAGEMENT — shrank from 12 to 8 advisory reps. IAPD ↗
$294.5M RAUM · 8 reps · (732) 542-1565
53
AUDENT GLOBAL ASSET MANAGEMENT, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
$433.7M RAUM · 3 reps · 310-388-3818 · audentgam.com
53
CERRO PACIFIC WEALTH ADVISORS, LLC — shrank from 6 to 4 advisory reps. IAPD ↗
$558.1M RAUM · 4 reps · 805-457-3300 · cerrowealth.com
53
ALPHA LEONIS PARTNERS, LLC — shrank from 6 to 1 advisory reps. IAPD ↗
$373.3M RAUM · 1 reps · 332-249-0050
53
COINBASE ASSET MANAGEMENT, LLC — shrank from 9 to 6 advisory reps. IAPD ↗
$733.7M RAUM · 6 reps · (203) 489-1450
50
FCI ADVISORS — reported RAUM down 89% ($17.03B -> $1.90B). IAPD ↗
$1.90B RAUM · 6 reps · 913-663-0660 · fciadvisors.com
50
ELLEVEST — reported RAUM down 52% ($2.13B -> $1.01B). IAPD ↗
$1.01B RAUM · 13 reps · 844-355-7100
50
CREWS & ASSOCIATES, INC. — shrank from 20 to 16 advisory reps. IAPD ↗
$149.4M RAUM · 16 reps · 501-907-2000 · crewsfs.com
50
COOPER FINANCIAL SERVICES, INC. — shrank from 4 to 2 advisory reps. IAPD ↗
$195.6M RAUM · 2 reps · 203-248-1972
50
U.S. FINANCIAL ADVISORS — shrank from 8 to 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 302-483-7200
50
NORTON CAPITAL MANAGEMENT, INC. — shrank from 4 to 2 advisory reps. IAPD ↗
$136.6M RAUM · 2 reps · (757) 623-1200
50
ERNST & YOUNG INVESTMENT ADVISERS LLP — shrank from 160 to 140 advisory reps. IAPD ↗
$0 RAUM · 140 reps · 800-273-0588 · ey.com
50
SHANKLAND FINANCIAL ADVISORS, LLC — shrank from 3 to 1 advisory reps. IAPD ↗
$97.7M RAUM · 1 reps · 217-494-0439
50
AMIDON & PETERSEN FINANCIALS, LLC — shrank from 3 to 1 advisory reps. IAPD ↗
$36.6M RAUM · 1 reps · 518-772-3684 · petersenwealthmanagement.com
50
LONE PEAK ADVISERS — shrank from 8 to 6 advisory reps. IAPD ↗
$119.0M RAUM · 6 reps · 801-855-8886 · lonepeakadvisers.com
50
QUILITY FINANCIAL ADVISORS — shrank from 13 to 10 advisory reps. IAPD ↗
$71.0M RAUM · 10 reps · 321-888-2599
50
SAVE ADVISERS LLC — shrank from 4 to 0 advisory reps. IAPD ↗
$3.5M RAUM · 0 reps · 254-284-7283 · joinsave.com
50
BANTAMAC CAPITAL, LLC — shrank from 7 to 3 advisory reps. IAPD ↗
$214.8M RAUM · 3 reps · 8723261723 · bantamac.com
50
PRESTIGE WEALTHWIDE, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
$207.1M RAUM · 3 reps · 720-449-3656
48
FREEDOM INVESTMENT MANAGEMENT, INC. — reported RAUM down 72% ($2.15B -> $605.5M). IAPD ↗
$605.5M RAUM · 8 reps · 860-291-1998
48
FINANCIAL FOCUS LLC — reported RAUM down 34% ($687.0M -> $453.0M). IAPD ↗
$453.0M RAUM · 5 reps · 760-431-3040 · financialfocusllc.com
48
ROBERTS FINANCIAL SERVICES, LLC — reported RAUM down 46% ($630.4M -> $342.5M). IAPD ↗
$342.5M RAUM · 3 reps · (906) 228-5564 · baroberts.com
45
INSIGHT SECURITIES, INC. — reported RAUM down 36% ($147.7M -> $94.2M). IAPD ↗
