← Tributary

COOPER FINANCIAL SERVICES, INC.

SHELTON, CT · CRD 104671 · IAPD ↗ · 203-248-1972

$184.1MRegulatory AUM
2Advisory reps
3Employees
0Clients
101-250Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
December 2025 — COOPER FINANCIAL SERVICES, INC. shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
June 2024 — COOPER FINANCIAL SERVICES, INC. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.