← Tributary

M&A & valuation — October 2026

RIA acquirers, investment bankers, valuation firms, and lenders.

104 firms opened this window in the October 2026 SEC roster: 73 deregistered, 19 headcount down, 12 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

65
INGALLS INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $7.83B RAUM, 50 reps). IAPD ↗
$7.83B RAUM · 50 reps · 212-269-7800 · ingalls.net
65
WESTEND ADVISORS, LLC — (CHARLOTTE, NC) left the SEC roster (was $1.87B RAUM, 7 reps). IAPD ↗
$1.87B RAUM · 7 reps · 704-556-9300
65
SACHETTA, LLC — (LYNNFIELD, MA) left the SEC roster (was $1.00B RAUM, 10 reps). IAPD ↗
$1.00B RAUM · 10 reps · 781-233-4138
65
STILLWATER CAPITAL ADVISORS, LLC — (DEVON, PA) left the SEC roster (was $1.34B RAUM, 4 reps). IAPD ↗
$1.34B RAUM · 4 reps · 610-848-6760 · stillwateradv.com
65
MOTLEY FOOL WEALTH MANAGEMENT, LLC — (ALEXANDRIA, VA) left the SEC roster (was $1.60B RAUM, 28 reps). IAPD ↗
$1.60B RAUM · 28 reps · 844-408-4390
65
WEALTHSHIELD PARTNERS, LLC — (CARY, NC) left the SEC roster (was $1.27B RAUM, 13 reps). IAPD ↗
$1.27B RAUM · 13 reps · 919-948-4453 · madisonoakswp.com
65
U.S. CAPITAL WEALTH ADVISORS, LLC — (HOUSTON, TX) left the SEC roster (was $8.76B RAUM, 71 reps). IAPD ↗
$8.76B RAUM · 71 reps · 713-366-0500
65
EVOKE ADVISORS — (LOS ANGELES, CA) left the SEC roster (was $17.29B RAUM, 25 reps). IAPD ↗
$17.29B RAUM · 25 reps · 424-372-1776 · mai.capital.evoke-advisors
65
SAGE TRADING COLLECTIVE — (location n/a) left the SEC roster (was $1.22B RAUM, 2 reps). IAPD ↗
$1.22B RAUM · 2 reps · 419-350-8981 · sagetradingcollective.com
63
BRAVE FAMILY ADVISORS — (SUMMIT, NJ) left the SEC roster (was $624.3M RAUM, 5 reps). IAPD ↗
$624.3M RAUM · 5 reps · 908-522-8822
63
HIGH FALLS ADVISORS, INC. — (ROCHESTER, NY) left the SEC roster (was $694.7M RAUM, 7 reps). IAPD ↗
$694.7M RAUM · 7 reps · 585-935-5300
63
WAGNER LOFTIN INVESTMENT SERVICES LLC — (PLEASANT HILL, CA) left the SEC roster (was $396.4M RAUM, 7 reps). IAPD ↗
$396.4M RAUM · 7 reps · 925-930-7176 · wlisinvest.com
63
HARVEST INVESTMENT CONSULTANTS LLC — (HUNT VALLEY, MD) left the SEC roster (was $549.0M RAUM, 5 reps). IAPD ↗
$549.0M RAUM · 5 reps · 410-561-9040
63
ARBOR CAPITAL MANAGEMENT INC — (ANCHORAGE, AK) left the SEC roster (was $372.5M RAUM, 6 reps). IAPD ↗
$372.5M RAUM · 6 reps · 907-222-7581
63
CAPSTONE WEALTH MANAGEMENT GROUP, LLC — (BEND, OR) left the SEC roster (was $266.1M RAUM, 5 reps). IAPD ↗
$266.1M RAUM · 5 reps · 541-330-0266 · capstonewmg.com
63
TRIPPON WEALTH MANAGEMENT GROUP LLC — (HOUSTON, TX) left the SEC roster (was $262.3M RAUM, 4 reps). IAPD ↗