$94.2M RAUM · 14 reps · 224-632-4700 · insightamericas.net
45
DORIAN EASON ASSET MANAGEMENT, LLC — reported RAUM down 42% ($214.9M -> $124.5M). IAPD ↗
$124.5M RAUM · 1 reps · 901-755-2075
45
VELTRIA ADVISORS CORP. — reported RAUM down 91% ($900.6M -> $82.5M). IAPD ↗
$82.5M RAUM · 2 reps · (305) 318-7172
45
ORBA WEALTH ADVISORS, LLC — reported RAUM down 47% ($257.1M -> $136.9M). IAPD ↗
$136.9M RAUM · 16 reps · (312) 670-6262
45
BANTAMAC CAPITAL, LLC — reported RAUM down 32% ($316.2M -> $214.8M). IAPD ↗
$214.8M RAUM · 3 reps · 8723261723 · bantamac.com
45
MILAGRE WEALTH MANAGEMENT, INC. — reported RAUM down 99% ($11.45B -> $123.6M). IAPD ↗
$123.6M RAUM · 1 reps · 914-437-8066 · milagrewealth.com
45
OAKHURST CAPITAL ADVISORS, LLC — reported RAUM down 91% ($866.7M -> $78.6M). IAPD ↗
$78.6M RAUM · 3 reps · 202-839-4910
45
FAMILY WEALTH PLANNING PARTNERS — reported RAUM down 35% ($313.5M -> $202.3M). IAPD ↗
$202.3M RAUM · 4 reps · 502-200-5210
45
MASTERWORKS ADVISERS, LLC — reported RAUM down 94% ($31.1M -> $2.0M). IAPD ↗
$2.0M RAUM · 17 reps · 203-518-5172 · masterworks.com
55
BMO CAPITAL MARKETS CORP. — (NEW YORK, NY) left the SEC roster (was $1.21B RAUM, 26 reps). IAPD ↗institutional
$1.21B RAUM · 26 reps · (212) 605-1504 · bmocm.com
55
GALLAGHER — (NEW YORK, NY) left the SEC roster (was $47.61B RAUM, 27 reps). IAPD ↗institutional
$47.61B RAUM · 27 reps · 212-330-1000 · buck.com
55
MORTGAGE INDUSTRY ADVISORY COMPANY — (NEW YORK, NY) left the SEC roster (was $1.39B RAUM, 7 reps). IAPD ↗institutional
$1.39B RAUM · 7 reps · 212-233-1250 · miacanalytics.com
55
THOMAS MILL ADVISORS LLC — (location n/a) left the SEC roster (was $2.64B RAUM, 1 reps). IAPD ↗institutional
$2.64B RAUM · 1 reps · 484-441-6600 · thomasmill.com
53
LION CAPITAL (AMERICAS) INC. — (LOS ANGELES, CA) left the SEC roster (was $361.6M RAUM, 1 reps). IAPD ↗institutional
$361.6M RAUM · 1 reps · 424-444-6666 · lioncapital.com
53
BOFCAL ASSET MANAGEMENT INC. — (MENLO PARK, CA) left the SEC roster (was $797.6M RAUM, 5 reps). IAPD ↗institutional
$797.6M RAUM · 5 reps · (415) 757-2654
53
RAMPART ASSET MANAGEMENT LLC — (STAMFORD, CT) left the SEC roster (was $411.2M RAUM, 2 reps). IAPD ↗institutional
$411.2M RAUM · 2 reps · 475-477-9899 · rampartasset.com
50
SOUTHEASTERN ADVISORY SERVICES INC — (ATLANTA, GA) left the SEC roster (was $0 RAUM, 5 reps). IAPD ↗institutional
$0 RAUM · 5 reps · 404-237-3156 · seadvisory.com
50
CAPITAL GUARDIAN (CANADA), INC. — (LOS ANGELES, CA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · (213) 486-9200
50
MELLON HEDGE ADVISORS — (BOSTON, MA) left the SEC roster (was $0 RAUM, 6 reps). IAPD ↗institutional
$0 RAUM · 6 reps · 617 722 7018
50
