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LINDBROOK CAPITAL, LLC

CALABASAS, CA · CRD 155812 · IAPD ↗ · 424-208-8000

$3.50BRegulatory AUM
6Advisory reps
10Employees
0Clients
101-250Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
December 2025 — LINDBROOK CAPITAL, LLC (CALABASAS, CA) left the SEC roster (was $3.50B RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.