← Tributary

LEE INVESTMENT MANAGEMENT LLC

SARATOGA SPRINGS, NY · CRD 120535 · IAPD ↗ · leemgt.com · 518-580-0088

$90.5MRegulatory AUM
1Advisory reps
1Employees
34Clients
51-100Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
December 2025 — LEE INVESTMENT MANAGEMENT LLC (SARATOGA SPRINGS, NY) left the SEC roster (was $90.5M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
62
April 2024 — LEE INVESTMENT MANAGEMENT LLC reported RAUM up 38% ($54.8M -> $75.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.