CASTLE INVESTMENT MANAGEMENT, LLC — (ALEXANDRIA, VA) left the SEC roster (was $32.1M RAUM, 2 reps). IAPD ↗institutional
$32.1M RAUM · 2 reps · 703-260-1921 · castleim.com
50
CAPSTONE ASSET MANAGEMENT — (location n/a) left the SEC roster (was $241.3M RAUM, 1 reps). IAPD ↗institutional
$241.3M RAUM · 1 reps · 800-257-2574 · capstone-am.com
50
FIR TREE PARTNERS — (NEW YORK, NY) left the SEC roster (was $1.06B RAUM, 11 reps). IAPD ↗fund
$1.06B RAUM · 11 reps · (212) 659-4913 · firtree.com
50
FPR PARTNERS LLC — (SAN FRANCISCO, CA) left the SEC roster (was $1.01B RAUM, 4 reps). IAPD ↗fund
$1.01B RAUM · 4 reps · 415-284-8888 · fprpartners.com
50
PEPPERTREE CAPITAL MANAGEMENT INC. — (CHAGRIN FALLS, OH) left the SEC roster (was $7.64B RAUM, 23 reps). IAPD ↗fund
$7.64B RAUM · 23 reps · 440-528-0333
50
CONTENT PARTNERS LLC — (LOS ANGELES, CA) left the SEC roster (was $1.40B RAUM, 9 reps). IAPD ↗fund
$1.40B RAUM · 9 reps · 310-208-7300 · contentllc.com
50
MSCI ESG RESEARCH LLC — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 42 reps). IAPD ↗institutional
$0 RAUM · 42 reps · 212-804-5299 · msci.com
50
BARDIN HILL ARBITRAGE IC MANAGEMENT LP — (NEW YORK, NY) left the SEC roster (was $16.3M RAUM, 0 reps). IAPD ↗institutional
$16.3M RAUM · 0 reps · 212-303-9400 · bardinhill.com
50
TICKERON, INC. — (RENO, NV) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 408-499-7971 · tickeron.com
50
TPG PEP ADVISORS, LLC — (FORT WORTH, TX) left the SEC roster (was $2.95B RAUM, 7 reps). IAPD ↗fund
$2.95B RAUM · 7 reps · 817-871-4000
50
CAMBER CAPITAL MANAGEMENT LP — (BOSTON, MA) left the SEC roster (was $3.68B RAUM, 3 reps). IAPD ↗fund
$3.68B RAUM · 3 reps · 617-717-6600 · cambercapital.com
50
JADE CAPITAL ADVISORS, LLC — (location n/a) left the SEC roster (was $179.9M RAUM, 3 reps). IAPD ↗institutional
$179.9M RAUM · 3 reps · 646-859-7251
50
AMERICAFIRST WEALTH MANAGEMENT, INC. — (WEST HENRIETTA, NY) left the SEC roster (was $23.4M RAUM, 3 reps). IAPD ↗institutional
$23.4M RAUM · 3 reps · 916 865-9070 · americafirst.fund
50
DIGITAL ASSETS INVESTMENT — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 9176071136
50
KODAI CAPITAL MANAGEMENT LP — (CHICAGO, IL) left the SEC roster (was $2.93B RAUM, 21 reps). IAPD ↗fund
$2.93B RAUM · 21 reps · 312-264-0620
50
PACIFIC COAST FIDUCIARY LLC — (CALABASAS, CA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 818-986-1479 · pacificcoastfiduciary.com
50
ORG PARTNERS ASSET MANAGEMENT — (DALLAS, TX) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 214-440-3909
50
3A PARTNERS, LLC — (COLUMBUS, OH) left the SEC roster (was $0 RAUM, 4 reps). IAPD ↗institutional
$0 RAUM · 4 reps · 614-406-8192 · 3apartners.com
50
X CAPITAL ADVISORS LLC — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 201-502-7070
50
