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AGF INVESTMENTS

TORONTO, ONTARIO, Canada · CRD 145669 · IAPD ↗ · agf.com · 416-367-1900

$21.6MRegulatory AUM
5Advisory reps
7Employees
5Clients
0Planning clients
0Private funds
1States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

30
December 2025 — AGF INVESTMENTS (TORONTO, ONTARIO, Canada) left the SEC roster (was $21.6M RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
15
March 2025 — AGF INVESTMENTS reported RAUM down 96% ($570.5M -> $21.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
20
March 2025 — AGF INVESTMENTS shrank from 7 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
23
March 2024 — AGF INVESTMENTS shrank from 9 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.