M&A & valuation — May 2025
RIA acquirers, investment bankers, valuation firms, and lenders.
45 firms opened this window in the May 2025 SEC roster: 30 deregistered, 9 aum down, 6 headcount down.
65
AMUNDI ASSET MANAGEMENT US, INC. — (BOSTON, MA) left the SEC roster (was $122.06B RAUM, 109 reps). IAPD ↗
63
PLANNED ASSET MANAGEMENT — (CALABASAS, CA) left the SEC roster (was $385.3M RAUM, 3 reps). IAPD ↗
63
LATHROP INVESTMENT MANAGEMENT CORP — (LITTLE ROCK, AR) left the SEC roster (was $868.4M RAUM, 4 reps). IAPD ↗
63
ALPHAMARK ADVISORS, LLC — (FT. WRIGHT, KY) left the SEC roster (was $405.8M RAUM, 3 reps). IAPD ↗
63
CAHILL WEALTH MANAGEMENT, LLC — (PORTAGE, MI) left the SEC roster (was $442.1M RAUM, 2 reps). IAPD ↗
63
SAFEGUARD WEALTH MANAGEMENT — (location n/a) left the SEC roster (was $601.0M RAUM, 4 reps). IAPD ↗
60
FINANCIAL STEWARD ASSOCIATES, LLC — (BOULDER, CO) left the SEC roster (was $0 RAUM, 4 reps). IAPD ↗
60
HAUSSMANN FINANCIAL INC. — (LAKE FOREST, CA) left the SEC roster (was $0 RAUM, 4 reps). IAPD ↗
60
BLUE CHIP MONEY MANAGEMENT, LLC — (location n/a) left the SEC roster (was $41.5M RAUM, 1 reps). IAPD ↗
60
QUANTITATIVE STRATEGIES, INC. — (CALABASAS, CA) left the SEC roster (was $186.8M RAUM, 2 reps). IAPD ↗
60
BILL SPALDING WEALTH MANAGEMENT — (location n/a) left the SEC roster (was $117.0M RAUM, 1 reps). IAPD ↗
60
JARVIS FINANCIAL — (FEDERAL WAY, WA) left the SEC roster (was $172.4M RAUM, 4 reps). IAPD ↗
60
ANCHOR POINTE WEALTH MANAGEMENT — (CAPE GIRARDEAU, MO) left the SEC roster (was $140.2M RAUM, 2 reps). IAPD ↗
60
VINEYARD WEALTH GROUP, LLC — (WEST TISBURY, MA) left the SEC roster — its 120-day provisional registration did not convert (was $441,010 RAUM, 1 reps). IAPD ↗
60
LONGVIEW FINANCIAL PARTNERS — (SCOTTSDALE, AZ) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 7 reps). IAPD ↗
60
ROMEN CAPITAL — (location n/a) left the SEC roster (was $45.0M RAUM, 1 reps). IAPD ↗
60
LIFT ASSET MANAGEMENT — (ENGLEWOOD, CO) left the SEC roster — its 120-day provisional registration did not convert (was $25.2M RAUM, 1 reps). IAPD ↗
60
PRESINT ASSET MANAGEMENT, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗
55
SANCTUARY ADVISORS, LLC — shrank from 337 to 332 advisory reps. IAPD ↗
53
JMAC ENTERPRISES LLC — shrank from 5 to 3 advisory reps. IAPD ↗
50
FINANCIAL INTEGRITY ADVISORS, LLC — reported RAUM down 74% ($13.71B -> $3.52B). IAPD ↗
50
FREEDOM FAMILY OFFICE, LLC — shrank from 5 to 3 advisory reps. IAPD ↗
45
LOTUS INVESTMENT ADVISORS — reported RAUM down 46% ($46.0M -> $25.0M). IAPD ↗
45
FC WEALTH SOLUTIONS LLC — reported RAUM down 39% ($326.0M -> $199.4M). IAPD ↗
45
TREASURE INVESTMENT MANAGEMENT, LLC — reported RAUM down 51% ($222.1M -> $108.5M). IAPD ↗
50
CITIZENS INVESTMENT ADVISORS — (JOHNSTON, RI) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗institutional
50
SKY HARBOR CAPITAL MANAGEMENT, LLC — (GREENWICH, CT) left the SEC roster (was $3.88B RAUM, 10 reps). IAPD ↗fund
50
50
50
IMPACT INVESTMENTS LLC — (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 5 reps). IAPD ↗institutional
50
GROWTH LENDING LLC — (ROSWELL, GA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
48
45
WOODBOURNE INVESTMENT MANAGEMENT LLC — (BOULDER, CO) left the SEC roster (was $5.1M RAUM, 2 reps). IAPD ↗fund
45
THE TOKARZ GROUP ADVISERS LLC — (PURCHASE, NY) left the SEC roster (was $31.3M RAUM, 2 reps). IAPD ↗fund
45
LANTERN CAPITAL PARTNERS, L.P. — (DALLAS, TX) left the SEC roster (was $76.1M RAUM, 1 reps). IAPD ↗fund
40
38
35
BLACKSTONE STRATEGIC CAPITAL ADVISORS, L.L.C. — reported RAUM down 25% ($19.21B -> $14.37B). IAPD ↗fund
33
33
PRAXIS ALPHA PARTNERS LLP — (LONDON, United Kingdom) left the SEC roster (was $526.1M RAUM, 5 reps). IAPD ↗foreign
30
30
30
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.