INVESTATURE — (location n/a) left the SEC roster (was $0 RAUM, 4 reps). IAPD ↗institutional
$0 RAUM · 4 reps · 917-836-8653 · investature.com
50
BLACKSUN — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 212.537.5808 · blacksun.pe
50
THE FAMILY OFFICES GLOBAL VENTURES INC. — (MIAMI, FL) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 310 994 0619
50
CAMBERLINE CAPITAL MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 5 reps). IAPD ↗institutional
$0 RAUM · 5 reps · 646-392-1654
50
OUTLIER GLOBAL MANAGEMENT — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 332-465-0360
50
DRONA PARTNERS CAPITAL MANAGEMENT LLC — (location n/a) left the SEC roster (was $0 RAUM, 6 reps). IAPD ↗institutional
$0 RAUM · 6 reps · 6463341998 · dronapartners.com
50
MOTUM CAPITAL MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 917-733-8203 · motumcapital.com
50
WINTERBIRD PARTNERS LLC — (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · (617) 807-0183 · winterbirdpartners.com
48
RIVER ASSOCIATES INVESTMENTS (TN), LLC — (CHATTANOOGA, TN) left the SEC roster (was $800.5M RAUM, 12 reps). IAPD ↗fund
$800.5M RAUM · 12 reps · 423-755-0888 · riverassociates.com
48
RICHMOND HILL INVESTMENTS, LLC — (NEW YORK, NY) left the SEC roster (was $663.1M RAUM, 5 reps). IAPD ↗fund
$663.1M RAUM · 5 reps · 212-989-2700 · rhiclp.com
48
FARMSTEAD CAPITAL MANAGEMENT, LLC — (location n/a) left the SEC roster (was $336.5M RAUM, 2 reps). IAPD ↗fund
$336.5M RAUM · 2 reps · 201-493-3990
48
INNOVATIVE PORTFOLIOS LLC — (INDIANAPOLIS, IN) left the SEC roster (was $784.6M RAUM, 12 reps). IAPD ↗fund
$784.6M RAUM · 12 reps · 317-689-6450
48
LINCHRIS CAPITAL MANAGEMENT, LLC — (PLYMOUTH, MA) left the SEC roster (was $528.3M RAUM, 5 reps). IAPD ↗fund
$528.3M RAUM · 5 reps · 781-826-8824 · linchriscaptialpartners.com
48
INTERSECTION FINTECH VENTURES, LLC — (location n/a) left the SEC roster (was $280.0M RAUM, 2 reps). IAPD ↗fund
$280.0M RAUM · 2 reps · 917-575-2966 · intersectiongp.com
45
HARVEST CAPITAL STRATEGIES LLC — (SAN FRANCISCO, CA) left the SEC roster (was $1.1M RAUM, 49 reps). IAPD ↗fund
$1.1M RAUM · 49 reps · (415) 835-3900
45
PEAR TREE PARTNERS, LP — (LINCOLN, MA) left the SEC roster (was $100.0M RAUM, 5 reps). IAPD ↗fund
$100.0M RAUM · 5 reps · 781 259 0249 · usbostongrowthcapital.com
45
NORWOOD INVESTMENT PARTNERS, LP — (MILL VALLEY, CA) left the SEC roster (was $164.1M RAUM, 2 reps). IAPD ↗fund
$164.1M RAUM · 2 reps · 415-713-6989
45
SPECTRUM GROUP MANAGEMENT — (HUNTINGTON, NY) left the SEC roster (was $176.0M RAUM, 3 reps). IAPD ↗fund
$176.0M RAUM · 3 reps · 212-687-9555 · spectrumgp.com
45
SILVERFERN CAPITAL MANAGEMENT, LLC — (GREENWICH, CT) left the SEC roster (was $155.4M RAUM, 6 reps). IAPD ↗fund
$155.4M RAUM · 6 reps · 203-542-2870