$262.3M RAUM · 4 reps · 713-661-1040 · financialadvisorhouston.com
63
NORTHERN CAPITAL RETIREMENT SERVICES, INC. — (SPOKANE, WA) left the SEC roster (was $304.2M RAUM, 8 reps). IAPD ↗
$304.2M RAUM · 8 reps · 509-456-2526 · northernwelcome.com
63
CENTRAL FAMILY ADVISORS, LLC — (NEW YORK, NY) left the SEC roster (was $608.3M RAUM, 2 reps). IAPD ↗
$608.3M RAUM · 2 reps · 917-993-7115 · cenfam.com
63
SOCHA FINANCIAL GROUP, LLC — (CORNING, NY) left the SEC roster (was $430.0M RAUM, 3 reps). IAPD ↗
$430.0M RAUM · 3 reps · 607-962-0605 · sochafinancial.com
63
OPES WEALTH MANAGEMENT, LLC — (MENLO PARK, CA) left the SEC roster (was $822.3M RAUM, 5 reps). IAPD ↗
$822.3M RAUM · 5 reps · 408-831-5800
63
IAM ADVISORY LLC — (EASTON, PA) left the SEC roster (was $699.4M RAUM, 8 reps). IAPD ↗
$699.4M RAUM · 8 reps · 610-258-3269 · iamadvisoryllc.com
60
COKER & PALMER — (JACKSON, MS) left the SEC roster (was $126.3M RAUM, 7 reps). IAPD ↗
$126.3M RAUM · 7 reps · 601-354-0860 · cokerpalmer.com
60
EFS ASSET MANAGEMENT LLC — (DALLAS, TX) left the SEC roster (was $70.0M RAUM, 1 reps). IAPD ↗
$70.0M RAUM · 1 reps · 214-550-0914
60
MARIN WEALTH ADVISORS LLC — (SAN RAFAEL, CA) left the SEC roster (was $76.1M RAUM, 2 reps). IAPD ↗
$76.1M RAUM · 2 reps · 415-458-5880
60
GENESIS ASSET MANAGEMENT GROUP, INC. — (location n/a) left the SEC roster (was $86.6M RAUM, 1 reps). IAPD ↗
$86.6M RAUM · 1 reps · 212-856-9000 · genesisassetmgmt.com
60
GVS FINANCIAL GROUP, INC. — (location n/a) left the SEC roster (was $118.0M RAUM, 1 reps). IAPD ↗
$118.0M RAUM · 1 reps · 516-507-7955
60
BILL LOSEY RETIREMENT SOLUTIONS, LLC — (location n/a) left the SEC roster (was $39.6M RAUM, 1 reps). IAPD ↗
$39.6M RAUM · 1 reps · 518-708-9925 · billlosey.com
60
MILLARES ASSET MANAGEMENT, LLC — (CORAL GABLES, FL) left the SEC roster (was $236.2M RAUM, 3 reps). IAPD ↗
$236.2M RAUM · 3 reps · 305-662-9649 · millares.net
60
FORTY THREE EIGHTEEN ADVISORS, LLC — (BENTONVILLE, AR) left the SEC roster (was $167.8M RAUM, 1 reps). IAPD ↗
$167.8M RAUM · 1 reps · 479-254-9400 · 4318advisors.com
60
FINANCIAL PLANNING ASSOCIATES, LLC — (WHITE PLAINS, NY) left the SEC roster (was $74.7M RAUM, 1 reps). IAPD ↗
$74.7M RAUM · 1 reps · (914) 997-9229 X13 · fpassociatesllc.com
60
U.S. PRIVATE WEALTH, LLC — (PALM BEACH GARDENS, FL) left the SEC roster (was $200.3M RAUM, 3 reps). IAPD ↗
$200.3M RAUM · 3 reps · 561.855.4635
60
BANYAN GLOBAL INVESTMENT ADVISORS, LLC — (BOCA RATON, FL) left the SEC roster (was $162.1M RAUM, 2 reps). IAPD ↗
$162.1M RAUM · 2 reps · 561-847-3596 · bgiadvisors.com
60
DAVID P. GILLIAM & ASSOCIATES, INC. — (MUNCIE, IN) left the SEC roster (was $186.7M RAUM, 3 reps). IAPD ↗
