← Tributary

CAPSTONE ASSET MANAGEMENT

· CRD 155846 · IAPD ↗ · capstone-am.com · 800-257-2574

$241.3MRegulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

50
December 2025 — CAPSTONE ASSET MANAGEMENT (location n/a) left the SEC roster (was $241.3M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.