45
SOLERA CAPITAL — (NEW YORK, NY) left the SEC roster (was $39.6M RAUM, 4 reps). IAPD ↗fund
$39.6M RAUM · 4 reps · 212-833-1440 · soleracapital.com
45
CANAAN NATURAL GAS MANAGEMENT, LLC — (OKLAHOMA CITY, OK) left the SEC roster (was $65.0M RAUM, 1 reps). IAPD ↗fund
$65.0M RAUM · 1 reps · 405-604-9300
45
SCION ASSET MANAGEMENT, LLC — (SARATOGA, CA) left the SEC roster (was $154.9M RAUM, 2 reps). IAPD ↗fund
$154.9M RAUM · 2 reps · 408-441-8400 · scionasset.com
45
TAH MANAGEMENT, LP — (NEW YORK, NY) left the SEC roster (was $165.8M RAUM, 2 reps). IAPD ↗fund
$165.8M RAUM · 2 reps · 212-273-4925 · tah-management.com
45
TUATARA CAPITAL, L.P. — (NEW YORK, NY) left the SEC roster (was $132.1M RAUM, 5 reps). IAPD ↗fund
$132.1M RAUM · 5 reps · (203) 985-9935 · tuataracapital.com
45
EAGLE GROUP FINANCE LOAN CORP. — (LOS ANGELES, CA) left the SEC roster (was $115.2M RAUM, 4 reps). IAPD ↗fund
$115.2M RAUM · 4 reps · 310-843-0001
45
AXCENT PRIVATE CAPITAL, LLC — (ENGLEWOOD, CO) left the SEC roster (was $4.4M RAUM, 2 reps). IAPD ↗fund
$4.4M RAUM · 2 reps · 303-391-6600
45
GREE CAPITAL PARTNERS, LLC — (SAN FRANCISCO, CA) left the SEC roster (was $172.1M RAUM, 7 reps). IAPD ↗fund
$172.1M RAUM · 7 reps · 415-390-8310
45
TWENTY ACRE CAPITAL LP — (NEWTOWN, PA) left the SEC roster (was $198.5M RAUM, 6 reps). IAPD ↗fund
$198.5M RAUM · 6 reps · 215-978-9800 · twentyacre.com
45
FOREPONT CAPITAL LLC — (WHITE PLAINS, NY) left the SEC roster (was $97.7M RAUM, 6 reps). IAPD ↗fund
$97.7M RAUM · 6 reps · 917-209-5589 · forepont.com
45
BRASIL CAPITAL ADVISER LLC — (AVENTURA, FL) left the SEC roster (was $183.7M RAUM, 3 reps). IAPD ↗fund
$183.7M RAUM · 3 reps · 646-565-8844
45
STONECUTTER CAPITAL ADVISORS LLC — (NEW YORK, NY) left the SEC roster (was $211.1M RAUM, 5 reps). IAPD ↗fund
$211.1M RAUM · 5 reps · (212) 920-6362 · stonecuttercapital.com
45
STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC — (MIAMI, FL) left the SEC roster (was $128.8M RAUM, 3 reps). IAPD ↗fund
$128.8M RAUM · 3 reps · 214-845-7254 · stratos.xyz
45
IVY LANE CAPITAL MANAGEMENT, LLC — (location n/a) left the SEC roster (was $189.6M RAUM, 1 reps). IAPD ↗fund
$189.6M RAUM · 1 reps · 305-791-3130
45
REPERTOIRE PARTNERS LP — (NEW YORK, NY) left the SEC roster (was $101.0M RAUM, 3 reps). IAPD ↗fund
$101.0M RAUM · 3 reps · 415-677-7050
45
STOKES ASSET MANAGEMENT, LLC — (NEW ORLEANS, LA) left the SEC roster (was $15.9M RAUM, 6 reps). IAPD ↗fund
$15.9M RAUM · 6 reps · (504) 399-4100
45
FISAI US MANAGEMENT LLC — (LOS ANGELES, CA) left the SEC roster (was $220.4M RAUM, 2 reps). IAPD ↗fund
$220.4M RAUM · 2 reps · 310-916-9537 · fisai.com
45
GLADE CAPITAL MANAGEMENT LP — (WEST PALM BEACH, FL) left the SEC roster (was $31.0M RAUM, 1 reps). IAPD ↗fund
