← Tributary

MARSHALL & SULLIVAN, INC.

SEATTLE, WA · CRD 105168 · IAPD ↗ · msinvest.com · 206-621-9014

$473.4MRegulatory AUM
2Advisory reps
3Employees
0Clients
n/aPlanning clients
5Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
December 2025 — MARSHALL & SULLIVAN, INC. (SEATTLE, WA) left the SEC roster (was $473.4M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.