$186.7M RAUM · 3 reps · 765-281-0012
60
SAPPHIRE BLUE INVESTMENT PARTNERS — (FENTON, MI) left the SEC roster (was $200.0M RAUM, 2 reps). IAPD ↗
$200.0M RAUM · 2 reps · 810-714-9456
60
WEALTHPLANS, LLC — (FREDERICK, MD) left the SEC roster (was $219.6M RAUM, 1 reps). IAPD ↗
$219.6M RAUM · 1 reps · 301-695-2800
60
PINNACLE WEALTH MANAGEMENT, LLC — (ROSEVILLE, CA) left the SEC roster (was $211.1M RAUM, 3 reps). IAPD ↗
$211.1M RAUM · 3 reps · 916-772-0807 · pinnacle-mgmt.com
60
LI ENTERPRISES — (SAN FRANCISCO, CA) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗
$0 RAUM · 0 reps · 510-325-9439 · li-enterprises.net
60
PLUM POINTE WEALTH MANAGEMENT — (PROVIDENCE, RI) left the SEC roster (was $104.7M RAUM, 1 reps). IAPD ↗
$104.7M RAUM · 1 reps · 401-228-8258
60
STERLING LEGACY ADVISORS INC. — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 201-655-2022
60
MRP ADVISORS, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $96.1M RAUM, 1 reps). IAPD ↗
$96.1M RAUM · 1 reps · 770-462-4233 · mrpadvisors.com
60
NAPLES PRIVATE CAPITAL, LLC — (MOORESVILLE, NC) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 5 reps). IAPD ↗
$0 RAUM · 5 reps · 877-281-8282 · naplesprivatecapital.com
55
FINANCIAL SECURITY ADVISORY INC — shrank from 43 to 37 advisory reps. IAPD ↗
$1.95B RAUM · 37 reps · 757-431-1414 · gofsg.com
55
TUTTLE CAPITAL MANAGEMENT, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
$5.50B RAUM · 8 reps · 347-852-0548
55
EVANSON FINANCIAL, LLC DBA EVANSON ASSET MANAGEMENT — shrank from 8 to 4 advisory reps. IAPD ↗
$5.85B RAUM · 4 reps · 831-333-2060 · evansonasset.com
53
QUINT CAPITAL MANAGEMENT — shrank from 15 to 9 advisory reps. IAPD ↗
$875.0M RAUM · 9 reps · 212-682-5090
53
EXCEL FINANCIAL, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
$404.5M RAUM · 5 reps · (651) 388-6441 · excelfinllc.com
53
J. HAGAN CAPITAL, INC. — shrank from 10 to 6 advisory reps. IAPD ↗
$341.8M RAUM · 6 reps · (502) 690-5635
50
URS ADVISORY — shrank from 6 to 4 advisory reps. IAPD ↗
$200.3M RAUM · 4 reps · 561-594-0100 · ursadvisory.com
48
STEINBERGANNA WEALTH MANAGEMENT LLC — reported RAUM down 26% ($496.4M -> $369.4M). IAPD ↗
$369.4M RAUM · 2 reps · 631-271-6160 · steinberganna.com
45
INSIGHT SECURITIES, INC. — reported RAUM down 95% ($94.2M -> $4.4M). IAPD ↗
$4.4M RAUM · 14 reps · 224-632-4700 · insightamericas.net
45
GS INVESTMENT INC — reported RAUM down 31% ($276.6M -> $192.2M). IAPD ↗
$192.2M RAUM · 2 reps · 612-371-0590 · gsinvestments.com
45
CRESCENT PARK MANAGEMENT, L.P. — reported RAUM down 77% ($234.4M -> $53.8M). IAPD ↗
$53.8M RAUM · 1 reps · 650-285-4300 · crespark.com
45