$31.0M RAUM · 1 reps · 561-246-6330
45
MACCABI CAPITAL MANAGEMENT LLC — (location n/a) left the SEC roster (was $785,537 RAUM, 0 reps). IAPD ↗fund
$785,537 RAUM · 0 reps · 1-833-770-3863 · maccabicapital.com
45
TOWNSHIP CAPITAL, LLC — (WEST PALM BEACH, FL) left the SEC roster (was $80.8M RAUM, 6 reps). IAPD ↗fund
$80.8M RAUM · 6 reps · 561-918-1220 · townshipinc.com
45
BROADSHORE CAPITAL PARTNERS, LLC — shrank from 15 to 11 advisory reps. IAPD ↗institutional
$1.12B RAUM · 11 reps · 800-261-4481
45
MML INVESTMENT ADVISERS, LLC — shrank from 15 to 12 advisory reps. IAPD ↗institutional
$23.98B RAUM · 12 reps · 413-744-1000
40
PEAR TREE ADVISORS, INC. — reported RAUM down 32% ($4.52B -> $3.09B). IAPD ↗institutional
$3.09B RAUM · 1 reps · 781-259-1144
40
MML INVESTMENT ADVISERS, LLC — reported RAUM down 42% ($41.00B -> $23.98B). IAPD ↗institutional
$23.98B RAUM · 12 reps · 413-744-1000
40
CAPITAL INTERNATIONAL, INC. — shrank from 85 to 46 advisory reps. IAPD ↗fund
$51.92B RAUM · 46 reps · 213-486-9200 · mymanagedfunds.com.au
40
EVERGREEN INVESTMENT ADVISORS — shrank from 5 to 2 advisory reps. IAPD ↗fund
$10.77B RAUM · 2 reps · 312-499-8500 · evergreen.net
40
INVESTCORP INVESTMENT ADVISERS LLC — shrank from 46 to 37 advisory reps. IAPD ↗fund
$5.53B RAUM · 37 reps · 212-599-4700
40
AUREANA CAPITAL MANAGEMENT, LLC — shrank from 3 to 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 212-677-7011
40
JOHCM (USA) INC — shrank from 31 to 21 advisory reps. IAPD ↗fund
$9.01B RAUM · 21 reps · 617-993-0701 · johcm.com
40
OMNI BRIDGEWAY MANAGEMENT (USA) LLC — shrank from 31 to 16 advisory reps. IAPD ↗fund
$2.15B RAUM · 16 reps · 212-488-5331
40
AVIDITY PARTNERS MANAGEMENT LP — shrank from 13 to 8 advisory reps. IAPD ↗fund
$1.31B RAUM · 8 reps · 214-550-1696
40
P3 ASSET MANAGEMENT — shrank from 5 to 3 advisory reps. IAPD ↗institutional
$43.0M RAUM · 3 reps · 253-470-4977 · p3am.com
40
JB WEALTH ADVISORS LLC — shrank from 2 to 0 advisory reps. IAPD ↗institutional
$0 RAUM · 0 reps · 615-560-8268
38
CANARAS CAPITAL MANAGEMENT, LLC — shrank from 10 to 8 advisory reps. IAPD ↗fund
$667.7M RAUM · 8 reps · 212-372-7444
38
MANIKAY PARTNERS — shrank from 3 to 1 advisory reps. IAPD ↗fund
$408.6M RAUM · 1 reps · 212-457-1980 · manikaypartners.com
38
BOUNDARY CREEK ADVISORS LP — shrank from 7 to 2 advisory reps. IAPD ↗fund
$296.3M RAUM · 2 reps · 212-503-6251 · boundarycreek.com
38
TC LATIN AMERICA PARTNERS LLC — shrank from 18 to 7 advisory reps. IAPD ↗fund
$614.7M RAUM · 7 reps · 347-289-3262 · tcinvestmentpartners.com
35
FRONTEGRA ASSET MANAGEMENT INC — reported RAUM down 73% ($439.7M -> $119.3M). IAPD ↗institutional
$119.3M RAUM · 3 reps · 847-509-9860
35
EASTSPRING US — reported RAUM down 75% ($197.0M -> $50.0M). IAPD ↗institutional
