← Tributary

CENTRAL WEALTH MANAGEMENT LLC

MADISON, WI · CRD 293172 · IAPD ↗ · centralwealthmanagement.com · 608-841-1555

$136.8MRegulatory AUM
1Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

46
April 2026 — CENTRAL WEALTH MANAGEMENT LLC notice-filed in FL, MN, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — CENTRAL WEALTH MANAGEMENT LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
January 2026 — CENTRAL WEALTH MANAGEMENT LLC (MADISON, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
60
December 2025 — CENTRAL WEALTH MANAGEMENT LLC (MADISON, WI) left the SEC roster (was $120.6M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
65
June 2024 — CENTRAL WEALTH MANAGEMENT LLC now reports custody of client assets ($45.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.