BLACKRIDGE ASSET MANAGEMENT, LLC — reported RAUM down 41% ($370.3M -> $216.7M). IAPD ↗
$216.7M RAUM · 66 reps · 561-641-5050 · peakbrokerageservices.com
45
TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC — reported RAUM down 65% ($264.7M -> $92.7M). IAPD ↗
$92.7M RAUM · 3 reps · 971-371-3444 · meritwealth.com
55
JOBS PEAK ADVISORS — (location n/a) left the SEC roster (was $73.58B RAUM, 1 reps). IAPD ↗institutional
$73.58B RAUM · 1 reps · 775-781-3656 · jobspeakadvisors.com
50
CAPITAL MANAGEMENT ASSOCIATES INC — (NEW YORK, NY) left the SEC roster (was $68.7M RAUM, 3 reps). IAPD ↗institutional
$68.7M RAUM · 3 reps · 212-320-2000 · wellingtonshields.com
50
20 GATES MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $4.97B RAUM, 8 reps). IAPD ↗fund
$4.97B RAUM · 8 reps · 212-295-3790
50
MADISON CAPITAL PARTNERS — (CHICAGO, IL) left the SEC roster (was $4.77B RAUM, 6 reps). IAPD ↗fund
$4.77B RAUM · 6 reps · 312-277-0156 · donothaveawebsite.x
50
CORRUM CAPITAL MANAGEMENT — (CHARLOTTE, NC) left the SEC roster (was $1.39B RAUM, 10 reps). IAPD ↗fund
$1.39B RAUM · 10 reps · 704-330-7300 · corrumcapital.com
50
TWO CREEKS CAPITAL MANAGEMENT, LP — (NEW YORK, NY) left the SEC roster (was $1.88B RAUM, 8 reps). IAPD ↗fund
$1.88B RAUM · 8 reps · 212 373 1240 · twocreekscapital.com
50
SUNRIVER MANAGEMENT LLC — (GREENWICH, CT) left the SEC roster (was $1.20B RAUM, 5 reps). IAPD ↗fund
$1.20B RAUM · 5 reps · (203) 900-3900
50
QVR ADVISORS — (SAN FRANCISCO, CA) left the SEC roster (was $1.13B RAUM, 5 reps). IAPD ↗fund
$1.13B RAUM · 5 reps · 510-684-8343 · qvradvisors.com
50
THIRDLINE CAPITAL MANAGEMENT LLC — (RICHMOND, VA) left the SEC roster (was $64.3M RAUM, 6 reps). IAPD ↗institutional
$64.3M RAUM · 6 reps · 8045646801 · thirdlinecapital.com
50
ATOMIC VAULTS ADVISORS LLC — (SAN FRANCISCO, CA) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 203-535-2052 · atomicvaults.com
50
OAKLAWN CAPITAL MANAGEMENT LLC — (location n/a) left the SEC roster (was $153.0M RAUM, 4 reps). IAPD ↗institutional
$153.0M RAUM · 4 reps · 646-370-0416
50
BLOCKBRIDGE INVESTMENTS LLC — (MINNEAPOLIS, MN) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 6513793931 · blockbridgeinvesments.com
48
HEARTWOOD FUNDS — (NEW YORK, NY) left the SEC roster (was $317.6M RAUM, 1 reps). IAPD ↗fund
$317.6M RAUM · 1 reps · 212-918-4706 · heartwoodfunds.com
48
HARSPRING CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $459.1M RAUM, 3 reps). IAPD ↗fund
$459.1M RAUM · 3 reps · 646-859-5900
48
SPX CAPITAL MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $350.0M RAUM, 6 reps). IAPD ↗fund
$350.0M RAUM · 6 reps · (212) 386-5810 · spxcapital.com
48