$50.0M RAUM · 4 reps · 312-730-9600 · eastspringinvestments.com
35
AVIDITY PARTNERS MANAGEMENT LP — reported RAUM down 57% ($3.05B -> $1.31B). IAPD ↗fund
$1.31B RAUM · 8 reps · 214-550-1696
35
JARISLOWSKY FRASER LTD — (MONTREAL QUEBEC, Canada) left the SEC roster (was $38.23B RAUM, 62 reps). IAPD ↗foreign
$38.23B RAUM · 62 reps · 514-842-2727
35
MARTIN CURRIE INC — (EDINBURGH, United Kingdom) left the SEC roster (was $7.31B RAUM, 0 reps). IAPD ↗foreign
$7.31B RAUM · 0 reps · 44 131 229 5252
35
KEYHAVEN CAPITAL PARTNERS LIMITED — (LONDON, United Kingdom) left the SEC roster (was $1.00B RAUM, 12 reps). IAPD ↗foreign
$1.00B RAUM · 12 reps · +44 20 7432 6200 · keyhavencapital.com
35
MAPLE-BROWN ABBOTT — (BARANGAROO, Australia) left the SEC roster (was $6.11B RAUM, 31 reps). IAPD ↗foreign
$6.11B RAUM · 31 reps · 61-2-8226-6200
35
INVESCO REAL ESTATE MANAGEMENT S.À R.L. — (LUXEMBOURG, Luxembourg) left the SEC roster (was $13.46B RAUM, 3 reps). IAPD ↗foreign
$13.46B RAUM · 3 reps · 352.27.118.000 · invesco.com
35
PARK SHORE PARTNERS LLC — shrank from 10 to 5 advisory reps. IAPD ↗fund
$109.9M RAUM · 5 reps · 814-836-5776
35
CATALYST CAPITAL ADVISERS LLC — shrank from 7 to 2 advisory reps. IAPD ↗fund
$176.5M RAUM · 2 reps · 469-249-1000
33
CANARAS CAPITAL MANAGEMENT, LLC — reported RAUM down 29% ($938.0M -> $667.7M). IAPD ↗fund
$667.7M RAUM · 8 reps · 212-372-7444
33
EAST BRIDGE CAPITAL MANAGEMENT LP — reported RAUM down 42% ($781.4M -> $451.2M). IAPD ↗fund
$451.2M RAUM · 2 reps · 617-449-5992 · eastbridgecapital.com
33
AEGON REAL ASSETS US — reported RAUM down 72% ($1.83B -> $512.9M). IAPD ↗fund
$512.9M RAUM · 43 reps · 319-355-5408 · aegonam.com
33
BOUNDARY CREEK ADVISORS LP — reported RAUM down 83% ($1.76B -> $296.3M). IAPD ↗fund
$296.3M RAUM · 2 reps · 212-503-6251 · boundarycreek.com
33
4BIO PARTNERS LLP — (LONDON, United Kingdom) left the SEC roster (was $264.5M RAUM, 3 reps). IAPD ↗foreign
$264.5M RAUM · 3 reps · +44 203 940 6646 · 4biocapital.com
33
PRESIMA SECURITIES ULC — (MONTREAL, QUEBEC, Canada) left the SEC roster (was $685.2M RAUM, 8 reps). IAPD ↗foreign
$685.2M RAUM · 8 reps · 514-673-1375
30
CATALYST CAPITAL ADVISERS LLC — reported RAUM down 64% ($484.4M -> $176.5M). IAPD ↗fund
$176.5M RAUM · 2 reps · 469-249-1000
30
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (UK) LTD. — (LONDON, United Kingdom) left the SEC roster (was $0 RAUM, 3 reps). IAPD ↗foreign
$0 RAUM · 3 reps · 44(0) 20 7479 4200 · southeasternasset.com
30
AGF INVESTMENTS — (TORONTO, ONTARIO, Canada) left the SEC roster (was $21.6M RAUM, 5 reps). IAPD ↗foreign
$21.6M RAUM · 5 reps · 416-367-1900 · agf.com
30
PARALLEL49 EQUITY — (VANCOUVER, Canada) left the SEC roster (was $146.8M RAUM, 2 reps). IAPD ↗foreign
