← Tributary

KNICKERBOCKER ADVISORS INC.

· CRD 118553 · IAPD ↗ · knick.com · 518-398-9000

$158.6MRegulatory AUM
1Advisory reps
1Employees
0Clients
26-50Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
December 2025 — KNICKERBOCKER ADVISORS INC. (location n/a) left the SEC roster (was $158.6M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.