COLLAB+CURRENCY MANAGEMENT, LLC — (location n/a) left the SEC roster (was $332.5M RAUM, 5 reps). IAPD ↗fund
$332.5M RAUM · 5 reps · 914-226-0653
48
INCLUSIVE CAPITAL PARTNERS, L.P. — (SAN FRANCISCO, CA) left the SEC roster (was $591.1M RAUM, 3 reps). IAPD ↗fund
$591.1M RAUM · 3 reps · 708-302-0775 · in-cap.com
48
BY CRYPTO MANAGEMENT, LLC — (LITTLE ROCK, AR) left the SEC roster (was $712.9M RAUM, 6 reps). IAPD ↗fund
$712.9M RAUM · 6 reps · 917-561-4905 · knowledge.blueyard.com
48
GROUNDED CAPITAL, LLC — (MILL VALLEY, CA) left the SEC roster (was $520.0M RAUM, 7 reps). IAPD ↗fund
$520.0M RAUM · 7 reps · 415-692-5760 · groundedcapital.com
48
SOCOTRA MANAGEMENT, INC. — (SACRAMENTO, CA) left the SEC roster (was $388.5M RAUM, 4 reps). IAPD ↗fund
$388.5M RAUM · 4 reps · 916-617-2221 · socotracapital.com
45
ARMORY CAPITAL GROUP, LLC — (EL SEGUNDO, CA) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗fund
$0 RAUM · 2 reps · 310-643-9100 · armorycapital.com
45
MAZE INVESTMENTS, LLC — (LOS ANGELES, CA) left the SEC roster (was $46.1M RAUM, 3 reps). IAPD ↗fund
$46.1M RAUM · 3 reps · (310) 846-8574
45
GRATIA CAPITAL, LLC — (LOS ANGELES, CA) left the SEC roster (was $185.8M RAUM, 3 reps). IAPD ↗fund
$185.8M RAUM · 3 reps · 310-733-2500
45
BASELINE PARTNERS LLC — (MESA, AZ) left the SEC roster (was $75.3M RAUM, 1 reps). IAPD ↗fund
$75.3M RAUM · 1 reps · 480-336-9730 · baseline-partners.com
45
BARRIER CAPITAL MANAGEMENT, LLC — (SAN FRANCISCO, CA) left the SEC roster (was $136.0M RAUM, 1 reps). IAPD ↗fund
$136.0M RAUM · 1 reps · 650-380-1475 · barriercap.com
45
X CUBED CAPITAL MANAGEMENT LLC — (MINNEAPOLIS, MN) left the SEC roster (was $184.0M RAUM, 5 reps). IAPD ↗fund
$184.0M RAUM · 5 reps · 612-457-0070
45
OEW INVESTMENT ADVISORS LP — (AUSTIN, TX) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗fund
$0 RAUM · 2 reps · 682-427-0250 · oewadvisors.com
45
RESEARCH AFFILIATES — shrank from 29 to 15 advisory reps. IAPD ↗institutional
$32.22B RAUM · 15 reps · 949 325 8700 · syzygyassetmanagement.com
40
CAPITAL CLIENT GROUP, INC. — shrank from 699 to 693 advisory reps. IAPD ↗institutional
$0 RAUM · 693 reps · 213-486-9200 · retirementsolutions.financialtrans.com
40
PBMARES WEALTH MANAGEMENT LLC — shrank from 14 to 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 703-385-8577
40
ADVANCED PORTFOLIO MANAGEMENT, LLC — shrank from 11 to 6 advisory reps. IAPD ↗fund
$2.70B RAUM · 6 reps · 212-838-4700 · apmcap.com
35
BRAIDWELL LP — reported RAUM down 27% ($4.98B -> $3.63B). IAPD ↗fund
$3.63B RAUM · 19 reps · 866-453-3929 · braidwell.com
35
AGIS MANAGEMENT LLC — shrank from 16 to 12 advisory reps. IAPD ↗fund