$146.8M RAUM · 2 reps · +1 604 646 4367
30
EPICURUS FUND MANAGEMENT — (CIUDAD DE MÉXICO, Mexico) left the SEC roster (was $0 RAUM, 3 reps). IAPD ↗foreign
$0 RAUM · 3 reps · 525552801216 · epicurus.com.mx
30
CARMIKA PARTNERS LLP — (LONDON, United Kingdom) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗foreign
$0 RAUM · 2 reps · +44 (0)207 1010 662 · carmikapartners.com
30
LODGEPINE CAPITAL MANAGEMENT LIMITED — (HAMILTON, Bermuda) left the SEC roster (was $6.9M RAUM, 2 reps). IAPD ↗foreign
$6.9M RAUM · 2 reps · 441-493-9000
30
MARIANA INVESTMENT PARTNERS LLP — (LONDON, United Kingdom) left the SEC roster (was $137.1M RAUM, 3 reps). IAPD ↗foreign
$137.1M RAUM · 3 reps · +44 207 0656600 · mariana-ip.com
30
POLYNOMIAL PARTNERS LLC — (SINGAPORE, Singapore) left the SEC roster (was $243.7M RAUM, 3 reps). IAPD ↗foreign
$243.7M RAUM · 3 reps · +65 6037 0291
25
J O HAMBRO CAPITAL MANAGEMENT LIMITED — shrank from 45 to 37 advisory reps. IAPD ↗foreign
$23.28B RAUM · 37 reps · +44 20 7747 5678
25
KIRKOSWALD CAPITAL MANAGEMENT LIMITED — shrank from 11 to 7 advisory reps. IAPD ↗foreign
$4.42B RAUM · 7 reps · +44-207-150-3700 · kirkoswald.com
25
IFM INVESTORS PTY LTD — shrank from 189 to 183 advisory reps. IAPD ↗foreign
$152.93B RAUM · 183 reps · 61 1300 651 607
25
GULF INTERNATIONAL BANK (UK) LIMITED — shrank from 21 to 16 advisory reps. IAPD ↗foreign
$4.81B RAUM · 16 reps · +44 207259 3456
25
AIKYA INVESTMENT MANAGEMENT LIMITED — shrank from 11 to 8 advisory reps. IAPD ↗foreign
$5.85B RAUM · 8 reps · +44 20 3965 4392 · aikya.co.uk
23
T VENTURES MANAGEMENT CO, LTD. — shrank from 14 to 4 advisory reps. IAPD ↗foreign
$773.9M RAUM · 4 reps · 61 416 493 313 · ti.vc
20
PLATINUM ASSET MANAGEMENT — reported RAUM down 29% ($7.05B -> $5.04B). IAPD ↗foreign
$5.04B RAUM · 22 reps · 61 2 9255 7574 · platinum.com.au
20
ARDEA INVESTMENT MANAGEMENT — reported RAUM down 33% ($9.47B -> $6.30B). IAPD ↗foreign
$6.30B RAUM · 26 reps · 61 2 9994 7000 · ardea.com.au
20
KEEL CAPITAL AB — shrank from 6 to 2 advisory reps. IAPD ↗foreign
$10.9M RAUM · 2 reps · 46 84122245 · keelcapital.se
20
GEO CAPITAL — shrank from 8 to 6 advisory reps. IAPD ↗foreign
$88.8M RAUM · 6 reps · 5511 2532-1065
20
ETNA CAPITAL — shrank from 7 to 5 advisory reps. IAPD ↗foreign
$203.1M RAUM · 5 reps · 85237579745 · etnalabs.co
15
KEEL CAPITAL AB — reported RAUM down 98% ($503.4M -> $10.9M). IAPD ↗foreign
$10.9M RAUM · 2 reps · 46 84122245 · keelcapital.se
15
XY INVESTMENTS — reported RAUM down 72% ($31.9M -> $8.9M). IAPD ↗foreign
$8.9M RAUM · 1 reps · +852 3511 6033 · xy-inv.com
15
GEO CAPITAL — reported RAUM down 31% ($129.6M -> $88.8M). IAPD ↗foreign
$88.8M RAUM · 6 reps · 5511 2532-1065

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.