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NEWERA WEALTH

CORAL GABLES, FL · CRD 331612 · IAPD ↗ · 786-577-9396

$21.7MRegulatory AUM
1Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

60
December 2025 — NEWERA WEALTH (CORAL GABLES, FL) left the SEC roster (was $21.7M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
65
November 2024 — NEWERA WEALTH now reports custody of client assets ($7.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
September 2024 — NEWERA WEALTH notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
July 2024 — NEWERA WEALTH (CORAL GABLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.