$220.2M RAUM · 12 reps · 617-350-9894 · agiscapital.com
35
WEST TOWER GROUP, LLC — shrank from 5 to 3 advisory reps. IAPD ↗fund
$146.2M RAUM · 3 reps · (804) 420-8588 · westtowergroup.com
33
VERSOR INVESTMENTS LP — reported RAUM down 46% ($1.34B -> $718.1M). IAPD ↗fund
$718.1M RAUM · 2 reps · 212-626-6508 · versorinvest.com
33
MISAKI CAPITAL INC. — (TOKYO, Japan) left the SEC roster (was $512.1M RAUM, 6 reps). IAPD ↗foreign
$512.1M RAUM · 6 reps · +81-3-6427-7431 · misaki-capital.com
33
CEDERBERG CAPITAL LIMITED — (LONDON, United Kingdom) left the SEC roster (was $684.6M RAUM, 2 reps). IAPD ↗foreign
$684.6M RAUM · 2 reps · +44 203 745 1701 · cederbergcap.com
33
CEDERBERG CAPITAL ASIA LIMITED — (TSIM SHA TSUI, KOWLOON, Hong Kong) left the SEC roster (was $684.6M RAUM, 3 reps). IAPD ↗foreign
$684.6M RAUM · 3 reps · 90137758 · cederbergcap.com
30
AGIS MANAGEMENT LLC — reported RAUM down 49% ($428.7M -> $220.2M). IAPD ↗fund
$220.2M RAUM · 12 reps · 617-350-9894 · agiscapital.com
30
ERGUS ASSET MANAGEMENT LTD. — (NASSAU, Bahamas, The) left the SEC roster (was $0 RAUM, 3 reps). IAPD ↗foreign
$0 RAUM · 3 reps · 242-502-7031
30
MOSAIC CAPITAL INC. — (GEORGE TOWN, GRAND CAYMAN, Cayman Islands) left the SEC roster (was $75.0M RAUM, 4 reps). IAPD ↗foreign
$75.0M RAUM · 4 reps · 345 546-2622 · msc.xyz
25
CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED — shrank from 26 to 21 advisory reps. IAPD ↗foreign
$8.06B RAUM · 21 reps · 011442077110771 · citlon.co.uk
25
MAGELLAN INVESTMENT PARTNERS — shrank from 33 to 26 advisory reps. IAPD ↗foreign
$20.80B RAUM · 26 reps · +61-2-9235-4888 · magellaninvestmentpartners.com
25
PARADICE INVESTMENT MANAGEMENT LLC — shrank from 4 to 2 advisory reps. IAPD ↗foreign
$1.43B RAUM · 2 reps · 720-751-2100
25
ATLAS INFRASTRUCTURE — shrank from 20 to 16 advisory reps. IAPD ↗foreign
$2.34B RAUM · 16 reps · +44 20 3890 4700
25
H.A.M.L — shrank from 18 to 14 advisory reps. IAPD ↗foreign
$9.67B RAUM · 14 reps · 1300 497 374 · hyperion.com.au
23
SARONA ASSET MANAGEMENT INC. — shrank from 13 to 10 advisory reps. IAPD ↗foreign
$339.2M RAUM · 10 reps · 1-519-883-7557 · emiif.fund
20
CALEDONIA (PRIVATE) INVESTMENTS PTY LIMITED — reported RAUM down 49% ($10.23B -> $5.25B). IAPD ↗foreign
$5.25B RAUM · 9 reps · 011-612-92557600 · caledoniafund.com
20
ARDEA INVESTMENT MANAGEMENT — reported RAUM down 45% ($6.30B -> $3.47B). IAPD ↗foreign
$3.47B RAUM · 23 reps · 61 2 9994 7000 · ardea.com.au
18
ASSET RISK CONSULTANTS (UK) LIMITED — reported RAUM down 31% ($1.37B -> $945.2M). IAPD ↗foreign
$945.2M RAUM · 12 reps · +442046294540 · assetrisk.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.